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ALPS ETF TR
ALPS ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 21 Institutional holders with a total value of $65,555,463.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 713,811 20,231,000 30.86%
2 BB&T SECURITIES, LLC 68,552 19,429,000 29.64%
3 MORGAN STANLEY 327,273 9,275,000 14.15%
4 UBS AG 155,586 4,410,000 6.73%
5 ROYAL BANK OF CANADA 117,797 3,338,000 5.09%
6 CAHILL FINANCIAL ADVISORS INC 115,839 3,284,000 5.01%
7 Janney Montgomery Scott LLC 71,300 2,020,797 3.08%
8 Virtu KCG Holdings LLC 45,336 1,285,000 1.96%
9 WELLS FARGO & COMPANY/MN 19,627 556,000 0.85%
10 RAYMOND JAMES & ASSOCIATES 14,791 419,000 0.64%
11 Waverly Advisors, LLC 14,650 415,000 0.63%
12 LPL Financial LLC 12,653 354,000 0.54%
13 SUSQUEHANNA INTERNATIONAL GROUP, LLP 7,441 211,000 0.32%
14 AMERIPRISE FINANCIAL INC 7,350 203,000 0.31%
15 PNC FINANCIAL SERVICES GROUP, INC. 1,500 42,000 0.06%
16 AMERICAN INTERNATIONAL GROUP, INC. 835 23,666 0.04%
17 PRIVATE TRUST CO NA 500 14,000 0.02%
18 LADENBURG THALMANN FINANCIAL SERVICES INC. 478 14,000 0.02%
19 ENVESTNET ASSET MANAGEMENT INC 376 11,000 0.02%
20 NEW ENGLAND SECURITIES CORP /MA/ 400 11,000 0.02%
21 SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 325 9,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.