Dark
Light
System
Institutional Investment Manager
Yorktown Management & Research Co Inc
Yorktown Management & Research Co Inc (CIK: 0001313559), located at 106 Annjo Court Suite A, Forest, VA. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q3)
Original 13F HR (0000950123-15-010802) filed in 2015.11.05
#
Name
Shares
Value ($)
%
Options
Notes
51 CMS ENERGY CORP 91,500 3,232 0.53%
52 STELLUS CAP INVT CORP 305,000 3,071 0.51%
53 FIRST TR SR FLG RTE INCM FD 242,000 3,044 0.50%
54 MAIDEN HOLDINGS LTD 217,800 3,023 0.50%
55 WESTERN ASSET HGH YLD DFNDFD 215,000 3,010 0.50%
56 WILLIAMS COS INC DEL 81,500 3,004 0.50%
57 ABBVIE INC 55,000 2,993 0.50%
58 MAXIM INTEGR 89,500 2,990 0.49%
59 TARGET CORP 37,800 2,973 0.49%
60 WELLS FARGO INCOME OPPORTUNI 390,000 2,952 0.49%
61 EATON VANCE SR INCOME TR 500,000 2,935 0.49%
62 NUVEEN SR INCOME FD 485,000 2,867 0.47%
63 WESTERN ASSET HIGH INCOME OP 610,000 2,861 0.47%
64 NEW AMER HIGH INCOME FD INC 355,000 2,829 0.47%
65 BHP BILLITON LTD 87,000 2,751 0.46%
66 DOMINION ENERGY INC 38,000 2,674 0.44%
67 INTEL CORP 88,400 2,664 0.44%
68 PPL CORP 81,000 2,664 0.44%
69 AMERICAN CAP SR FLOATING LTD 240,000 2,662 0.44%
70 INDEPENDENCE RLTY TR INC COM 367,500 2,650 0.44%
71 DUKE ENERGY CORP NEW 36,800 2,647 0.44%
72 SANOFI 55,500 2,635 0.44%
73 QUALCOMM INC 48,000 2,579 0.43%
74 SIX FLAGS ENTMT CORP NEW 54,500 2,495 0.41%
75 APPLE INC 22,500 2,482 0.41%
76 SOUTHERN CO 55,500 2,481 0.41%
77 BLACKROCK CORPOR HI YLD FD I 245,000 2,418 0.40%
78 DEUTSCHE MULTI-MKT INCOME TR 326,889 2,416 0.40%
79 CHINA MOBILE LIMITED 40,000 2,380 0.39%
80 CISCO SYS INC 90,300 2,370 0.39%
81 MICROSOFT CORP 53,200 2,355 0.39%
82 AUTOMATIC DATA PROCESSING IN 29,000 2,330 0.39%
83 SCHWAB U.S. BROAD MARKET ETF 50,000 2,319 0.38%
84 TWO HBRS INVT CORP 260,055 2,294 0.38%
85 PIONEER FLOATING RATE TR 201,792 2,284 0.38%
86 AGRIUM INC 25,500 2,283 0.38%
87 COVANTA HLDG CORP 130,000 2,269 0.38%
88 REYNOLDS AMERICAN INC 50,900 2,253 0.37%
89 KIMBERLY CLARK CORP 20,500 2,235 0.37%
90 SELECT SECTOR SPDR TR 30,000 2,228 0.37%
91 ALTRIA GROUP INC 40,500 2,203 0.36%
92 DIGITAL RLTY TR INC 33,700 2,202 0.36%
93 NUVEEN CR STRATEGIES INCOME FD COM SHS 274,000 2,187 0.36%
94 DEERE & CO 29,400 2,176 0.36%
95 FORD MTR CO DEL 160,000 2,171 0.36%
96 COCA COLA CO 53,900 2,162 0.36%
97 Merck & Co., Inc. 43,500 2,148 0.36%
98 SYSCO CORP 55,000 2,144 0.35%
99 NUVEEN GLOBAL HIGH INCOME FD 148,000 2,134 0.35%
100 PHILIP MORRIS INTL INC 26,800 2,126 0.35%
Page 2 of 10