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Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001172661-14-001833) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1051 APOLLO SR FLOATING RATE FD I 556,593 9,518 0.02%
1052 LXP INDUSTRIAL TRUST COM 965,834 9,456 0.02%
1053 FORD MTR CO DEL 639,231 9,454 0.02%
1054 INVESCO MORTGAGE CAPITAL INC 599,967 9,432 0.02%
1055 PHARMACYCLICS INC 80,284 9,428 0.02%
1056 MFA FINANCIAL INC COM 1,210,703 9,419 0.02%
1057 YINGLI GREEN ENERGY HLDG CO 3,021,492 9,397 0.02%
1058 FEDEX CORP 58,203 9,397 0.02%
1059 SUNEDISON INC 497,609 9,395 0.02%
1060 INTEL CORP 268,707 9,355 0.02%
1061 SMUCKER J M CO 94,218 9,327 0.02%
1062 BLACKROCK UTILITIES INFRSTRC 465,234 9,310 0.02%
1063 BLACKROCK CR ALLOCATION INCO 699,253 9,308 0.02%
1064 INCYTE CORP 189,424 9,291 0.02%
1065 CONOCOPHILLIPS 121,431 9,291 0.02%
1066 BANCOLOMBIA S A 163,351 9,266 0.02%
1067 COPA HOLDINGS SA 86,127 9,241 0.02%
1068 ALLIED NEVADA GOLD UTIL 2,786,346 9,223 0.02%
1069 NUSTAR ENERGY LP 139,509 9,201 0.02%
1070 ROUSE PPTYS INC 568,530 9,193 0.02%
1071 TORTOISE PWR & ENERGY INFRASTR 324,506 9,138 0.02%
1072 COLUMBIA SELIGM PREM TECH GRW 521,720 9,134 0.02%
1073 CALAMOS STRATEGIC TOTL RETN 776,333 9,080 0.02%
1074 WELLS FARGO CO NEW 7,517 9,039 0.02%
1075 EXXON MOBIL CORP 96,056 9,036 0.02%
1076 GLOBUS MED INC 457,192 8,993 0.02%
1077 MARKWEST ENERGY PARTNERS LP 116,781 8,971 0.02%
1078 ABB LTD 400,361 8,971 0.02%
1079 BANK MONTREAL QUE 121,715 8,961 0.02%
1080 ANNALY CAP MGMT INC 838,771 8,957 0.02%
1081 GRACO INC COM 122,682 8,953 0.02%
1082 DOUBLELINE OPPORTUNISTIC CR 379,075 8,947 0.02%
1083 HOSPITALITY PPTYS TR 332,733 8,931 0.02%
1084 TRANSCANADA CORP 173,092 8,919 0.02%
1085 VANGUARD INDEX FDS 49,348 8,912 0.02%
1086 SPDR S&P 500 ETF TR 45,236 8,912 0.02%
1087 QUESTAR CORP COM 399,279 8,900 0.02%
1088 BELDEN INC 138,894 8,892 0.02%
1089 WEC ENERGY CORP. 206,751 8,890 0.02%
1090 MEDIVATION INC 89,825 8,881 0.02%
1091 WASHINGTON FED INC 434,635 8,849 0.02%
1092 ROYAL BK CDA MONTREAL QUE 123,698 8,838 0.02%
1093 BP PLC 200,691 8,822 0.02%
1094 NEUBERGER BERMAN HIGH YIELD 683,065 8,821 0.02%
1095 TW TELECOM INC 211,900 8,817 0.02%
1096 JA SOLAR HOLDINGS CO LTD 950,254 8,790 0.02%
1097 COCA COLA CO 205,901 8,784 0.02%
1098 PIMCO DYNMIC CREDIT AND MRT 390,327 8,770 0.02%
1099 SENIOR HOUSING PROPERTIES TRUST 419,105 8,768 0.02%
1100 FLAHERTY CRUMRINE PFD SECS 452,860 8,745 0.02%
Page 22 of 128
New Holding filing (0001172661-14-001864) filed in 2014.11.17
#
Name
Shares
Value ($)
%
Options
Notes
1 DIAMOND RESORTS INTL INC COM 11,338,566 258,066 100.00%