Dark
Light
System
Institutional Investment Manager
CHARLES SCHWAB INVESTMENT MANAGEMENT INC
CHARLES SCHWAB INVESTMENT MANAGEMENT INC (CIK: 0000884546) incorporated in Delaware, located at 9800 Schwab Way, Lone Tree, CO. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 3,074 holdings with a total value of $91,336,659,000.
#
Name
Shares
Value ($)
%
Options
Notes
3001 UNI PIXEL INC COM NEW 161,500 159,000 0.00%
3002 LIBERTY TAX INC 11,700 157,000 0.00%
3003 VITAL THERAPIES INC 35,847 156,000 0.00%
3004 UCP Inc 12,900 156,000 0.00%
3005 PACIFIC MERCANTILE BANCORP 21,300 156,000 0.00%
3006 FORTRESS BIOTECH INC 56,900 154,000 0.00%
3007 LUBYS INC COM 34,600 149,000 0.00%
3008 UNIQUE FABRICATING INC 10,200 149,000 0.00%
3009 ACELRX PHARMACEUTICALS INC 57,300 149,000 0.00%
3010 CHROMADEX CORP 44,800 149,000 0.00%
3011 NANTHEALTH INC 14,800 148,000 0.00%
3012 SEARS HOMETOWN & OUTLET STOR 31,056 146,000 0.00%
3013 RADIANT LOGISTICS INC 36,754 144,000 0.00%
3014 MEDLEY MGMT INC 14,400 143,000 0.00%
3015 AMERICAN SUPERCONDUCTOR CORP 19,200 142,000 0.00%
3016 ZAFGEN INC COM 44,572 142,000 0.00%
3017 REGULUS THERAPEUTICS INC COM 61,781 140,000 0.00%
3018 NCI INC 10,000 140,000 0.00%
3019 EXONE CO 14,600 137,000 0.00%
3020 GLOBAL WTR RES INC 15,000 137,000 0.00%
3021 SEASPINE HLDGS CORP COM 16,807 133,000 0.00%
3022 WORKHORSE GROUP INC 18,500 131,000 0.00%
3023 Marchex Inc 48,200 128,000 0.00%
3024 CLEARSIDE BIOMEDICAL INC 14,000 126,000 0.00%
3025 ALJ REGIONAL HOLDINGS INC 28,500 126,000 0.00%
3026 NEOS THERAPEUTICS INC COM 21,500 126,000 0.00%
3027 USA TRUCK INC COM 14,200 124,000 0.00%
3028 TANDEM DIABETES CARE INC COM 56,765 123,000 0.00%
3029 TITAN PHARMACEUTICALS 30,100 121,000 0.00%
3030 RADIO ONE INC CL D NON VTG 41,200 120,000 0.00%
3031 GLYCOMIMETICS INC 19,600 120,000 0.00%
3032 AXSOME THERAPEUTICS INC COM 17,700 120,000 0.00%
3033 LIFEWAY FOODS INC 10,100 117,000 0.00%
3034 T2 BIOSYSTEMS INCORPORATED 21,600 114,000 0.00%
3035 Nova Lifestyle Inc 57,200 111,000 0.00%
3036 ARGOS THERAPEUTICS INC 22,200 109,000 0.00%
3037 GLOBAL SOURCES LTD 12,000 107,000 0.00%
3038 TOWNSQUARE MEDIA INC CL A 10,100 106,000 0.00%
3039 FLEX PHARMA INC COM 19,700 105,000 0.00%
3040 COMSTOCK RES INC 10,160 101,000 0.00%
3041 VIVINT SOLAR INC 38,455 99,000 0.00%
3042 KADMON HLDGS INC 18,500 99,000 0.00%
3043 LIPOCINE INC NEW 26,100 97,000 0.00%
3044 AGROFRESH SOLUTIONS COM 35,000 93,000 0.00%
3045 INFINITY PHARMACEUTICALS INC 67,500 92,000 0.00%
3046 SECOND SIGHT MED PRODS INC 46,657 92,000 0.00%
3047 SYNTHETIC BIOLOGICS INCORPORATED 118,100 91,000 0.00%
3048 Cambium Learning Group Inc 18,000 90,000 0.00%
3049 IMMUNE DESIGN CORP 16,243 90,000 0.00%
3050 A H BELO CORP 13,980 89,000 0.00%
Page 61 of 62

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-17-000565, filed 2017.02.13).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.