Dark
Light
System
Institutional Investment Manager
LPL Financial LLC
LPL Financial LLC (CIK: 0001403438) incorporated in California, located at 4707 Executive Drive, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001403438-14-000011) filed in 2014.11.10
#
Name
Shares
Value ($)
%
Options
Notes
201 ISHARES TR 360,394 16,041 0.10%
202 ENERGY TRANSFER PRTNRS L P 247,241 15,954 0.10%
203 CLAYMORE EXCHANGE TRD FD TR 645,866 15,591 0.09%
204 ABBOTT LABS 378,581 15,590 0.09%
205 CATERPILLAR INC 157,864 15,409 0.09%
206 RYDEX ETF TRUST 183,199 15,302 0.09%
207 DUKE ENERGY CORP NEW 202,063 15,215 0.09%
208 FIRST TR EXCHANGE TRADED FD 473,230 15,091 0.09%
209 KINDER MORGAN INC DEL 393,054 15,015 0.09%
210 FIRST TR EXCHANGE TRADED FD 698,378 14,994 0.09%
211 WISDOMTREE TR 172,711 14,914 0.09%
212 COSTCO WHSL CORP NEW 118,544 14,790 0.09%
213 VANGUARD WORLD FD 160,532 14,721 0.09%
214 AMERICAN RLTY CAP PPTYS INC 1,219,368 14,675 0.09%
215 FIRST TR SML CP CORE ALPHA F 330,037 14,545 0.09%
216 Walgreens 246,111 14,530 0.09%
217 WISDOMTREE TR 308,810 14,526 0.09%
218 FIRST TR EXCHANGE TRADED FD 242,130 14,472 0.09%
219 JPMORGAN CHASE & CO 274,357 14,351 0.09%
220 BP PLC 328,190 14,335 0.09%
221 CVS HEALTH CORP 180,671 14,299 0.09%
222 WISDOMTREE TR 217,825 14,013 0.08%
223 WISDOMTREE TR 180,414 13,966 0.08%
224 SPDR SER TR 285,312 13,940 0.08%
225 EXPRESS SCRIPTS HLDG CO 198,771 13,928 0.08%
226 ORACLE CORP 362,899 13,823 0.08%
227 FIRST TRUST EXCH TRADED FUND 2 INDLS PROD DUR ETF 472,029 13,566 0.08%
228 KAYNE ANDERSON MLP INVT CO 334,284 13,405 0.08%
229 ALLIANZGI DIVIDEND INT PRM 741,162 13,371 0.08%
230 VANGUARD BD INDEX FDS 156,663 13,254 0.08%
231 ALLIANZGI CONV & INCOME FD 1,363,216 13,223 0.08%
232 POWERSHARES ETF TR II 914,238 13,165 0.08%
233 DOMINION ENERGY INC 189,176 13,102 0.08%
234 Van Eck 418,790 12,844 0.08%
235 Vaneck Vectors Gold 599,920 12,838 0.08%
236 MASTERCARD INCORPORATED 172,796 12,669 0.08%
237 FIRST TR EXCHANGE TRADED FD 267,197 12,625 0.08%
238 FIRST TR MORNINGSTAR DIV LEA 537,983 12,503 0.07%
239 VANGUARD WORLD FDS 105,951 12,369 0.07%
240 AMERICAN EXPRESS CO 143,383 12,306 0.07%
241 FIRST TRUST EXCH TRADED FUND 2 FINLS ALPHADEX ETF 567,432 12,291 0.07%
242 Short Russell 2000 ProShares 705,759 12,280 0.07%
243 TOTAL S A 191,798 12,212 0.07%
244 COMCAST CORP NEW 230,183 12,185 0.07%
245 FIRST TR LRG CP GRWTH ALPHAD 281,125 12,052 0.07%
246 FIRST TR ENERGY INCOME GRO 331,550 12,009 0.07%
247 CITIGROUPINC 234,788 11,998 0.07%
248 EATON VANCE TAX-MANAGED GLOBAL COM 1,201,837 11,982 0.07%
249 FIRST TR EXCHANGE TRADED FD 446,054 11,882 0.07%
250 BLACKSTONE GROUP L P 384,964 11,807 0.07%
Page 5 of 54