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Institutional Investment Manager
BNP PARIBAS FINANCIAL MARKETS
BNP PARIBAS FINANCIAL MARKETS (CIK: 0001166588), located at 20 Boulevard Des Italiens, Paris, I0. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 4,156 holdings with a total value of $21,347,648,812.
#
Name
Shares
Value ($)
%
Options
Notes
4001 NII HLDGS INC COM PAR 0.001 573 1,232 0.00%
4002 BROOKDALE SR LIVING INC 100 1,200 0.00% Call
4003 HEMISPHERE MEDIA GROUP INC CL A 104 1,165 0.00%
4004 ISHARES TR 230 1,150 0.00% Call
4005 Aerohive Networks, Inc. 201 1,146 0.00%
4006 GSV CAP CORP 227 1,142 0.00%
4007 MERITAGE HOMES CORP COM 92 1,130 0.00% Put
4008 SAP SE 13 1,124 0.00%
4009 MCKESSON CORP 215 1,109 0.00% Call
4010 FIRST NORTHWEST BANCORP COM 70 1,092 0.00%
4011 SPARK ENERGY INC 36 1,091 0.00%
4012 VIEWRAY INC COM USD0.01 345 1,080 0.00%
4013 CHINA BIOLOGIC PRODS INC 10 1,075 0.00%
4014 BIO PATH HOLDINGS INC 794 1,072 0.00%
4015 ADVERUM BIOTECHNOLOGIES INC 367 1,064 0.00%
4016 AMPIO PHARMACEUTICALS INC 1,168 1,051 0.00%
4017 STANLEY BLACK &DECKER INC 50 1,000 0.00% Call
4018 ARGOS THERAPEUTICS INC 201 985 0.00%
4019 CLEARSIDE BIOMEDICAL INC 107 957 0.00%
4020 SEARS CDA INC 399 943 0.00%
4021 UNDER ARMOUR INC 310 930 0.00% Call
4022 KRAFT HEINZ CO 93 930 0.00% Put
4023 FLEX PHARMA INC COM 171 903 0.00%
4024 VITAL THERAPIES INC 207 900 0.00%
4025 ANAVEX LIFE SCIENCES CORP 224 887 0.00%
4026 GUIDANCE SOFTWARE INC 124 878 0.00%
4027 TRINA SOLAR ADR REPTG 50 ORD 93 865 0.00%
4028 HIMAX TECHNOLOGIES INC 143 864 0.00%
4029 GENER8 MARITIME INC COM 192 860 0.00%
4030 PROSPECT CAPITAL CORPORATION 55 825 0.00% Put
4031 EARTHSTONE ENERGY INC 60 824 0.00%
4032 SCHWAB CHARLES CORP 122 814 0.00% Put
4033 ROYAL BK CDA MONTREAL QUE 81 810 0.00% Put
4034 GREENE COUNTY BANCORP INC 34 779 0.00%
4035 SYNAPTICS INC 31 775 0.00% Call
4036 CPI CARD GROUP INC 184 764 0.00%
4037 GAIA INCORPORATED NEW CLASS A 79 683 0.00%
4038 AUTOHOME INC 27 683 0.00%
4039 EIGER BIOPHARMACEUTICALS INC 57 664 0.00%
4040 JA SOLAR HOLDINGS COMPANY LIMITED SPON ADR REP5ORD 138 657 0.00%
4041 AGNICO EAGLE MINES LTD 219 657 0.00% Call
4042 FLUOR CORP NEW 93 651 0.00% Put
4043 GENERAL MLS INC 50 650 0.00% Call
4044 FIFTH STR ASSET MGMT INC 97 650 0.00%
4045 CORINDUS VASCULAR ROBOTICS INCORPORATED 923 646 0.00%
4046 ZEDGE INCORPORATED CLASS B 206 645 0.00%
4047 500 COM LTD 42 644 0.00%
4048 FEDERATED NATL HLDG CO COM 34 635 0.00%
4049 ENERGY TRANSFER L P 32 618 0.00%
4050 CORVUS PHARMACEUTICALS INC COM 43 615 0.00%
Page 81 of 84

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001166588-17-000001, filed 2017.02.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.