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Institutional Investment Manager
CANADA LIFE ASSURANCE Co
CANADA LIFE ASSURANCE Co (CIK: 0001046192), located at 100 Osborne Street North, Winnipeg, A2. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 2,498 holdings with a total value of $34,314,285,000.
#
Name
Shares
Value ($)
%
Options
Notes
2401 LANDS END INCORPORATED NEW 2,400 35,000 0.00%
2402 ATRICURE INC 2,154 34,000 0.00%
2403 CALIFORNIA RESOURCES 2,710 34,000 0.00%
2404 ENNIS INC COM 2,011 34,000 0.00%
2405 UNISYS CORP 3,509 34,000 0.00%
2406 NN Inc Com 1,884 34,000 0.00%
2407 ARENA PHARMACEUTICALS INC 19,241 34,000 0.00%
2408 STATE NATL COS INC COM 3,050 34,000 0.00%
2409 CLEAN ENERGY FUELS CORPORATION COM 7,535 34,000 0.00%
2410 PHI NON VTNG 1,800 33,000 0.00%
2411 NEWCASTLE INVT CORP NEW 7,242 33,000 0.00%
2412 BANKRATE INC DEL COM 3,900 33,000 0.00%
2413 ROCKWELL MED INC COM 4,883 33,000 0.00%
2414 GGCP Holdings LLC 1,175 33,000 0.00%
2415 ADURO BIOTECH 2,692 33,000 0.00%
2416 ACCURAY INCORPORATED COM 5,069 32,000 0.00%
2417 BIOCRYST PHARMACEUTICALS 7,300 32,000 0.00%
2418 DEL FRISCOS RESTAURANT GROUP COM 2,351 32,000 0.00%
2419 OCWEN FINL CORP 8,800 32,000 0.00%
2420 CVR ENERGY INC COM 2,318 32,000 0.00%
2421 ACLARIS THERAPEUTICS INC COM 1,200 31,000 0.00%
2422 INTRALINKS HLDGS INC 3,100 31,000 0.00%
2423 NEWLINK GENETICS CORP 2,048 31,000 0.00%
2424 GLOBAL EAGLE ENTMT INC 3,713 31,000 0.00%
2425 HORTONWORKS INC COM 3,693 31,000 0.00%
2426 PLUG POWER INC COM 17,975 31,000 0.00%
2427 COWEN GROUP INC NEW 8,482 31,000 0.00%
2428 TILE SHOP HLDGS INC 1,909 31,000 0.00%
2429 H&E EQUIPMENT SERVICES LLC COM 1,826 31,000 0.00%
2430 UNITED STATES CELLULAR CORP 823 30,000 0.00%
2431 GERON CORP 13,098 30,000 0.00%
2432 XCERRA CORP COM 4,823 29,000 0.00%
2433 SEARS HLDGS CORPORATION 2,500 29,000 0.00%
2434 SQUARE INC 2,500 29,000 0.00%
2435 CYTOMX THERAPEUTICS INC COM 1,800 28,000 0.00%
2436 GREAT LAKES DREDGE & DOCK CO 8,100 28,000 0.00%
2437 STUDENT TRANSN INC COM 4,708 28,000 0.00%
2438 NATERA INC 2,500 28,000 0.00%
2439 Enterprise Finl Svcs Corp 900 28,000 0.00%
2440 ORASURE TECHNOLOGIES INC 3,510 28,000 0.00%
2441 MODINE MFG CO COM 2,382 28,000 0.00%
2442 DYNEX CAP INC COM NEW 3,653 27,000 0.00%
2443 COLLEGIUM PHARMACEUTICAL INC COM 1,400 27,000 0.00%
2444 Xbiotech Inc 2,000 27,000 0.00%
2445 WALTER INVESTMENT MGMT CORP 6,990 27,000 0.00%
2446 GENOMIC HEALTH INC COM 927 27,000 0.00%
2447 CASTLIGHT HEALTH INC COM CL B 6,297 26,000 0.00%
2448 LOXO ONCOLOGY INC COM 1,000 26,000 0.00%
2449 EXCO RESOURCES INC 24,154 26,000 0.00%
2450 APPLIED MICRO CIRCUITS CORP 3,801 26,000 0.00%
Page 49 of 50

Portfolio data is normalized using SEC Form 13F filings, including the Restatement filing (0001046192-16-000038, filed 2016.10.27).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.