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Institutional Investment Manager
Allen Investment Management, LLC
Allen Investment Management, LLC (CIK: 0001326234) incorporated in New York, located at 711 Fifth Avenue, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001172661-16-003742) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
101 PPG INDS INC 7,423 773 0.06%
102 CONSOL ENERGY INC 46,931 755 0.06%
103 NOBLE ENERGY INC 20,394 732 0.06%
104 JD COM INC 33,697 715 0.06%
105 FEI COMPANY 6,679 714 0.06%
106 FEDEX CORP 4,690 712 0.06%
107 NVIDIA CORPORATION 14,870 699 0.05%
108 G-III APPAREL GROUP LTD 15,159 693 0.05%
109 CARMAX INC 14,042 688 0.05%
110 ANADARKO PETE CORP 12,223 651 0.05%
111 ELLIE MAE INCORPORATED 6,995 641 0.05%
112 INTERPUBLIC GROUP COS INC 27,683 639 0.05%
113 DARLING INGREDIENTS INC 41,558 619 0.05%
114 ISHARES TR 17,900 615 0.05%
115 ZOETIS INC 12,803 608 0.05%
116 PIONEER NAT RES CO 3,996 604 0.05%
117 KNOT OFFSHORE PARTNERS LP 32,350 600 0.05%
118 CARTERS INC 5,570 593 0.05%
119 DEVON ENERGY CORP NEW 16,346 593 0.05%
120 VistaPrint NV 6,336 586 0.05%
121 SELECT SECTOR SPDR TR 10,587 584 0.05%
122 BROOKFIELD ASSET MGMT INC 17,592 582 0.05%
123 FS KKR CAPITAL CORP COM 63,741 577 0.04%
124 ATHENA HEALTH INC. 4,137 571 0.04%
125 GOLUB CAP BDC INC 31,125 562 0.04%
126 DONALDSON INC 16,000 550 0.04%
127 CREDIT ACCEP CORP MICH 2,856 529 0.04%
128 ABBVIE INC 8,487 525 0.04%
129 JP ENERGY PARTNERS LP UNT REPST LTD 61,909 523 0.04%
130 CELGENE CORP 5,176 511 0.04%
131 CITRIX SYS INC 6,334 507 0.04%
132 NORTEK INC COM NEW 8,379 497 0.04%
133 GOLDMAN SACHS GROUP INC 3,284 488 0.04%
134 BAXTER INTL INC 10,657 482 0.04%
135 NEW MTN FIN CORP 37,367 482 0.04%
136 CONAGRA BRANDS INC 9,718 465 0.04%
137 MARATHON OIL CORP 30,926 464 0.04%
138 ENERGY TRANSFER PRTNRS L P 12,070 460 0.04%
139 YAHOO INC 12,048 453 0.04%
140 MARTIN MIDSTREAM PRTNRS L P 19,450 449 0.03%
141 AMETEK INC NEW 9,606 444 0.03%
142 NORFOLK SOUTHERN CORP 5,124 436 0.03%
143 CELANESE CORP DEL 6,441 422 0.03%
144 WELLS FARGO & CO NEW 8,857 419 0.03%
145 ISHARES RUSSELL 2000 VALUE ETF 4,296 418 0.03%
146 FOMENTO ECONOMICO MEXICANO S 4,500 416 0.03%
147 UNITED THERAPEUTICS CORP DEL 3,868 410 0.03%
148 BAIDU INC 2,473 408 0.03%
149 HANESBRANDS INC 16,235 408 0.03%
150 AXIALL CORPORATION 12,419 405 0.03%
Page 3 of 5
Restatement filing (0001172661-17-001726) filed in 2017.09.22
#
Name
Shares
Value ($)
%
Options
Notes
1 NUVEEN FLTNG RTE INCM OPP FD 14,122 145 0.01%
2 INVESCO SR INCOME TR 34,960 146 0.01%
3 NUVEEN CR STRATEGIES INCOME FD COM SHS 18,171 147 0.01%
4 EATON VANCE SR FLTNG RTE TR 11,223 147 0.01%
5 NUVEEN FLOATING RATE INCOME 14,441 149 0.01%
6 INVESCO DYNAMIC CR OPPORTUNI 13,639 150 0.01%
7 BLACKROCK FLOATING RATE INCO 11,780 155 0.01%
8 EATON VANCE LTD DURATION INC 11,569 155 0.01%
9 WESTERN ASSET EMERGING MKTS 10,451 161 0.01%
10 NUVEEN AMT FREE QLTY MUN INC 11,935 179 0.01%
11 INVESCO QUALITY MUN INCOME T 13,256 183 0.01%
12 NUVEEN PERFORMANCE PLUS MUNICIPAL FUND INC 11,135 184 0.01%
13 NUVEEN PREM INCOME MUN FD 2 11,937 185 0.01%
14 INVESCO TR INVT GRADE MUNS 12,460 185 0.01%
15 INVESCO MUN TR 13,124 186 0.01%
16 INVESCO MUN OPPORTUNITY TR 12,821 191 0.01%
17 INTERNATIONAL BUSINESS MACHS 1,351 205 0.01%
18 DOLLAR TREE INC 2,294 216 0.02%
19 NOBLE CORP PLC 26,507 218 0.02%
20 IONIS PHARMACEUTICALS INC COM 9,505 221 0.02%
21 OWENS-ILLINOIS, INC. 12,531 226 0.02%
22 APPLIED MATLS INC 10,025 240 0.02%
23 ISHARES RUSSELL 2000 GROWTH ETF 1,758 241 0.02%
24 TORTOISE MLP FD INCORPORATED 13,470 249 0.02%
25 Tortoise Egy Infrastruct 8,330 256 0.02%
26 CLEARBRIDGE ENERGY MLP FD INCORPORATED 16,390 261 0.02%
27 PHILLIPS 66 3,318 263 0.02%
28 WESTROCK CO 6,982 271 0.02%
29 STAPLES INC 31,960 275 0.02%
30 ISHARES TR 2,969 278 0.02%
31 GENERAL MTRS CO 9,940 281 0.02%
32 MCDONALDS CORP 2,346 282 0.02%
33 INTEL CORP 8,627 283 0.02%
34 ISHARES TR 5,087 284 0.02%
35 Lloyds Banking Group Plc 95,765 284 0.02%
36 CVR ENERGY INC COM 18,353 284 0.02%
37 KAYNE ANDERSON MLP INVT CO 14,010 285 0.02%
38 BARCLAYS PLC 37,629 286 0.02%
39 ISHARES TR 2,911 292 0.02%
40 XEROX CORP 31,093 295 0.02%
41 Pandora Media Inc 24,599 306 0.02%
42 VANGUARD INDEX FDS 1,600 308 0.02%
43 ABBOTT LABS 8,000 314 0.02%
44 TESORO CORP 4,210 315 0.02%
45 TENET HEALTHCARE CORP 11,492 318 0.02%
46 Alcoa 34,265 318 0.02%
47 TABLEAU SOFTWARE INC 6,554 321 0.02%
48 EXXON MOBIL CORP 3,551 333 0.02%
49 FREEPORT-MCMORAN INC 30,591 341 0.02%
50 ISHARES TR 4,678 348 0.02%
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