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Institutional Investment Manager
LPL Financial LLC
LPL Financial LLC (CIK: 0001403438) incorporated in California, located at 4707 Executive Drive, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001403438-14-000011) filed in 2014.11.10
#
Name
Shares
Value ($)
%
Options
Notes
601 Autohome Inc. 8,181 330 0.00%
602 ARENA PHARMACEUTICALS INC 80,684 330 0.00%
603 CONTAINER STORE GROUP INC 15,412 330 0.00%
604 HANCOCK JOHN INCOME SECS TR 23,331 331 0.00%
605 ISHARES TR 12,323 331 0.00%
606 NUVEEN MASSACHUSETS QLT MUN 25,142 332 0.00%
607 DIREXION SHS ETF TR 13,340 332 0.00%
608 PowerShares S&P SmallCap Health Care ETF 6,109 332 0.00%
609 Polypore International 8,700 333 0.00%
610 NATIONAL FUEL GAS CO N J 4,807 334 0.00%
611 Sturm Ruger & Co Inc 7,048 334 0.00%
612 PROSHARES TR 18,799 335 0.00%
613 KENNAMETAL INC 8,149 335 0.00%
614 NU SKIN ENTERPRISES INC 7,658 335 0.00%
615 HUGOTON RTY TR TEX 37,410 337 0.00%
616 AMERICAN CAP LTD 24,104 338 0.00%
617 ROYAL BK SCOTLAND GROUP PLC 13,845 338 0.00%
618 PALL CORP 4,092 338 0.00%
619 MARKEL CORP 534 339 0.00%
620 Materion Corp 11,342 339 0.00%
621 INVESCO TR INVT GRADE NY MUN 25,054 339 0.00%
622 CLAYMORE EXCHANGE TRD FD TR 12,780 340 0.00%
623 ISTAR INC 26,181 341 0.00%
624 BRUNSWICK CORP 8,306 341 0.00%
625 LG DISPLAY CO LTD 22,870 342 0.00%
626 POWERSHARES ETF TR II 9,583 343 0.00%
627 ENERSYS 6,117 343 0.00%
628 POLYONE CORP 9,766 343 0.00%
629 POWERSHARES ETF TR II 12,879 343 0.00%
630 VOYA FINL INC 8,910 344 0.00%
631 PINNACLE WEST CAP CORP 6,270 344 0.00%
632 HILLTOP HOLDINGS INC 17,189 344 0.00%
633 OCEANEERING INTL INC 5,360 345 0.00%
634 SEALED AIR CORP NEW COM 10,221 347 0.00%
635 MCEWEN MNG INC 181,771 347 0.00%
636 LINCOLN ELEC HLDGS INC 5,134 348 0.00%
637 CF INDS HLDGS INC COM 1,291 348 0.00%
638 SEATTLE GENETICS INC 9,413 348 0.00%
639 ISHARES TR 6,978 349 0.00%
640 Mitsubishi UFJ Financial Group Inc 62,783 349 0.00%
641 PROTO LABS INC 5,183 350 0.00%
642 NEUBERGER BERMAN ABSOLUTE RETURN MULTI MNGR 31,567 350 0.00%
643 ISHARES MSCI 8,306 350 0.00%
644 DENBURY RES INC 24,159 350 0.00%
645 PROSHARES TR 3,779 351 0.00%
646 Nuveen Municipal Advanta 25,999 352 0.00%
647 MOSAIC CO NEW 8,148 352 0.00%
648 WASATCH INTL GROWTH FUND 13,163 353 0.00%
649 ALPS INTERNATIONAL SECTOR DIVIDEND DOGS ETF 12,653 354 0.00%
650 EATON VANCE OH MUNI INCOME T 26,221 354 0.00%
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