| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | PACHOLDER HIGH YIELD FD INC | 10,000 | 71,000 | 0.00% | ||
| 2 | KLR ENERGY ACQ CORP; TNT ACQ DT: 3/11/2018; CASH: $10.40 | 10,100 | 101,000 | 0.01% | ||
| 3 | GABELLI GLOBAL MULTIMEDIA TR | 18,185 | 128,000 | 0.01% | ||
| 4 | CALAMOS STRATEGIC TOTL RETN | 13,775 | 136,000 | 0.01% | ||
| 5 | NUVEEN CR STRATEGIES INCOME FD COM SHS | 17,200 | 139,000 | 0.01% | ||
| 6 | NUCOR CORP | 4,168 | 206,000 | 0.01% | ||
| 7 | NUVEEN CONNECTICUT QLTY MUN FD | 15,056 | 210,000 | 0.01% | ||
| 8 | PROCTER AND GAMBLE CO | 2,484 | 210,000 | 0.01% | ||
| 9 | ProShares Short 20-Plus Yr Tre | 10,000 | 211,000 | 0.01% | ||
| 10 | BLACKROCK NY MUNICIPAL BOND | 13,193 | 211,000 | 0.01% | ||
| 11 | INTERNATIONAL BUSINESS MACHS | 1,400 | 212,000 | 0.01% | ||
| 12 | HOME DEPOT INC | 1,800 | 230,000 | 0.01% | ||
| 13 | NOVANTA INC COM | 15,342 | 232,000 | 0.01% | ||
| 14 | SEMPRA ENERGY | 2,050 | 234,000 | 0.01% | ||
| 15 | PEPSICO INC | 2,370 | 251,000 | 0.01% | ||
| 16 | JOHNSON & JOHNSON | 2,076 | 252,000 | 0.01% | ||
| 17 | W P CAREY INC | 3,889 | 270,000 | 0.01% | ||
| 18 | FIRST TR DIVIDEND INCOME FD | 30,609 | 275,000 | 0.01% | ||
| 19 | ISHARES CORE MSCI EUROPE ETF | 7,000 | 276,000 | 0.01% | ||
| 20 | PAYCHEX INC | 4,765 | 284,000 | 0.01% | ||
| 21 | DISNEY WALT CO | 2,944 | 288,000 | 0.01% | ||
| 22 | DT ASIA INVTS LTD | 35,490 | 332,000 | 0.02% | ||
| 23 | KOREA EQUITY FD INC COM | 44,464 | 349,000 | 0.02% | ||
| 24 | NUVEEN TAX ADVNTGD DIVDN | 25,337 | 362,000 | 0.02% | ||
| 25 | CONSTELLATION BRANDS INC-B | 2,696 | 448,000 | 0.02% | ||
| 26 | KIMBERLY CLARK CORP | 3,342 | 459,000 | 0.02% | ||
| 27 | VANGUARD LONG TERM BOND ETF | 5,220 | 512,000 | 0.03% | ||
| 28 | JM GLOBAL HLDG CO | 54,100 | 527,000 | 0.03% | ||
| 29 | NUVEEN NEW YORK QLT MUN INCORPORATED FD | 35,088 | 550,000 | 0.03% | ||
| 30 | NUVEEN AMT FREE QLTY MUN INC | 37,900 | 569,000 | 0.03% | ||
| 31 | ISHARES TR | 4,700 | 599,000 | 0.03% | ||
| 32 | NUVEEN MICH QUALITY MUN INCO | 43,520 | 668,000 | 0.03% | ||
| 33 | COHEN & STEERS GLOBAL INCORPORATED BLDR | 77,119 | 672,000 | 0.03% | ||
| 34 | CONSTELLATION BRANDS INC | 4,240 | 701,000 | 0.04% | ||
| 35 | ISHARES TR | 21,670 | 745,000 | 0.04% | ||
| 36 | ABERDEEN AUSTRALIA EQUITY FD | 133,273 | 752,000 | 0.04% | ||
| 37 | GABELLI GLB SML & MD CP VAL TR | 77,240 | 802,000 | 0.04% | ||
| 38 | INVESCO TR INVT GRADE MUNS | 58,621 | 871,000 | 0.04% | ||
| 39 | DREYFUS MUN BD INFRSTRCTR FD SHS | 61,200 | 873,000 | 0.04% | ||
| 40 | MORGAN STANLEY CHINA A SH FD | 53,489 | 955,000 | 0.05% | ||
| 41 | GUGGENHEIM ENHANCED EQUITY S | 62,973 | 970,000 | 0.05% | ||
| 42 | ABERDEEN LATIN AMER EQTY FD | 48,478 | 975,000 | 0.05% | ||
| 43 | PUTNAM MUN OPPORTUNITIES TR | 73,516 | 984,000 | 0.05% | ||
| 44 | VANGUARD SCOTTSDALE FDS | 14,875 | 999,000 | 0.05% | ||
| 45 | EXXON MOBIL CORP | 10,668 | 1,000,000 | 0.05% | ||
| 46 | TEMPLETON DRAGON FD INC | 61,185 | 1,060,000 | 0.05% | ||
| 47 | Boulevard Acquisition Corp. II | 109,200 | 1,065,000 | 0.05% | ||
| 48 | ROYCE VALUE TR INC | 95,031 | 1,119,000 | 0.06% | ||
| 49 | MORGAN STANLEY INDIA INVS FD | 42,996 | 1,147,000 | 0.06% | ||
| 50 | VOYA ASIA PAC DIVID EQUITY I | 133,737 | 1,184,000 | 0.06% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001048703-16-000133, filed 2016.08.15).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
