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Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001172661-14-001833) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1001 COMCAST CORP NEW 188,954 10,163 0.02%
1002 SELECT SECTOR SPDR TR 190,600 10,131 0.02% Put
1003 GOLAR LNG LTD 152,316 10,114 0.02%
1004 ADVANCED ENERGY INDS COM 537,540 10,100 0.02%
1005 PPL CORP 307,467 10,097 0.02%
1006 CALAMOS CONV OPPORTUNITIES & 746,078 10,095 0.02%
1007 WADDELL & REED FINL INC 195,211 10,090 0.02%
1008 COMPANHIA ENERGETICA DE MINA 1,617,373 10,076 0.02%
1009 SCHLUMBERGER LTD 98,845 10,055 0.02%
1010 AVISTA CORP 329,109 10,048 0.02%
1011 MERCK & CO INC 169,419 10,044 0.02%
1012 WindStream Corp (win) 931,565 10,042 0.02%
1013 SINA CORP 244,100 10,042 0.02% Put
1014 TESLA INC 41,363 10,038 0.02%
1015 PACKAGING CORP AMER 157,057 10,023 0.02%
1016 BLACKHAWK NETWORK HLDGS INC 308,770 10,004 0.02%
1017 NEUBERGER BERMAN MLP INCOME FD 461,047 9,990 0.02%
1018 WORTHINGTON INDS INC 268,163 9,981 0.02%
1019 GARMIN LTD 191,686 9,966 0.02%
1020 AQUA AMERICA INC 423,124 9,956 0.02%
1021 EATON VANCE SR FLTNG RTE TR 691,036 9,944 0.02%
1022 CBOE GLOBAL MARKETS 185,717 9,941 0.02%
1023 PACKAGING CORP AMER 155,697 9,937 0.02%
1024 BRINKER INTL INC 195,539 9,931 0.02%
1025 ACI WORLDWIDE INC 528,364 9,912 0.02%
1026 AMERICAN AIRLS GROUP INC 279,040 9,900 0.02%
1027 TORTOISE ENERGY INDEPENDENC 398,300 9,847 0.02%
1028 WELLS FARGO INCOME OPPORTUNI 1,087,362 9,840 0.02%
1029 SOUTHERN CO 224,584 9,803 0.02%
1030 LIBERTY MEDIA SER A 207,482 9,789 0.02%
1031 NUVEEN SR INCOME FD 1,461,014 9,774 0.02%
1032 NORFOLK SOUTHERN CORP 87,382 9,752 0.02%
1033 TEREX CORP NEW 306,229 9,729 0.02%
1034 SEADRILL LIMITED 362,817 9,709 0.02%
1035 ARCBEST CORP COM 260,140 9,703 0.02%
1036 Atlantica Yield plc 272,517 9,696 0.02%
1037 CITRIX SYS INC 135,600 9,674 0.02% Put
1038 SCANA 194,780 9,662 0.02%
1039 POWERSHARES ETF TRUST 535,464 9,643 0.02%
1040 GENESEE AND WYOMING INC INC CL A 101,060 9,632 0.02%
1041 ISHARES TR 88,245 9,628 0.02%
1042 PLUM CREEK TIMBER 246,474 9,615 0.02%
1043 LINN CO LLC 331,929 9,610 0.02%
1044 MACQUARIE GLOBAL INFRASTRUCT 388,851 9,608 0.02%
1045 HASBRO INC 174,450 9,594 0.02%
1046 SMITH & NEPHEW PLC 113,716 9,574 0.02%
1047 Allergan plc 53,609 9,553 0.02%
1048 EATON VANCE TAX MANAGED GLOB 786,212 9,552 0.02%
1049 MTGE INVT CORP 507,439 9,551 0.02%
1050 VOYA GLBL EQTY DIV PREM OP 1,017,850 9,535 0.02%
Page 21 of 128
New Holding filing (0001172661-14-001864) filed in 2014.11.17
#
Name
Shares
Value ($)
%
Options
Notes
1 DIAMOND RESORTS INTL INC COM 11,338,566 258,066 100.00%