| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GENERAL MOLY INC | 10,670 | 5,000 | 0.00% | ||
| 2 | DRAGONWAVE INC | 10,000 | 6,000 | 0.00% | ||
| 3 | Neo Performance Materials | 18,907 | 7,000 | 0.00% | ||
| 4 | GTX INC | 10,000 | 7,000 | 0.00% | ||
| 5 | Capstone Turbine | 10,000 | 7,000 | 0.00% | ||
| 6 | GOODRICH PETE CORP | 16,000 | 9,000 | 0.00% | PRN | |
| 7 | BLUE EARTH INC COM | 10,825 | 10,000 | 0.00% | ||
| 8 | WALTER INVT MGMT CORP | 13,000 | 10,000 | 0.00% | PRN | |
| 9 | VRINGO INC | 15,000 | 10,000 | 0.00% | ||
| 10 | ENDOLOGIX INC | 10,000 | 10,000 | 0.00% | PRN | |
| 11 | AMERICAN RLTY CAP PPTYS INC SR CONV NT 3 18 | 11,000 | 11,000 | 0.00% | PRN | |
| 12 | WALTER ENERGY INC COM | 18,198 | 11,000 | 0.00% | ||
| 13 | PDL BIOPHARMA INC | 14,000 | 13,000 | 0.00% | PRN | |
| 14 | STARWOOD PPTY TR INC | 12,196 | 13,000 | 0.00% | PRN | |
| 15 | FOREST CITY ENTERPRISES INC | 10,000 | 13,000 | 0.00% | PRN | |
| 16 | BROADSOFT INC | 13,000 | 14,000 | 0.00% | PRN | |
| 17 | HARVEST NATURAL RESOURCES IN | 32,000 | 14,000 | 0.00% | ||
| 18 | NATIONAL HEALTH INVS INC | 13,000 | 14,000 | 0.00% | PRN | |
| 19 | SPIRIT RLTY CAP INC NEW | 15,000 | 15,000 | 0.00% | PRN | |
| 20 | MICRON TECHNOLOGY INC SR SB CV NT 3 43 | 13,000 | 15,000 | 0.00% | PRN | |
| 21 | REDWOOD TR INC | 16,000 | 16,000 | 0.00% | PRN | |
| 22 | JEFFERIES GROUP INC NEW SR DB CV3.875 29 | 17,000 | 17,000 | 0.00% | PRN | |
| 23 | Oncolytics Biotech Inc | 24,500 | 18,000 | 0.00% | ||
| 24 | HOLOGIC INC | 15,000 | 18,000 | 0.00% | PRN | |
| 25 | Royal Gold Inc | 17,000 | 18,000 | 0.00% | PRN | |
| 26 | DISCOVERY LABORATORIES INC N | 14,800 | 18,000 | 0.00% | ||
| 27 | INTERPHASE CORP | 12,000 | 18,000 | 0.00% | ||
| 28 | NUANCE COMMUNICATIONS INC SR CV NT 2.75 31 | 18,000 | 18,000 | 0.00% | PRN | |
| 29 | RTI INTL METALS INC SR CV NT1.625 19 | 16,000 | 19,000 | 0.00% | PRN | |
| 30 | ENDEAVOUR SILVER CORP | 10,000 | 19,000 | 0.00% | ||
| 31 | Ultrapetrol (Bahamas) Ltd | 13,000 | 19,000 | 0.00% | ||
| 32 | URANERZ ENERGY CORP | 18,325 | 20,000 | 0.00% | ||
| 33 | PENN WEST PETE LTD NEW | 12,050 | 20,000 | 0.00% | ||
| 34 | CTRIP COM INTL LTD | 20,000 | 21,000 | 0.00% | PRN | |
| 35 | COBALT INTL ENERGY INC | 22,144 | 22,000 | 0.00% | PRN | |
| 36 | MEI PHARMA INC | 12,700 | 23,000 | 0.00% | ||
| 37 | TESLA INC | 24,563 | 23,000 | 0.00% | PRN | |
| 38 | OncoGenex Pharmaceuticals Inc | 10,955 | 24,000 | 0.00% | ||
| 39 | CIENA CORP SR NT CV 17 | 25,000 | 25,000 | 0.00% | PRN | |
| 40 | TAKE-TWO INTERACTIVE SOFTWARE SR GLBL CV NT 18 | 19,000 | 25,000 | 0.00% | PRN | |
| 41 | ZOGENIX INC | 18,400 | 25,000 | 0.00% | ||
| 42 | OMNICARE INC | 23,000 | 25,000 | 0.00% | PRN | |
| 43 | WEBMD HEALTH CORP | 25,000 | 26,000 | 0.00% | PRN | |
| 44 | COLONY CAP INC | 24,000 | 26,000 | 0.00% | PRN | |
| 45 | METABOLIX INC RESTRICTED | 42,900 | 27,000 | 0.00% | ||
| 46 | CHESAPEAKE ENERGY CORP | 30,000 | 27,000 | 0.00% | PRN | |
| 47 | RYLAND GROUP INC SR NT CV 0.25 19 | 30,000 | 29,000 | 0.00% | PRN | |
| 48 | SOLAZYME INC | 10,000 | 29,000 | 0.00% | ||
| 49 | Nuverra Environmental Solutions Inc | 10,438 | 37,000 | 0.00% | ||
| 50 | HOVNANIAN ENTERPRISES INC | 10,525 | 37,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000720672-15-000057, filed 2015.05.14).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
