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Institutional Investment Manager
LPL Financial LLC
LPL Financial LLC (CIK: 0001403438) incorporated in California, located at 4707 Executive Drive, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001403438-14-000011) filed in 2014.11.10
#
Name
Shares
Value ($)
%
Options
Notes
2001 SPDR INDEX SHS FDS 7,706 376 0.00%
2002 EQUITY RESIDENTIAL 6,057 376 0.00%
2003 FIFTH STREET FINANCE CORP 40,602 375 0.00%
2004 MID AMER APT CMNTYS INC 5,646 374 0.00%
2005 CALAMP CORP 23,037 374 0.00%
2006 KBR INC 20,223 373 0.00%
2007 WISDOMTREE TR 7,166 373 0.00%
2008 COMPASS DIV HOLDINGS SHS OF BENEFICIAL INTEREST 21,219 372 0.00%
2009 BANCO BRADESCO S A 27,397 371 0.00%
2010 MEREDITH CORP COM 8,775 371 0.00%
2011 WISDOMTREE JAPAN 11,944 370 0.00%
2012 BRASKEM S A SP ADR PFD A 27,888 370 0.00%
2013 ZOETIS INC 10,143 370 0.00%
2014 GT ADVANCED TECHNOLOGIES INC COM 35,688 369 0.00%
2015 METHODE ELECTRS INC COM 10,246 369 0.00%
2016 ONE GAS INC COM 10,755 369 0.00%
2017 Chimera Investment Corp REIT 120,808 368 0.00%
2018 POWERSHARES ETF TRUST 23,932 366 0.00%
2019 TEXTAINER GROUP HOLDINGS LTD 11,943 365 0.00%
2020 VANGUARD LONG-TERM GOVERNMENT BOND ETF 4,966 365 0.00%
2021 APOLLO ED GROUP INC 14,616 365 0.00%
2022 MFS MUN INCOME TR 55,623 365 0.00%
2023 DEUTSCHE MULTI-MARKET INCOME TRUST 41,171 364 0.00%
2024 WENDYS CO 44,906 364 0.00%
2025 ASHFORD HOSPITALITY TR INC 9% CUM PFD SER E 13,360 364 0.00%
2026 PROSHARES TR 14,414 363 0.00%
2027 LMP REAL ESTATE INCOME FD INC COM 32,300 362 0.00%
2028 YY INC 4,975 362 0.00%
2029 HORIZON PHARMA PLC SHS 28,810 362 0.00%
2030 SBA COMMUNICATIONS CORP 3,302 361 0.00%
2031 MBT FINL CORP 73,856 361 0.00%
2032 * SANDRIDGE ENERGY INC COM 86,824 360 0.00%
2033 MARKET VECTORS ETF TR 10,790 360 0.00%
2034 FORTUNE BRANDS HOME & SEC IN 8,945 360 0.00%
2035 CYS INVTS INC COM 42,531 359 0.00%
2036 CASEY'S GENERAL STORES INC COM 5,029 359 0.00%
2037 CLEARBRIDGE AMERN ENERG MLP FD 20,000 359 0.00%
2038 WABCO HLDGS INC 3,982 358 0.00%
2039 NUVEEN CA DIV ADVANTG MUN FD 25,816 358 0.00%
2040 COGNEX CORP 9,239 357 0.00%
2041 BLACKROCK MUNIHOLD QU FU II IN COM 26,746 357 0.00%
2042 Omnicare Inc (Acquired 8/18/2015) 5,804 356 0.00%
2043 NATIONAL INFO CONSORTIUM INC 21,428 356 0.00%
2044 ETF SER TR 14,325 355 0.00%
2045 PERRITT CAP GROWTH FD COM 10,092 355 0.00%
2046 GASLOG LTD 17,045 355 0.00%
2047 ALPS ETF TR 12,653 354 0.00%
2048 EATON VANCE OH MUNI INCOME TR SH BEN INT 26,221 354 0.00%
2049 WASATCH INTL GROWTH FUND 13,163 353 0.00%
2050 MOSAIC CO NEW 8,148 352 0.00%
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