| 1 |
UBS AG |
272,782 |
5,390,000 |
16.69% |
|
|
| 2 |
Advisors Asset Management, Inc. |
205,197 |
4,055,000 |
12.56% |
|
|
| 3 |
ROYAL BANK OF CANADA |
155,643 |
3,076,000 |
9.53% |
|
|
| 4 |
MORGAN STANLEY |
151,762 |
2,999,000 |
9.29% |
|
|
| 5 |
1607 Capital Partners, LLC |
113,522 |
2,243,000 |
6.95% |
|
|
| 6 |
GUGGENHEIM CAPITAL LLC |
110,073 |
2,174,000 |
6.73% |
|
|
| 7 |
Bulldog Investors, LLP |
102,168 |
2,019,000 |
6.25% |
|
|
| 8 |
GEODE CAPITAL MANAGEMENT, LLC |
64,392 |
1,272,000 |
3.94% |
|
|
| 9 |
MSI Financial Services Inc |
63,005 |
1,245,000 |
3.86% |
|
|
| 10 |
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
52,686 |
1,041,000 |
3.22% |
|
|
| 11 |
DOLIVER ADVISORS, LP |
51,392 |
1,016,000 |
3.15% |
|
|
| 12 |
OPPENHEIMER & CO INC |
43,328 |
856,000 |
2.65% |
|
|
| 13 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
41,798 |
826,000 |
2.56% |
|
|
| 14 |
RAYMOND JAMES & ASSOCIATES |
35,806 |
708,000 |
2.19% |
|
|
| 15 |
Thomas J. Herzfeld Advisors, Inc. |
31,090 |
614,000 |
1.90% |
|
|
| 16 |
Gramercy Funds Management LLC |
28,297 |
559,000 |
1.73% |
|
|
| 17 |
WOLVERINE ASSET MANAGEMENT LLC |
25,395 |
501,000 |
1.55% |
|
|
| 18 |
Dalton Investments, Inc. |
23,043 |
455,000 |
1.41% |
|
|
| 19 |
WELLS FARGO & COMPANY/MN |
21,468 |
424,000 |
1.31% |
|
|
| 20 |
LPL Financial LLC |
14,794 |
289,000 |
0.89% |
|
|
| 21 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
12,275 |
243,000 |
0.75% |
|
|
| 22 |
Lehman Financial Resources, Inc. |
5,263 |
104,000 |
0.32% |
|
|
| 23 |
AMERICAN INTERNATIONAL GROUP, INC. |
2,427 |
47,958 |
0.15% |
|
|
| 24 |
SIGNATUREFD, LLC |
1,600 |
32,000 |
0.10% |
|
|
| 25 |
CITIGROUP INC |
1,488 |
29,000 |
0.09% |
|
|
| 26 |
BNP PARIBAS FINANCIAL MARKETS |
1,300 |
25,688 |
0.08% |
|
|
| 27 |
WESTPORT RESOURCES MANAGEMENT INC |
978 |
19,000 |
0.06% |
|
|
| 28 |
Ranger International Management, LP |
626 |
12,000 |
0.04% |
|
|
| 29 |
PNC FINANCIAL SERVICES GROUP, INC. |
500 |
10,000 |
0.03% |
|
|
| 30 |
BANK OF AMERICA CORP /DE/ |
236 |
5,000 |
0.02% |
|
|
| 31 |
Tower Research Capital LLC (TRC) |
77 |
2,000 |
0.01% |
|
|
