| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | STEMCELLS INC COM NEW | 10,000 | 3,000 | 0.00% | ||
| 2 | CYCLACEL PHARMACEUTICALS INC | 17,500 | 7,000 | 0.00% | ||
| 3 | EQUUS TOTAL RETURN INC | 17,735 | 28,000 | 0.00% | ||
| 4 | SKULLCANDY INC | 10,000 | 36,000 | 0.00% | ||
| 5 | CASTLE A M & CO | 15,500 | 42,000 | 0.00% | ||
| 6 | SCHMITT INDS INC ORE | 20,000 | 48,000 | 0.01% | ||
| 7 | DREYFUS HIGH YIELD STRATEGIE | 15,275 | 48,000 | 0.01% | PRN | |
| 8 | VOYA PRIME RATE TR | 10,000 | 50,000 | 0.01% | PRN | |
| 9 | ARTS WAY MFG INC | 17,775 | 52,000 | 0.01% | ||
| 10 | ARALEZ PHARMACEUTICALS INC | 16,487 | 59,000 | 0.01% | ||
| 11 | MFC BANCORP LTD | 34,850 | 69,000 | 0.01% | ||
| 12 | MITCHAM INDS | 23,300 | 71,000 | 0.01% | ||
| 13 | TICC CAPITAL CORP | 17,000 | 82,000 | 0.01% | ||
| 14 | NUVEEN PREFERRED SECURITIES | 10,300 | 93,000 | 0.01% | PRN | |
| 15 | NUVEEN PFD INCOME OPPORTUN | 10,000 | 94,000 | 0.01% | PRN | |
| 16 | NUVEEN CR STRATEGIES INCOME FD COM SHS | 13,300 | 105,000 | 0.01% | PRN | |
| 17 | ENERPLUS CORP | 27,110 | 107,000 | 0.01% | ||
| 18 | MORGAN STANLEY EMER MKTS DEB | 12,450 | 109,000 | 0.01% | PRN | |
| 19 | Nuveen Quality PFD Income Fd | 13,400 | 111,000 | 0.01% | PRN | |
| 20 | FREQUENCY ELECTRS INC | 11,191 | 112,000 | 0.01% | ||
| 21 | NUVEEN QUALITY PFD INC FD 3 | 14,950 | 128,000 | 0.01% | PRN | |
| 22 | ASTRONOVA INC | 10,004 | 139,000 | 0.02% | ||
| 23 | HARRIS & HARRIS GROUP INC | 88,500 | 146,000 | 0.02% | ||
| 24 | ERA GROUP INC COM | 16,300 | 153,000 | 0.02% | ||
| 25 | Pandora Media Inc | 17,500 | 157,000 | 0.02% | ||
| 26 | WESTERN ASSET GLB PTNRS INCO | 19,700 | 158,000 | 0.02% | PRN | |
| 27 | RTI SURGICAL HOLDINGS INC COM | 40,000 | 160,000 | 0.02% | ||
| 28 | MANHATTAN BRIDGE CAPITAL INC COM | 38,175 | 166,000 | 0.02% | ||
| 29 | ABERDEEN ASIA PACIFIC INCOM | 34,300 | 172,000 | 0.02% | PRN | |
| 30 | ISHARES SILVER TR | 12,000 | 176,000 | 0.02% | ||
| 31 | BLACKROCK MUNIHLDGS NY QLTY | 11,800 | 177,000 | 0.02% | PRN | |
| 32 | NEW MEDIA INVT GROUP INC COM | 10,700 | 178,000 | 0.02% | ||
| 33 | GLADSTONE LD CORP COM | 17,700 | 178,000 | 0.02% | ||
| 34 | GOLDFIELD CORP COM | 107,212 | 182,000 | 0.02% | ||
| 35 | ATLANTIC AMERN CORP | 42,050 | 187,000 | 0.02% | ||
| 36 | EATON VANCE SR FLTNG RTE TR | 14,650 | 188,000 | 0.02% | PRN | |
| 37 | FIRST TR SR FLG RTE INCM FD | 16,100 | 207,000 | 0.02% | PRN | |
| 38 | Ruby Tuesday Inc | 6,500 | 209,000 | 0.02% | ||
| 39 | NUVEEN MUN VALUE FD INC | 20,000 | 210,000 | 0.02% | PRN | |
| 40 | JETBLUE AIRWAYS CORP | 10,050 | 212,000 | 0.02% | ||
| 41 | BLACKROCK ENHANCED EQT DIV T | 28,385 | 214,000 | 0.02% | PRN | |
| 42 | KELLOGG CO | 2,880 | 220,000 | 0.02% | ||
| 43 | NORTHERN TRUST | 3,500 | 228,000 | 0.03% | ||
| 44 | HOSPITALITY PPTYS TR | 8,600 | 228,000 | 0.03% | ||
| 45 | PHILLIPS 66 | 2,700 | 234,000 | 0.03% | ||
| 46 | Mercer International | 25,400 | 240,000 | 0.03% | ||
| 47 | UNITED TECHNOLOGIES CORP | 2,425 | 243,000 | 0.03% | ||
| 48 | WESTERN ASST MN PRT FD INC | 14,945 | 249,000 | 0.03% | PRN | |
| 49 | BLACKROCK MUNIYIELD NY QLTY FD | 18,000 | 251,000 | 0.03% | PRN | |
| 50 | KNOWLES CORP COM | 19,100 | 252,000 | 0.03% |
Portfolio data is normalized using SEC Form 13F filings, including the Restatement filing (0001085146-16-003877, filed 2016.05.26).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
