| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GEODE CAPITAL MANAGEMENT, LLC | 105,170 | 1,410,000 | 11.89% | PRN | |
| 2 | Horizon Kinetics LLC | 85,464 | 1,146,000 | 9.67% | ||
| 3 | WELLS FARGO & COMPANY/MN | 83,628 | 1,121,000 | 9.46% | ||
| 4 | WOLVERINE ASSET MANAGEMENT LLC | 81,853 | 1,097,000 | 9.25% | ||
| 5 | GUGGENHEIM CAPITAL LLC | 79,711 | 1,069,000 | 9.02% | ||
| 6 | DOLIVER ADVISORS, LP | 65,182 | 874,000 | 7.37% | ||
| 7 | MORGAN STANLEY | 64,275 | 862,000 | 7.27% | ||
| 8 | ROYAL BANK OF CANADA | 44,300 | 594,000 | 5.01% | ||
| 9 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 34,347 | 461,000 | 3.89% | ||
| 10 | Invesco Ltd. | 34,042 | 457,000 | 3.85% | PRN | |
| 11 | SHUFRO ROSE & CO LLC | 32,500 | 435,000 | 3.67% | ||
| 12 | UBS AG | 29,816 | 400,000 | 3.37% | ||
| 13 | LPL Financial LLC | 25,054 | 339,000 | 2.86% | ||
| 14 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 24,120 | 323,000 | 2.72% | ||
| 15 | LUCAS CAPITAL MANAGEMENT | 22,435 | 301,000 | 2.54% | ||
| 16 | Harbour Capital Advisors, LLC | 16,900 | 227,000 | 1.91% | ||
| 17 | Essex Financial Services, Inc. | 15,286 | 205,000 | 1.73% | ||
| 18 | MSI Financial Services Inc | 10,790 | 145,000 | 1.22% | ||
| 19 | PNC FINANCIAL SERVICES GROUP, INC. | 10,800 | 144,000 | 1.21% | ||
| 20 | SIT INVESTMENT ASSOCIATES INC | 9,600 | 129,000 | 1.09% | ||
| 21 | Creative Planning | 5,000 | 67,000 | 0.57% | ||
| 22 | Focused Wealth Management, Inc | 1,917 | 26,000 | 0.22% | ||
| 23 | BANK OF AMERICA CORP /DE/ | 1,730 | 23,000 | 0.19% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
