| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | NEURALSTEM INC COM | 10,000 | 3,000 | 0.00% | ||
| 2 | PARETEUM CORP | 41,000 | 5,000 | 0.00% | ||
| 3 | CTI BIOPHARMA | 13,700 | 6,000 | 0.00% | ||
| 4 | FIBROCELL SCIENCE INC | 11,000 | 7,000 | 0.00% | ||
| 5 | VANGUARD NAT RES LLC COM UNIT | 16,599 | 11,000 | 0.00% | ||
| 6 | SYNTHETIC BIOLOGICS INCORPORATED | 17,500 | 13,000 | 0.00% | ||
| 7 | FUEL TECH INC | 12,500 | 14,000 | 0.00% | ||
| 8 | OHR PHARMACEUTICAL INC | 11,500 | 17,000 | 0.00% | ||
| 9 | MANNKIND CORP. | 28,395 | 18,000 | 0.00% | ||
| 10 | OncoSec Medical Inc | 16,600 | 20,000 | 0.00% | ||
| 11 | Arena Pharmaceuticals, Inc | 16,192 | 23,000 | 0.00% | ||
| 12 | ANTARES PHARMA INC | 10,000 | 23,000 | 0.00% | ||
| 13 | PDL BIOPHARMA INC | 11,503 | 24,000 | 0.00% | ||
| 14 | REX ENERGY CORPORATION | 65,700 | 31,000 | 0.00% | ||
| 15 | Bank Of America 18 WTS | 35,000 | 34,000 | 0.00% | ||
| 16 | SANGAMO THERAPEUTICS INCORPORATED | 11,778 | 36,000 | 0.00% | ||
| 17 | Echelon Corp | 10,271 | 48,000 | 0.00% | ||
| 18 | S&W SEED CO | 10,400 | 48,000 | 0.00% | ||
| 19 | CHESAPEAKE GRANITE WASH TR COM | 20,900 | 49,000 | 0.00% | ||
| 20 | CEMPRA INC | 18,100 | 51,000 | 0.00% | ||
| 21 | ALLIQUA BIOMEDICAL INC | 91,500 | 54,000 | 0.00% | ||
| 22 | LUNA INNOVATIONS | 40,000 | 59,000 | 0.00% | ||
| 23 | GENWORTH FINL INC | 15,543 | 59,000 | 0.00% | ||
| 24 | PEAK RESORTS INC COM | 10,855 | 60,000 | 0.00% | ||
| 25 | DREYFUS HIGH YIELD STRATEGIE | 18,301 | 61,000 | 0.00% | ||
| 26 | MFS INTERMEDIATE INCOME TRUST SH BEN INT | 13,769 | 61,000 | 0.00% | ||
| 27 | AMERICA FIRST MULTIFAMILY IN | 12,000 | 65,000 | 0.00% | ||
| 28 | ECLIPSE RES CORP COM | 25,000 | 67,000 | 0.00% | ||
| 29 | SUNPOWER CORP | 10,165 | 67,000 | 0.00% | ||
| 30 | ENERNOC INC | 11,199 | 67,000 | 0.00% | ||
| 31 | VOYA PRIME RATE TR | 12,084 | 67,000 | 0.00% | ||
| 32 | ASCENA RETAIL GROUP INC COM | 11,192 | 69,000 | 0.00% | ||
| 33 | VOYA GLBL EQTY DIV & PREM OP | 10,300 | 70,000 | 0.00% | ||
| 34 | KINROSS GOLD CORP | 22,860 | 71,000 | 0.00% | ||
| 35 | TETRA TECHNOLOGIES INC DEL COM | 14,156 | 71,000 | 0.00% | ||
| 36 | WESTERN ASSET MUN HI INCM FD | 10,000 | 72,000 | 0.00% | ||
| 37 | FERRELLGAS PARTNERS L.P. UNIT LTD PART | 10,780 | 73,000 | 0.00% | ||
| 38 | CHESAPEAKE ENERGY CORP | 10,462 | 73,000 | 0.00% | ||
| 39 | ELDORADO GOLD CORP NEW | 23,995 | 77,000 | 0.00% | ||
| 40 | CROCS INC | 11,858 | 81,000 | 0.00% | ||
| 41 | DLH HLDGS CORP | 13,900 | 83,000 | 0.00% | ||
| 42 | CVR PARTNERS LP | 13,999 | 84,000 | 0.00% | ||
| 43 | GUGGENHEIM ENHANCED EQUITY I | 10,558 | 84,000 | 0.00% | ||
| 44 | SOCIETAL CDMO INC | 10,600 | 85,000 | 0.00% | ||
| 45 | WINDSTREAM HLDGS INC | 11,646 | 85,000 | 0.00% | ||
| 46 | CALUMET SPECIALTY PRODS PTNR | 21,220 | 85,000 | 0.00% | ||
| 47 | CAPITAL PRODUCT PARTNERS L P | 27,500 | 87,000 | 0.00% | ||
| 48 | YAMANA GOLD INC | 30,906 | 87,000 | 0.00% | ||
| 49 | RIVERVIEW BANCORP INC | 12,500 | 88,000 | 0.00% | ||
| 50 | ARALEZ PHARMACEUTICALS INC | 20,000 | 88,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001329948-17-000001, filed 2017.02.13).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
