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Institutional Investment Manager
CHARLES SCHWAB INVESTMENT MANAGEMENT INC
CHARLES SCHWAB INVESTMENT MANAGEMENT INC (CIK: 0000884546) incorporated in Delaware, located at 9800 Schwab Way, Lone Tree, CO. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001085146-14-002154) filed in 2014.11.10
#
Name
Shares
Value ($)
%
Options
Notes
3001 COVISINT CORP 38,408 160 0.00%
3002 FIVE9 INC 24,201 159 0.00%
3003 LMI Aerospace, Inc. 12,300 158 0.00%
3004 TRIVASCULAR TECHNOLOGIES INC 10,900 158 0.00%
3005 SPEED COMM INC 57,100 158 0.00%
3006 CHEMOCENTRYX INC 35,000 158 0.00%
3007 AMYRIS INC COM 41,500 158 0.00%
3008 HIGHER ONE HLDGS INC COM 63,200 157 0.00%
3009 CONSUMER PORTFOLIO SVCS INC COM 24,200 156 0.00%
3010 HERITAGE INS HLDGS INC COM 10,100 153 0.00%
3011 22ND CENTY GROUP INC 60,300 152 0.00%
3012 SALEM MEDIA GROUP INC CL A 19,800 151 0.00%
3013 Aerohive Networks, Inc. 18,724 151 0.00%
3014 NICHOLAS FINANCIAL INC 13,000 151 0.00%
3015 EMPIRE RESORTS INC COM NEW 22,100 149 0.00%
3016 ALDER BIOPHARMACEUTICALS INC 11,700 149 0.00%
3017 YUME INC 29,400 147 0.00%
3018 GENERAL FIN CORP DEL 16,200 144 0.00%
3019 GLORI ENERGY INC 17,900 142 0.00%
3020 LIFEWAY FOODS INC 10,100 141 0.00%
3021 TREMOR VIDEO INC 59,800 140 0.00%
3022 Rubicon Technology 32,500 139 0.00%
3023 Park City Group Inc 14,000 139 0.00%
3024 Silvercrest Asset Management G 10,000 137 0.00%
3025 FEMALE HEALTH CO 38,500 135 0.00%
3026 GALECTIN THERAPEUTICS INC COM 26,400 133 0.00%
3027 UCP Inc 11,100 133 0.00%
3028 SYNUTRA INTL INC 28,174 128 0.00%
3029 REGULUS THERAPEUTICS INC COM 18,100 124 0.00%
3030 CYAN INC 39,400 123 0.00%
3031 VERTEX ENERGY INC 17,300 121 0.00%
3032 COMMUNITYONE BANCORP COM 13,700 121 0.00%
3033 BEBE STORES INC 51,449 120 0.00%
3034 PAPA MURPHYS HLDGS INC 11,500 118 0.00%
3035 HAMPTON ROADS BANKSHARES INC 74,100 114 0.00%
3036 PHOTOMEDEX INC COM PAR $0.01 18,000 112 0.00%
3037 RADIO ONE INC CL D NON VTG 33,900 108 0.00%
3038 Ultrapetrol (Bahamas) Ltd 33,800 106 0.00%
3039 TIPTREE INC 12,500 104 0.00%
3040 CELLULAR DYN INTL INC COM 14,300 101 0.00%
3041 TILLYS INC CL A 12,600 95 0.00%
3042 VRINGO INC 95,600 91 0.00%
3043 ACHAOGEN INC COM 10,100 91 0.00%
3044 GENIE ENERGY LTD CL B 12,800 90 0.00%
3045 TURTLE BEACH CORP COM 11,000 85 0.00%
3046 Fairway Group Holdings Corp. 22,400 84 0.00%
3047 ProFire Energy 20,000 83 0.00%
3048 AMICUS THERAPEUTICS INC COM 13,800 83 0.00%
3049 SPORTSMANS WAREHOUSE 12,000 81 0.00%
3050 HARVARD BIOSCIENCE INC 19,300 79 0.00%
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