| 1 |
Bulldog Investors, LLP |
459,400 |
3,446,000 |
36.05% |
|
|
| 2 |
EQUITEC PROPRIETARY MARKETS, LLC |
129,964 |
975,000 |
10.20% |
|
|
| 3 |
Ancora Advisors LLC |
110,001 |
825,000 |
8.63% |
|
|
| 4 |
SIT INVESTMENT ASSOCIATES INC |
87,449 |
656,000 |
6.86% |
|
|
| 5 |
ICON ADVISERS INC/CO |
86,948 |
652,000 |
6.82% |
|
|
| 6 |
WELLS FARGO & COMPANY/MN |
85,393 |
641,000 |
6.71% |
|
|
| 7 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
85,341 |
640,000 |
6.70% |
|
|
| 8 |
Radcliffe Capital Management, L.P. |
45,844 |
344,000 |
3.60% |
|
|
| 9 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
35,085 |
263,000 |
2.75% |
|
|
| 10 |
ROYAL BANK OF CANADA |
32,933 |
247,000 |
2.58% |
|
|
| 11 |
MORGAN STANLEY |
30,064 |
225,000 |
2.35% |
|
|
| 12 |
FT OPTIONS LLC |
22,238 |
167,000 |
1.75% |
|
|
| 13 |
Jefferies Group LLC |
22,088 |
166,000 |
1.74% |
|
|
| 14 |
Yakira Capital Management, Inc. |
21,139 |
159,000 |
1.66% |
|
SH |
| 15 |
CREDIT SUISSE AG/ |
14,737 |
111,000 |
1.16% |
|
|
| 16 |
CUTLER GROUP LLC / CA |
1,851 |
13,000 |
0.14% |
|
|
| 17 |
SIMPLEX TRADING, LLC |
1,000 |
7,000 |
0.07% |
|
|
| 18 |
PineBridge Investments, L.P. |
604 |
5,000 |
0.05% |
|
|
| 19 |
Creative Planning |
733 |
5,000 |
0.05% |
|
|
| 20 |
Tower Research Capital LLC (TRC) |
467 |
4,000 |
0.04% |
|
|
| 21 |
BANK OF AMERICA CORP /DE/ |
309 |
2,000 |
0.02% |
|
|
| 22 |
SUTTON WEALTH ADVISORS INC. |
169 |
1,267 |
0.01% |
|
|
| 23 |
PATHSTONE FAMILY OFFICE, LLC |
81 |
1,000 |
0.01% |
|
|
| 24 |
REILLY FINANCIAL ADVISORS, LLC |
86 |
1,000 |
0.01% |
|
|
| 25 |
CITIGROUP INC |
137 |
1,000 |
0.01% |
|
|
| 26 |
ASSET PLANNING SERVICES, LTD. |
165 |
1,000 |
0.01% |
|
|
| 27 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
7 |
0 |
0.00% |
|
|
| 28 |
VALLEY NATIONAL ADVISERS INC |
20 |
0 |
0.00% |
|
|
| 29 |
NEXT Financial Group, Inc |
18 |
0 |
0.00% |
|
|
| 30 |
Plante Moran Financial Advisors, LLC |
20 |
0 |
0.00% |
|
|
| 31 |
MSI Financial Services Inc |
41 |
0 |
0.00% |
|
|
| 32 |
IFP ADVISORS, INC |
34 |
0 |
0.00% |
|
|
