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Institutional Investment Manager
WEDBUSH SECURITIES INC
WEDBUSH SECURITIES INC (CIK: 0001142495) incorporated in California, located at 225 S Lake Ave Penthouse, Pasadena, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q3)
Portfolio Summary: 725 holdings with a total value of $497,985,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 HOVNANIAN ENTERPRISES INC 24,914 44,000 0.01%
52 COMPANHIA DE SANEAMENTO BASI 11,378 44,000 0.01%
53 NORTH AMERN ENERGY PARTNERS COM 20,372 44,000 0.01%
54 LEGACY RESVS LP 10,800 44,000 0.01%
55 PRGX GLOBAL INC 12,116 46,000 0.01%
56 SPRINT CORP 12,100 46,000 0.01%
57 CIBER INC 15,000 48,000 0.01%
58 CERUS CORP 10,500 48,000 0.01%
59 ERIN ENERGY CORP COM 12,433 49,000 0.01%
60 ASTERIAS BIOTHERAPEUTICS INC COM SER A 13,033 50,000 0.01%
61 SYNTHETIC BIOLOGICS INCORPORATED 22,000 50,000 0.01%
62 GABELLI CONV&INCOM SECS FD I 10,548 51,000 0.01%
63 RIVERVIEW BANCORP INC 11,000 52,000 0.01%
64 NATURAL RESOURCE PARTNERS 20,562 52,000 0.01%
65 Cordia Bancorp Inc 15,394 55,000 0.01%
66 HELIX ENERGY SOLUTIONS GRP INC COM 12,000 57,000 0.01%
67 BAY BANCORP INC 11,447 58,000 0.01%
68 NOVABAY PHARMACEUTICALS INC 201,376 58,000 0.01%
69 EPIRUS BIOPHARMA 13,250 59,000 0.01%
70 CERULEAN PHARMA INC 16,387 60,000 0.01%
71 ADCARE HEALTH SYSTEMS INC 18,583 62,000 0.01%
72 PARKER DRILLING COMPANY 23,456 62,000 0.01%
73 Crestwood Equity Partners LP 27,125 62,000 0.01%
74 RAIT FINANCIAL TRUST 12,684 63,000 0.01%
75 PENNANTPARK INVT CORP 10,300 67,000 0.01%
76 WEIGHT WATCHERS INTL INC NEW 10,500 67,000 0.01%
77 BLUE EARTH INC COM 100,000 68,000 0.01%
78 AVON PRODS INC 21,500 70,000 0.01%
79 BARRICK GOLD CORP 11,134 71,000 0.01%
80 LINN CO LLC 26,898 73,000 0.01%
81 BLACKROCK RES COMMODITIES 11,014 78,000 0.02%
82 Carbylan Therapeutics Inc. 22,300 80,000 0.02%
83 ENERGY RECOVERY INC 38,000 81,000 0.02%
84 ALPINE TOTAL DYNAMIC DIVID F 10,796 81,000 0.02%
85 GENWORTH FINL INC 17,750 82,000 0.02%
86 TRUECAR INC 16,000 83,000 0.02%
87 MUELLER WTR PRODUCTS INCORPORATED COM SER A 10,781 83,000 0.02%
88 Bank of America Corp Warrants Exp 01/16/19 14,400 83,000 0.02%
89 ABERDEEN AUSTRALIA EQUITY FD 15,643 84,000 0.02%
90 INVESCO SR INCOME TR 20,383 85,000 0.02%
91 MFS INTERMEDIATE INCOME TRUST SH BEN INT 18,678 85,000 0.02%
92 CONCORD MED SVCS HLDGS LTD 18,409 86,000 0.02%
93 MANITEX INTL INC COM 15,277 86,000 0.02%
94 OVASCIENCE INC COM 10,230 87,000 0.02%
95 TEMPLETON GLOBAL INCOME FD 14,429 88,000 0.02%
96 BLACKROCK INTL GRWTH & INC T 14,500 88,000 0.02%
97 ROCKWELL MED INC 11,500 89,000 0.02%
98 TCW STRATEGIC INCOME FD INC 17,267 90,000 0.02%
99 VALE S A 21,502 90,000 0.02%
100 ADVANCED MICRO DEVICES INC 52,316 90,000 0.02%
Page 2 of 15

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001142495-15-000010, filed 2015.10.28).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.