| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 521,720 | 9,134,000 | 45.27% | ||
| 2 | BANK OF AMERICA CORP /DE/ | 245,097 | 4,292,000 | 21.27% | ||
| 3 | MORGAN STANLEY | 139,420 | 2,441,000 | 12.10% | ||
| 4 | Invesco Ltd. | 79,801 | 1,397,000 | 6.92% | ||
| 5 | UBS AG | 38,463 | 673,000 | 3.34% | ||
| 6 | Janney Montgomery Scott LLC | 24,062 | 421,322 | 2.09% | ||
| 7 | BENJAMIN F. EDWARDS & COMPANY, INC. | 23,560 | 413,000 | 2.05% | ||
| 8 | WealthTrust Axiom LLC | 17,700 | 309,000 | 1.53% | ||
| 9 | RAYMOND JAMES & ASSOCIATES | 14,059 | 246,000 | 1.22% | ||
| 10 | AMERIPRISE FINANCIAL INC | 13,794 | 242,000 | 1.20% | ||
| 11 | ROYAL BANK OF CANADA | 13,068 | 229,000 | 1.14% | ||
| 12 | LPL Financial LLC | 11,705 | 203,000 | 1.01% | ||
| 13 | WELLS FARGO & COMPANY/MN | 5,118 | 90,000 | 0.45% | ||
| 14 | CITIGROUP INC | 1,605 | 28,000 | 0.14% | ||
| 15 | AMERICAN INTERNATIONAL GROUP, INC. | 1,500 | 26,265 | 0.13% | ||
| 16 | NEXT Financial Group, Inc | 866 | 15,000 | 0.07% | ||
| 17 | BOSTON PRIVATE BANK & TRUST CO | 315 | 6,000 | 0.03% | ||
| 18 | Ground Swell Capital, LLC | 220 | 4,000 | 0.02% | ||
| 19 | Cordasco Financial Network | 250 | 4,000 | 0.02% | ||
| 20 | DEUTSCHE BANK AG\ | 168 | 2,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
