| 1 |
Karpus Management, Inc. |
645,955 |
3,462,000 |
18.92% |
|
|
| 2 |
GUGGENHEIM CAPITAL LLC |
468,545 |
2,506,000 |
13.69% |
|
|
| 3 |
CORNERSTONE ADVISORS INC |
462,443 |
2,474,000 |
13.52% |
|
|
| 4 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
453,885 |
2,431,000 |
13.28% |
|
|
| 5 |
1607 Capital Partners, LLC |
434,633 |
2,330,000 |
12.73% |
|
|
| 6 |
LPL Financial LLC |
222,215 |
1,231,000 |
6.73% |
|
|
| 7 |
WOLVERINE ASSET MANAGEMENT LLC |
172,820 |
926,000 |
5.06% |
|
|
| 8 |
MORGAN STANLEY |
124,214 |
665,000 |
3.63% |
|
|
| 9 |
Gramercy Funds Management LLC |
100,737 |
540,000 |
2.95% |
|
|
| 10 |
HUNTINGTON NATIONAL BANK |
66,558 |
357,000 |
1.95% |
|
|
| 11 |
Commonwealth Equity Services, Inc |
51,938 |
278,000 |
1.52% |
|
|
| 12 |
WELLS FARGO & COMPANY/MN |
31,762 |
170,000 |
0.93% |
|
|
| 13 |
UBS Group AG |
30,550 |
164,000 |
0.90% |
|
|
| 14 |
US BANCORP \DE\ |
25,500 |
137,000 |
0.75% |
|
|
| 15 |
BANK OF AMERICA CORP /DE/ |
22,696 |
122,000 |
0.67% |
|
|
| 16 |
First Allied Advisory Services, Inc. |
16,943 |
91,000 |
0.50% |
|
|
| 17 |
M&T BANK CORP |
16,231 |
87,000 |
0.48% |
|
|
| 18 |
WEDBUSH SECURITIES INC |
15,643 |
84,000 |
0.46% |
|
|
| 19 |
STIFEL FINANCIAL CORP |
11,544 |
62,000 |
0.34% |
|
|
| 20 |
FIFTH THIRD BANCORP |
11,601 |
62,000 |
0.34% |
|
|
| 21 |
AMERICAN INTERNATIONAL GROUP, INC. |
4,800 |
25,000 |
0.14% |
|
|
| 22 |
NEXT Financial Group, Inc |
4,550 |
24,000 |
0.13% |
|
|
| 23 |
BANK OF MONTREAL /CAN/ |
3,000 |
16,000 |
0.09% |
|
|
| 24 |
BENJAMIN F. EDWARDS & COMPANY, INC. |
2,685 |
14,000 |
0.08% |
|
|
| 25 |
ROYAL BANK OF CANADA |
2,370 |
13,000 |
0.07% |
|
|
| 26 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
1,849 |
10,000 |
0.05% |
|
|
| 27 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
1,350 |
7,000 |
0.04% |
|
|
| 28 |
MSI Financial Services Inc |
1,182 |
6,000 |
0.03% |
|
|
| 29 |
Windsor Capital Management, LLC |
600 |
3,000 |
0.02% |
|
|
| 30 |
Allworth Financial LP |
400 |
2,000 |
0.01% |
|
PRN |
| 31 |
Creative Planning |
200 |
1,000 |
0.01% |
|
|
| 32 |
Tower Research Capital LLC (TRC) |
94 |
1,000 |
0.01% |
|
|
| 33 |
THOMPSON SIEGEL & WALMSLEY LLC |
100 |
1,000 |
0.01% |
|
|
| 34 |
TOMPKINS FINANCIAL CORP |
50 |
0 |
0.00% |
|
|
