| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | VERINT SYS INC | 53 | 3,000 | 0.00% | ||
| 2 | CIENA CORP | 110,000 | 155,000 | 0.01% | PRN | |
| 3 | NUVEEN NEW YORK QLT MUN INCORPORATED FD | 12,886 | 174,000 | 0.01% | ||
| 4 | EATON VANCE NEW YORK MUN BD | 14,632 | 180,000 | 0.01% | ||
| 5 | BLACKROCK MUNIYIELD CALI QLT | 16,228 | 235,000 | 0.01% | ||
| 6 | BLACKROCK MUNIHLD NJ QU FU INC COM | 22,040 | 292,000 | 0.01% | ||
| 7 | MFS HIGH YIELD MUN TR | 86,802 | 357,000 | 0.02% | ||
| 8 | DYNEGY INCORPORATED NEW D | 13,120 | 384,000 | 0.02% | ||
| 9 | NUVEEN DIV ADVANTAGE MUN FD | 38,744 | 520,000 | 0.03% | ||
| 10 | BLACKROCK MUNIC BD INVST TR COM | 50,000 | 701,000 | 0.04% | ||
| 11 | MFS HIGH INCOME MUN TR | 200,000 | 922,000 | 0.05% | ||
| 12 | NUVEEN CALIFORNIA AMT QLT MU | 70,693 | 1,002,000 | 0.05% | ||
| 13 | Dominion Resources Inc/VA | 23,200 | 1,105,000 | 0.06% | ||
| 14 | BLACKROCK MUNIYIELD INVT QUA | 87,573 | 1,156,000 | 0.06% | ||
| 15 | MFS MUN INCOME TR | 184,560 | 1,187,000 | 0.06% | ||
| 16 | GOLDCORP INC NEW | 76,945 | 1,247,000 | 0.06% | ||
| 17 | ARCELORMITTAL SA LUXEMBOURG | 92,000 | 1,436,000 | 0.07% | ||
| 18 | BLACKROCK MUNIYIELD FD INC | 104,738 | 1,450,000 | 0.07% | ||
| 19 | NEW GOLD INC CDA | 611,671 | 1,645,000 | 0.08% | ||
| 20 | BLACKROCK FLA MUN 2020 TERM | 116,357 | 1,724,000 | 0.09% | ||
| 21 | NUVEEN PERFORMANCE PLUS MUNICIPAL FUND INC | 133,284 | 1,870,000 | 0.10% | ||
| 22 | FLUIDIGM CORP DEL | 2,263,000 | 1,990,000 | 0.10% | PRN | |
| 23 | ARES CAP CORP | 1,989,000 | 2,029,000 | 0.10% | PRN | |
| 24 | CIENA CORP SR NT CV 17 | 2,207,000 | 2,216,000 | 0.11% | PRN | |
| 25 | Weyerhaeuser Company | 43,700 | 2,272,000 | 0.12% | ||
| 26 | LIBERTY MEDIA CORP | 4,429,000 | 2,309,000 | 0.12% | PRN | |
| 27 | HORNBECK OFFSHORE SVCS INC NEW SR CONV NT1.5 19 | 3,000,000 | 2,456,000 | 0.13% | PRN | |
| 28 | BLACKROCK MUNIHLDNGS CALI QL | 184,842 | 2,588,000 | 0.13% | ||
| 29 | BLACKROCK MUNIHLDS INVSTM QL | 225,594 | 3,124,000 | 0.16% | ||
| 30 | NUVEEN QUALITY INCOME MUNI FUND | 250,228 | 3,338,000 | 0.17% | ||
| 31 | NUVEEN MICH QUALITY MUN INCO | 265,011 | 3,511,000 | 0.18% | ||
| 32 | MICROCHIP TECHNOLOGY INC | 1,891,000 | 3,609,000 | 0.18% | PRN | |
| 33 | BLACKROCK MUNIHOLDINGS QUALI | 283,145 | 3,672,000 | 0.19% | ||
| 34 | INVESCO QUALITY MUN INCOME T | 325,522 | 3,848,000 | 0.20% | ||
| 35 | CAMERON INTERNATIONAL COMPANY | 80,000 | 4,190,000 | 0.21% | ||
| 36 | SEACOR HOLDINGS INC | 4,308,000 | 4,432,000 | 0.23% | PRN | |
| 37 | SOLARCITY CORP | 4,305,000 | 4,655,000 | 0.24% | PRN | |
| 38 | NEWMONT MINING CORP SR NT CV1.625 17 | 4,792,000 | 4,855,000 | 0.25% | PRN | |
| 39 | NUANCE COMMUNICATIONS INC SR CV NT 2.75 31 | 5,071,000 | 5,131,000 | 0.26% | PRN | |
| 40 | Nuveen Municipal Advanta | 397,849 | 5,172,000 | 0.26% | ||
| 41 | YAHOO INC SR CV ZERO NT 18 | 5,275,000 | 5,437,000 | 0.28% | PRN | |
| 42 | INVESCO ADVANTAGE MUN INCOME | 526,929 | 5,780,000 | 0.30% | ||
| 43 | Welltower Inc | 97,900 | 5,850,000 | 0.30% | ||
| 44 | ARRAY BIOPHARMA INC 3 06/01/2020 | 4,880,000 | 6,185,000 | 0.32% | PRN | |
| 45 | INSULET CORP 2 06/15/2019 | 6,724,000 | 6,522,000 | 0.33% | PRN | |
| 46 | INVENSENSE INC 1.75 PERCENT 18 CONV BONDS DUE 11/01/18 | 6,762,000 | 6,546,000 | 0.34% | PRN | |
| 47 | Nuveen Closed-End Funds/USA | 545,845 | 6,850,000 | 0.35% | ||
| 48 | ON SEMICONDUCTOR CORP | 5,556,000 | 6,876,000 | 0.35% | PRN | |
| 49 | Anthem Inc | 131,800 | 6,945,000 | 0.36% | ||
| 50 | INVESCO MUN TR | 618,596 | 7,436,000 | 0.38% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-15-001554, filed 2015.08.03).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
