| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | NORTH AMERN PALLADIUM LTD | 10,000 | 2,000 | 0.00% | ||
| 2 | TIMBERLINE RES CORPCOM | 55,000 | 4,000 | 0.00% | ||
| 3 | Corinthian Colleges, Inc. | 42,700 | 5,000 | 0.00% | ||
| 4 | LUCAS ENERGY INC | 15,200 | 7,000 | 0.00% | ||
| 5 | ARVINMERITOR INC | 10,000 | 10,000 | 0.00% | ||
| 6 | Odyssey Marine Exploration Inc | 10,751 | 10,000 | 0.00% | ||
| 7 | Royal Gold Inc | 10,000 | 10,000 | 0.00% | ||
| 8 | OPEXA THERAPEUTICS EQUITY WARRANTS 03/13/201 | 11,000 | 11,000 | 0.00% | ||
| 9 | BROADSOFT INC | 12,000 | 12,000 | 0.00% | ||
| 10 | PROSPECT CAPITAL CORPORATION | 12,000 | 12,000 | 0.00% | ||
| 11 | ROCK CREEK PHARMACEUTICALS INCORPORATED | 44,243 | 12,000 | 0.00% | ||
| 12 | VEREIT Inc | 13,000 | 13,000 | 0.00% | ||
| 13 | SANOFI | 28,653 | 13,000 | 0.00% | ||
| 14 | AAR CORP | 14,000 | 14,000 | 0.00% | ||
| 15 | REDWOOD TR INC | 14,000 | 14,000 | 0.00% | ||
| 16 | RADIAN GROUP INC. | 10,000 | 14,000 | 0.00% | ||
| 17 | RTI INTL METALS INC | 15,000 | 15,000 | 0.00% | ||
| 18 | Amern Superconductor Cp | 10,782 | 15,000 | 0.00% | ||
| 19 | KNIGHT CAP GROUP INC | 15,000 | 15,000 | 0.00% | ||
| 20 | NANOSPHERE INC | 25,700 | 15,000 | 0.00% | ||
| 21 | JETPAY CORP | 10,399 | 16,000 | 0.00% | ||
| 22 | APOLLO INVT CORP 5.75% 01/15/2016 | 15,000 | 16,000 | 0.00% | ||
| 23 | PROSPECT CAPITAL CORPORATION | 16,000 | 16,000 | 0.00% | ||
| 24 | TAKE-TWO INTERACTIVE SOFTWARE SR GLBL CV NT 18 | 13,000 | 16,000 | 0.00% | ||
| 25 | INTEGRA LIFESCIENCES HLDGS C | 16,000 | 17,000 | 0.00% | ||
| 26 | Ares Capital Corp | 16,000 | 17,000 | 0.00% | ||
| 27 | BLACKSTONE MTG TR INC | 16,000 | 17,000 | 0.00% | ||
| 28 | RESOURCE CAP CORP | 17,000 | 17,000 | 0.00% | ||
| 29 | RYLAND GROUP INC SR NT CV 0.25 19 | 19,000 | 17,000 | 0.00% | ||
| 30 | FORESTAR GROUP INC | 16,000 | 17,000 | 0.00% | ||
| 31 | GABELLI EQUITY TR INC | 310,933 | 18,000 | 0.00% | ||
| 32 | GT Advanced Technologies Inc. | 16,000 | 18,000 | 0.00% | ||
| 33 | POLYMET MINING CORP | 17,308 | 19,000 | 0.00% | ||
| 34 | APOLLO COML REAL EST FIN INC | 19,000 | 19,000 | 0.00% | ||
| 35 | ALASKA COMMUNICATIONS SYS GR | 12,105 | 19,000 | 0.00% | ||
| 36 | REXAHN PHARMACEUTICALS INC | 23,500 | 19,000 | 0.00% | ||
| 37 | ParkerVision Inc. (PRKR) | 18,500 | 21,000 | 0.00% | ||
| 38 | STEMCELLS INC COM NEW | 16,695 | 21,000 | 0.00% | ||
| 39 | Portugal Telecom Sgps S A Spon | 10,295 | 22,000 | 0.00% | ||
| 40 | TANZANIAN ROYALTY EXPL CORP | 10,400 | 22,000 | 0.00% | ||
| 41 | AMEDICA CORP | 13,583 | 22,000 | 0.00% | ||
| 42 | CYTORI THERAPEUTIC INC | 32,550 | 22,000 | 0.00% | ||
| 43 | PROLOGIS | 22,000 | 23,000 | 0.00% | ||
| 44 | COLONY CAP INC | 24,000 | 24,000 | 0.00% | ||
| 45 | DRYSHIPS INC. 5%14F DUE 12/01/14 DRYSHIPS INC. | 24,000 | 24,000 | 0.00% | ||
| 46 | MASSEY ENERGY CO *IN DEFAULT* SR NOTE CONV | 25,000 | 24,000 | 0.00% | ||
| 47 | LIGHTBRIDGE CORP | 10,400 | 24,000 | 0.00% | ||
| 48 | MAGELLAN PETROLEUM CORP | 11,784 | 25,000 | 0.00% | ||
| 49 | PDLI 3 3/4 05/01/2015 | 20,000 | 25,000 | 0.00% | ||
| 50 | ZIOPHARM ONCOLOGY INC | 10,050 | 27,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001333978-14-000015, filed 2014.10.17).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
