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Institutional Investment Manager
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD (CIK: 0001051042) incorporated in Michigan, located at 111 Cass Street, Traverse City, MI. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001062993-14-002235) filed in 2014.04.17
#
Name
Shares
Value ($)
%
Options
Notes
1 MANNKIND CORP. 11,600 47 0.01%
2 EARTHLINK HOLDINGS ORD 15,324 55 0.02%
3 AEGON N V 13,166 121 0.04%
4 POWER REIT 14,339 126 0.04%
5 VIASYSTEMS GROUP INC 11,190 140 0.04%
6 Lazard World Dividend & Income 10,875 151 0.04%
7 DIVIDEND & INCOME FUND 11,168 171 0.05%
8 ROYCE GLOBAL VALUE TR INC 21,852 196 0.06%
9 INGERSOLL-RAND PLC 3,522 202 0.06%
10 APACHE CORP 2,464 204 0.06%
11 NUVEEN PFD INCOME OPPORTUN 22,325 207 0.06%
12 Nuveen Quality PFD Income Fd 28,509 229 0.07%
13 HAWAIIAN ELEC INDUSTRIES COM 9,325 237 0.07%
14 UNITED PARCEL SERVICE INC 2,505 244 0.07%
15 PFIZER INC 7,851 252 0.07%
16 DTE ENERGY CO 3,575 266 0.08%
17 DENALI FD INC 14,174 290 0.08%
18 Walgreens 4,480 296 0.09%
19 NUVEEN REAL ASSET INC & GROW 18,770 345 0.10%
20 MORGAN STANLEY EMERGING MKTS FD INC 22,695 346 0.10%
21 ZWEIG FD 23,074 350 0.10%
22 PUTNAM MASTER INTER INCOME T 71,748 370 0.11%
23 TEMPLETON GLOBAL INCOME FD 46,777 376 0.11%
24 MFS INVT GRADE MUN TR SH BEN INT 45,500 407 0.12%
25 CONSOLIDATED EDISON INC 8,343 448 0.13%
26 APPLE INC 854 459 0.13%
27 MFS MULTIMARKET INCOME TR 80,726 527 0.15%
28 NUVEEN SELECT TAX FREE INCOM 41,877 549 0.16%
29 NOAH HOLDINGS 38,525 556 0.16%
30 FEDERATED PREM INTR MUN INC 44,650 572 0.17%
31 ROYCE MICRO CAP TR INC 47,840 586 0.17%
32 BOULDER GROWTH & INCOME (BIF) 25,155 612 0.18%
33 DREYFUS MUN BD INFRSTRCTR FD SHS 56,000 629 0.18%
34 PROCTER AND GAMBLE CO 7,924 639 0.19%
35 CALAMOS STRATEGIC TOTL RETN 57,535 640 0.19%
36 INVESCO MUNI INCOME OPP TRST 99,000 653 0.19%
37 COFFEE HLDGS INC 94,907 723 0.21%
38 Real Goods Solar Cl A Class A 186,078 757 0.22%
39 ZWEIG TOTAL RETURN FD INC 54,173 762 0.22%
40 NUVEEN SELECT TAX FREE INCM 58,514 789 0.23%
41 COLGATE PALMOLIVE CO 12,200 791 0.23%
42 BLACKROCK UTILITIES INFRSTRC 43,937 833 0.24%
43 First Federal Northern Michigan Bancorp. 166,811 834 0.24%
44 TEMPLETON DRAGON FD INC 36,497 894 0.26%
45 BERKSHIRE HATHAWAY INC DEL 7,222 903 0.26%
46 WESTERN ASSET WORLDWIDE INCO 74,385 917 0.27%
47 Nuveen Sel Inc Port 3 68,300 934 0.27%
48 DELAWARE INVT NAT MUNI INC F 75,838 937 0.27%
49 AMERN STRATEGIC INCOME PTFL 115,853 963 0.28%
50 SPECIAL OPPORTUNITIES FUND INC COM 59,849 973 0.28%
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