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Institutional Investment Manager
SHEPHERD KAPLAN KROCHUK, LLC
SHEPHERD KAPLAN KROCHUK, LLC (CIK: 0001218583) incorporated in Delaware, located at 53 State Street, Boston, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Original 13F HR (0000919574-17-001124) filed in 2017.02.10
#
Name
Shares
Value ($)
%
Options
Notes
1 8POINT3 ENERGY PARTNERS LP 143,710 1,865 0.53%
2 ACELRX PHARMACEUTICALS INC 49,761 129 0.04%
3 ADVENT CLAY CONV SEC INCORPORATED FD II 14,800 87 0.02%
4 AEROCENTURY CORP 14,849 140 0.04%
5 AGNICO EAGLE MINES LTD 7,648 321 0.09%
6 AGRIUM INC 7,367 741 0.21%
7 ALASKA COMMUNICATIONS SYS GR 74,409 122 0.03%
8 ALLIANZGI DIVIDEND INT PRM 36,400 459 0.13%
9 ALLIANZGI EQUITY CONV INCO 12,600 232 0.07%
10 ALPINE GLOBAL PREMIER PPTYS FD COM SBI 19,800 102 0.03%
11 AMAG PHARMACEUTICALS INC 8,675 302 0.09%
12 AMCON DISTRG CO 1,779 205 0.06%
13 AMERICAN AIRLS GROUP INC 16,828 786 0.22%
14 AMERICAN EXPRESS CO 25,778 1,910 0.54%
15 AMERICAN FARMLAND ORD 30,703 245 0.07%
16 AMERICAN INTL GROUP INC 20,242 1,322 0.38%
17 AMGEN INC 2,476 362 0.10%
18 ANTERO RES CORP 229,398 5,425 1.54%
19 ANTHEM INC 6,330 910 0.26%
20 APACHE CORP 8,610 546 0.16%
21 APPLIANCE RECYCLING CTRS AME 54,500 61 0.02%
22 ARDMORE SHIPPING CORP COM 65,696 486 0.14%
23 ARRHYTHMIA RESEARCH TECHNOLOGY ORD 10,459 40 0.01%
24 ARTS WAY MFG INC 31,202 106 0.03%
25 ATKORE INTL GROUP INC COM 12,328 295 0.08%
26 AVALON HOLDINGS CORP-A 29,625 87 0.02%
27 AVENUE INCOME 36,900 496 0.14%
28 AVIS BUDGET GROUP 31,600 1,159 0.33%
29 BANK AMER CORP 15,616 345 0.10%
30 BEASLEY BROADCAST GROUP INC 11,833 73 0.02%
31 BERKSHIRE HATHAWAY INC DEL 46,100 7,513 2.13% Call
32 BERKSHIRE HATHAWAY INC DEL 35,902 5,851 1.66%
33 BERRY PLASTICS GROUP INC 19,149 933 0.27%
34 BILL BARRETT CP 1,096,880 7,667 2.18%
35 BIODELIVERY SCIENCES INTL IN 286,642 502 0.14%
36 BIOGEN INC 4,900 1,390 0.39% Put
37 BLACKROCK ENHANCED EQT DIV T 25,200 205 0.06%
38 BLACKROCK GLOBAL OPP EQTY TR 33,700 390 0.11%
39 BLACKROCK RES COMMODITIES 56,700 469 0.13%
40 BLACKSTONE GSO LNG SHRT CR I 15,900 253 0.07%
41 BLACKSTONE GSO STRATEGIC CR FD COM SHS BEN IN 21,100 324 0.09%
42 BLUE HILLS BANCORP INC 39,123 734 0.21%
43 BOULDER GROWTH & INCOME FUND COM 11,600 104 0.03%
44 CABOT OIL & GAS CORP 271,346 6,339 1.80%
45 CALIFORNIA RES CORP 2,000 43 0.01% Call
46 CALIFORNIA RES CORP 1,118,048 23,803 6.76%
47 CALLON PETE CO DEL 1,199,082 18,430 5.23%
48 CARA THERAPEUTICS INC 87,379 812 0.23%
49 CARRIZO OIL & GAS INC 201,386 7,522 2.14%
50 CASCADIAN THERAPEUTICS INC 26,561 114 0.03%
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