| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SIT INVESTMENT ASSOCIATES INC | 989,678 | 13,954,000 | 55.24% | ||
| 2 | WELLS FARGO & COMPANY/MN | 211,337 | 2,979,000 | 11.79% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 167,826 | 2,365,000 | 9.36% | ||
| 4 | Saba Capital Management, L.P. | 74,712 | 1,053,000 | 4.17% | ||
| 5 | 1607 Capital Partners, LLC | 73,953 | 1,043,000 | 4.13% | ||
| 6 | Invesco Ltd. | 57,143 | 806,000 | 3.19% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 43,198 | 609,000 | 2.41% | ||
| 8 | DOLIVER ADVISORS, LP | 37,440 | 528,000 | 2.09% | ||
| 9 | MORGAN STANLEY | 31,930 | 450,000 | 1.78% | ||
| 10 | WOLVERINE ASSET MANAGEMENT LLC | 26,594 | 374,000 | 1.48% | ||
| 11 | LPL Financial LLC | 23,331 | 331,000 | 1.31% | ||
| 12 | UBS AG | 16,261 | 229,000 | 0.91% | ||
| 13 | NWAM LLC | 14,925 | 210,000 | 0.83% | ||
| 14 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 13,199 | 186,000 | 0.74% | ||
| 15 | FIRST MANHATTAN CO. LLC. | 3,500 | 49,000 | 0.19% | ||
| 16 | Smith Affiliated Capital Corp. | 1,388 | 19,571 | 0.08% | PRN | |
| 17 | PRIVATE TRUST CO NA | 1,255 | 18,000 | 0.07% | ||
| 18 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,250 | 18,000 | 0.07% | ||
| 19 | ROYAL BANK OF CANADA | 700 | 10,000 | 0.04% | ||
| 20 | DEUTSCHE BANK AG\ | 700 | 9,000 | 0.04% | ||
| 21 | 1919 Investment Counsel, LLC | 600 | 9,000 | 0.04% | ||
| 22 | NEXT Financial Group, Inc | 370 | 5,000 | 0.02% | ||
| 23 | PNC FINANCIAL SERVICES GROUP, INC. | 300 | 4,000 | 0.02% | ||
| 24 | QCI ASSET MANAGEMENT INC/NY | 36 | 1,000 | 0.00% | ||
| 25 | PEOPLES FINANCIAL SERVICES CORP. | 100 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
