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Institutional Investment Manager
LPL Financial LLC
LPL Financial LLC (CIK: 0001403438) incorporated in California, located at 4707 Executive Drive, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001403438-14-000011) filed in 2014.11.10
#
Name
Shares
Value ($)
%
Options
Notes
2151 TANGER FACTORY OUTLET CTRS I 9,311 306 0.00%
2152 GUGGENHEIM EQ WEIGHT ENHANC 15,635 306 0.00%
2153 FLY LEASING LTD SPONSORED ADR 24,910 306 0.00%
2154 GREAT PLAINS ENERGY INC 12,638 306 0.00%
2155 POWERSHARES ETF TR II 24,070 306 0.00%
2156 MICROSEMI CORP 12,109 305 0.00%
2157 DELAWARE INVTS DIV & INCOME 31,221 305 0.00%
2158 CUSTOMERS BANCORP INC COM 16,747 305 0.00%
2159 RPC INC 14,290 304 0.00%
2160 ARCBEST CORP COM 8,571 303 0.00%
2161 ISHARES 6,270 303 0.00%
2162 ALLIANCE CALIF MUN INCOME FD 22,294 302 0.00%
2163 NUVEEN PREMIER MUN INCOME FD COM 22,357 302 0.00%
2164 ALLY FINL INC 13,314 302 0.00%
2165 SERVICENOW INC 5,264 302 0.00%
2166 TEUCRIUM COMMODITY TR 13,180 302 0.00%
2167 Atlas Energy LP 7,057 301 0.00%
2168 HUNT J B TRANS SVCS INC 4,102 301 0.00%
2169 CARLYLE GROUP L P 10,274 301 0.00%
2170 TERRA NITROGEN CO L P 2,092 300 0.00%
2171 DELAWARE INVT NAT MUNI INC F 23,410 300 0.00%
2172 PROSHARES TR II 18,250 300 0.00%
2173 UNITED STS 12 MONTH OIL FD L 7,178 299 0.00%
2174 RENAISSANCE CAP GREENWICH FD 13,328 299 0.00%
2175 BLRK MUYLD MI INSD FD II 23,793 299 0.00%
2176 OASIS PETE INC NEW 7,449 298 0.00%
2177 CMS Energy Corp 6,180 298 0.00%
2178 New Residential Investment Cor 51,365 298 0.00%
2179 BOFI HLDG INCORPORATED 4,090 298 0.00%
2180 BLACKROCK FDS 24,499 297 0.00%
2181 RBS US TRENDPILOT EXC TRADED NOTES 11,820 296 0.00%
2182 AMC NETWORKS INC CL A 5,218 295 0.00%
2183 CAL MAINE FOODS INC 3,357 295 0.00%
2184 ISHARES TR 11,846 295 0.00%
2185 Wuxi Pharmatech Inc ADR 8,442 295 0.00%
2186 MDU RES GROUP INC 10,755 295 0.00%
2187 BEMIS INC 7,815 295 0.00%
2188 ISHARES 5,090 294 0.00%
2189 BERKLEY W R CORP 6,149 294 0.00%
2190 SVB FINL GROUP 2,682 294 0.00%
2191 CLOUGH GLOBAL EQUITY FD 20,698 294 0.00%
2192 PowerShares WilderHill Prog. Energy Fund 10,093 293 0.00%
2193 SPDR SERIES TRUST 12,302 293 0.00%
2194 VORNADO REALTY 2,923 292 0.00%
2195 CHESAPEAKE LODGING TRUSTSH BEN INT 10,156 292 0.00%
2196 EATON VANCE CA MUNI INCOME T 23,517 292 0.00%
2197 FLOWERS FOODS INC 15,928 290 0.00%
2198 HALCON RESOURCES CORP 75,021 290 0.00%
2199 NUVEEN MUN INCOME FD INC 26,393 289 0.00%
2200 BANCROFT FD LTD 14,794 289 0.00%
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