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Institutional Investment Manager
CHARLES SCHWAB INVESTMENT MANAGEMENT INC
CHARLES SCHWAB INVESTMENT MANAGEMENT INC (CIK: 0000884546) incorporated in Delaware, located at 9800 Schwab Way, Lone Tree, CO. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Portfolio Summary: 3,104 holdings with a total value of $79,950,603,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 Syndax Pharmaceuticals Inc 10,100 100,000 0.00%
52 NUVECTRA CORP COM 13,764 102,000 0.00%
53 Agile Therapeutics, Inc. 13,462 103,000 0.00%
54 UCP Inc 12,900 104,000 0.00%
55 INTELSAT S A COM 40,100 104,000 0.00%
56 GLOBAL SOURCES LTD 12,000 111,000 0.00%
57 RADIANT LOGISTICS INC 36,754 111,000 0.00%
58 STONEGATE MTG CORP 33,188 112,000 0.00%
59 UNITED DEV FDG IV COM 44,425 114,000 0.00%
60 SCORPIO BULKERS INC COM 40,575 114,000 0.00%
61 IDI INC 24,100 114,000 0.00%
62 GULFMARK OFFSHORE INC 36,533 115,000 0.00%
63 INFINITY PHARMACEUTICALS INC 87,100 116,000 0.00%
64 VERACYTE INC 23,200 117,000 0.00%
65 CORINDUS VASCULAR ROBOTICS INCORPORATED 84,000 121,000 0.00%
66 PROTEOSTASIS THERAPEUTICS IN COM 10,000 122,000 0.00%
67 GALENA BIOPHARMA INC 265,000 124,000 0.00%
68 BONANZA CREEK ENERGY INC 61,885 125,000 0.00%
69 Park City Group Inc 14,000 126,000 0.00%
70 WORKHORSE GROUP INC 18,500 127,000 0.00%
71 PATRIOT NATL INC 15,800 130,000 0.00%
72 B. RILEY FINANCIAL INC 13,500 130,000 0.00%
73 GLOBAL WTR RES INC 15,000 132,000 0.00%
74 RADIO ONE INC CL D NON VTG 41,200 132,000 0.00%
75 CARA THERAPEUTICS INC 27,617 133,000 0.00%
76 HAMPTON ROADS BANKSHARES INC 74,100 133,000 0.00%
77 IMMUNE DESIGN CORP 16,243 133,000 0.00%
78 AXSOME THERAPEUTICS INC COM 17,700 134,000 0.00%
79 CONTAINER STORE GROUP INC 25,200 135,000 0.00%
80 LIMELIGHT NETWORKS INC COM 90,900 136,000 0.00%
81 FIRST FINANCIAL NORTHWEST IN COM 10,300 137,000 0.00%
82 UNIQUE FABRICATING INC 10,200 137,000 0.00%
83 ARGOS THERAPEUTICS INC 22,200 137,000 0.00%
84 NORTH ATLANTIC DRILLING LTD COM 20,443 138,000 0.00%
85 TRAVELZOO 17,469 141,000 0.00%
86 NCI INC 10,000 141,000 0.00%
87 NATURES SUNSHINE PRODS INC 15,000 143,000 0.00%
88 ALJ REGIONAL HOLDINGS INC 28,500 143,000 0.00%
89 GLYCOMIMETICS INC 19,600 143,000 0.00%
90 CHEMOCENTRYX INC 32,000 144,000 0.00%
91 GIGPEAK INC 73,600 145,000 0.00%
92 SECOND SIGHT MED PRODS INC 40,984 147,000 0.00%
93 SEASPINE HLDGS CORP COM 14,033 148,000 0.00%
94 WESTFIELD FINANCIAL INC NEW 19,100 148,000 0.00%
95 ESCALADE INC 14,500 149,000 0.00%
96 PACIFIC MERCANTILE BANCORP 21,300 152,000 0.00%
97 Marchex Inc 48,200 154,000 0.00%
98 FORTRESS BIOTECH INC 56,900 154,000 0.00%
99 C D I CORP 25,086 154,000 0.00%
100 New Home Company Inc (The) 16,049 154,000 0.00%
Page 2 of 63

Portfolio data is normalized using SEC Form 13F filings, including the Restatement filing (0001085146-16-004377, filed 2016.08.18).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.