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FIRST TR SML CP CORE ALPHA F
FIRST TR SML CP CORE ALPHA F. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 58 Institutional holders with a total value of $283,513,722.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,407,880 63,186,000 22.29%
2 WELLS FARGO & COMPANY/MN 1,136,560 51,009,000 17.99%
3 UBS AG 824,348 36,997,000 13.05%
4 RAYMOND JAMES & ASSOCIATES 428,070 19,212,000 6.78%
5 BANK OF AMERICA CORP /DE/ 383,831 17,226,000 6.08%
6 LPL Financial LLC 330,037 14,545,000 5.13%
7 Astor Investment Management LLC 301,175 13,517,000 4.77%
8 Janney Montgomery Scott LLC 222,083 9,967,104 3.52%
9 Robert W. Baird & Co. Inc 199,731 8,964,000 3.16% SH
10 BB&T SECURITIES, LLC 13,126 5,890,000 2.08%
11 ROYAL BANK OF CANADA 130,837 5,872,000 2.07%
12 HL FINANCIAL SERVICES LLC 106,434 4,777,000 1.68%
13 STIFEL FINANCIAL CORP 71,711 3,218,000 1.14%
14 AMERIPRISE FINANCIAL INC 71,047 3,121,000 1.10%
15 SUSQUEHANNA INTERNATIONAL GROUP, LLP 48,261 2,162,000 0.76%
16 DEUTSCHE BANK AG\ 46,025 2,065,000 0.73%
17 Cetera Advisors LLC 44,317 1,987,000 0.70%
18 D.A. DAVIDSON & CO. 37,375 1,677,000 0.59%
19 CREDIT SUISSE AG/ 32,374 1,453,000 0.51%
20 Cambridge Investment Research Advisors, Inc. 31,928 1,433,000 0.51%
21 INVESTMENT CENTERS OF AMERICA INC 26,955 1,206,000 0.43%
22 FIRST TRUST ADVISORS LP 26,155 1,174,000 0.41%
23 JPMORGAN CHASE & CO 24,070 1,080,000 0.38%
24 Cetera Advisor Networks LLC 22,796 1,022,000 0.36%
25 Raymond James Financial Services Advisors, Inc. 21,016 943,000 0.33%
26 Placemark Investments, Inc. 17,587 788,000 0.28%
27 Commonwealth Equity Services, Inc 16,541 742,000 0.26%
28 Private Advisor Group, LLC 15,658 703,000 0.25%
29 Legacy Private Trust Co. 14,291 641,000 0.23%
30 OPPENHEIMER & CO INC 14,028 630,000 0.22%
31 PARK NATIONAL CORP /OH/ 14,005 628,544 0.22%
32 First Heartland Consultants, Inc. 13,631 612,000 0.22%
33 COMERICA SECURITIES INC 11,327 508,000 0.18%
34 USCA RIA LLC 10,330 464,000 0.16%
35 First Allied Advisory Services, Inc. 10,216 451,000 0.16%
36 VSR Financial Services, Inc. 10,016 450,000 0.16%
37 PEAPACK GLADSTONE FINANCIAL CORP 9,000 403,920 0.14%
38 AMERICAN INTERNATIONAL GROUP, INC. 8,623 386,999 0.14%
39 LADENBURG THALMANN FINANCIAL SERVICES INC. 8,126 372,000 0.13%
40 MARINER INDEPENDENT ADVISOR NETWORK, LLC 6,376 286,155 0.10%
41 ENVESTNET ASSET MANAGEMENT INC 5,603 251,000 0.09%
42 RAYMOND JAMES TRUST N.A. 5,491 247,000 0.09%
43 IFC Holdings Incorporated/FL 5,113 231,000 0.08%
44 JANE STREET GROUP, LLC 5,082 228,000 0.08%
45 SYNOVUS FINANCIAL CORP 4,985 224,000 0.08%
46 BENJAMIN F. EDWARDS & COMPANY, INC. 2,885 129,000 0.05%
47 MSI Financial Services Inc 2,450 110,000 0.04%
48 NEW ENGLAND SECURITIES CORP /MA/ 1,737 78,000 0.03%
49 Regal Investment Advisors LLC 1,300 58,000 0.02%
50 WFG Advisors, LP 1,191 53,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.