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Institutional Investment Manager
Mariner, LLC
Mariner, LLC (CIK: 0001373442) incorporated in Kansas, located at 5700 W. 112th Street, Overland Park, KS. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 812 holdings with a total value of $2,069,913,000.
#
Name
Shares
Value ($)
%
Options
Notes
701 VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD ETF 285 16,000 0.00%
702 GLOBAL X FDS 671 16,000 0.00%
703 TORCHLIGHT ENERGY RES INC 14,444 16,000 0.00%
704 SPDR INDEX SHS FDS 379 16,000 0.00%
705 SPDR INDEX SHS FDS 380 15,000 0.00%
706 ISHARES TR 100 15,000 0.00%
707 GENERAL CABLE CORP DEL NEW 1,033 15,000 0.00%
708 VANECK VECTORS ETF TR 600 15,000 0.00%
709 QUIDEL CORP 15,000 15,000 0.00% PRN
710 ALASKA COMMUNICATIONS SYS GRP 6.25 05/01/2018 15,000 15,000 0.00% PRN
711 FIRST TRUST EXCH TRADED FUND 2 CONSUMR STAPLE ETF 326 15,000 0.00%
712 ISHARES TR 310 15,000 0.00%
713 ISHARES TR 278 14,000 0.00%
714 ISHARES TR 210 14,000 0.00%
715 FIRST TR EXCHANGE TRADED FD 590 14,000 0.00%
716 SPDR SER TR 296 14,000 0.00%
717 CLAYMORE EXCHANGE TRD FD TR 564 14,000 0.00%
718 ISHARES TR 343 14,000 0.00%
719 AMERICAN TOWER CORP NEW PFD CONV SER A 125 14,000 0.00%
720 ISHARES TR 112 14,000 0.00%
721 WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND 233 14,000 0.00%
722 SPDR INDEX SHS FDS 462 14,000 0.00%
723 ISHARES 491 13,000 0.00%
724 VANECK VECTORS ETF TR 877 13,000 0.00%
725 POWERSHARES ETF TRUST 450 12,000 0.00%
726 FIRST TR EXCHANGE-TRADED FD 110 11,000 0.00%
727 POWERSHARES ETF TRUST II 446 11,000 0.00%
728 VANECK VECTORS ETF TR 311 11,000 0.00%
729 NEWMONT MINING CORP SR NT CV1.625 17 10,000 11,000 0.00% PRN
730 WISDOMTREE TRUST EUROPE SMCP DV ETF 190 11,000 0.00%
731 POWERSHARES ETF TR II 251 10,000 0.00%
732 GENERAL CABLE CORP DEL NEW 15,000 10,000 0.00% PRN
733 FIRST TR EXCHANGE TRADED FD 350 10,000 0.00%
734 VANGUARD SCOTTSDALE FDS 123 10,000 0.00%
735 PROSHARES TR 248 10,000 0.00%
736 VANECK VECTORS ETF TR 187 9,000 0.00%
737 PROSHARES TR 128 9,000 0.00%
738 FIRST TR EXCHANGE TRADED FD 260 9,000 0.00%
739 S&P Developed Ex-U.S. Property Index Fund 240 9,000 0.00%
740 SPDR INDEX SHS FDS 270 9,000 0.00%
741 ISHARES TRUST US HLTHCR PR ETF 61 8,000 0.00%
742 ISHARES TR 303 8,000 0.00%
743 SPDR INDEX SHS FDS 220 8,000 0.00%
744 POWERSHARES DWA HEALTHCARE MOMENTUM PORTFOLIO 147 8,000 0.00%
745 ISHARES TR 46 7,000 0.00%
746 FIRST TR EXCHANGE TRADED FD 120 7,000 0.00%
747 POWERSHARES DWA CONSUMER CYCLICALS MOMENTUM PORTFOLIO 170 7,000 0.00%
748 ISHARES TR 56 7,000 0.00%
749 POWERSHARES DWA TECHNOLOGY MOMENTUM PORTFOLIO 164 7,000 0.00%
750 POWERSHARES ETF TRUST II 188 7,000 0.00%
Page 15 of 17

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001580642-16-012063, filed 2016.11.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.