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Institutional Investment Manager
LPL Financial LLC
LPL Financial LLC (CIK: 0001403438) incorporated in California, located at 4707 Executive Drive, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001403438-14-000011) filed in 2014.11.10
#
Name
Shares
Value ($)
%
Options
Notes
2451 FIRST TR ENERGY INCOME GRO 331,550 12,009 0.07%
2452 FIRST TR LRG CP GRWTH ALPHAD 281,125 12,052 0.07%
2453 COMCAST CORP NEW 230,183 12,185 0.07%
2454 TOTAL S A 191,798 12,212 0.07%
2455 Short Russell 2000 ProShares 705,759 12,280 0.07%
2456 FIRST TRUST EXCH TRADED FUND 2 FINLS ALPHADEX ETF 567,432 12,291 0.07%
2457 AMERICAN EXPRESS CO 143,383 12,306 0.07%
2458 VANGUARD WORLD FDS 105,951 12,369 0.07%
2459 FIRST TR MORNINGSTAR DIV LEA 537,983 12,503 0.07%
2460 FIRST TR EXCHANGE TRADED FD 267,197 12,625 0.08%
2461 MASTERCARD INCORPORATED 172,796 12,669 0.08%
2462 Vaneck Vectors Gold 599,920 12,838 0.08%
2463 Van Eck 418,790 12,844 0.08%
2464 DOMINION ENERGY INC 189,176 13,102 0.08%
2465 POWERSHARES ETF TR II 914,238 13,165 0.08%
2466 ALLIANZGI CONV & INCOME FD 1,363,216 13,223 0.08%
2467 VANGUARD BD INDEX FDS 156,663 13,254 0.08%
2468 ALLIANZGI DIVIDEND INT PRM 741,162 13,371 0.08%
2469 KAYNE ANDERSON MLP INVT CO 334,284 13,405 0.08%
2470 FIRST TRUST EXCH TRADED FUND 2 INDLS PROD DUR ETF 472,029 13,566 0.08%
2471 ORACLE CORP 362,899 13,823 0.08%
2472 EXPRESS SCRIPTS HLDG CO 198,771 13,928 0.08%
2473 SPDR SER TR 285,312 13,940 0.08%
2474 WISDOMTREE TR 180,414 13,966 0.08%
2475 WISDOMTREE TR 217,825 14,013 0.08%
2476 CVS HEALTH CORP 180,671 14,299 0.09%
2477 BP PLC 328,190 14,335 0.09%
2478 JPMORGAN CHASE & CO 274,357 14,351 0.09%
2479 FIRST TR EXCHANGE TRADED FD 242,130 14,472 0.09%
2480 WISDOMTREE TR 308,810 14,526 0.09%
2481 Walgreens 246,111 14,530 0.09%
2482 FIRST TR SML CP CORE ALPHA F 330,037 14,545 0.09%
2483 AMERICAN RLTY CAP PPTYS INC 1,219,368 14,675 0.09%
2484 VANGUARD WORLD FD 160,532 14,721 0.09%
2485 COSTCO WHSL CORP NEW 118,544 14,790 0.09%
2486 WISDOMTREE TR 172,711 14,914 0.09%
2487 FIRST TR EXCHANGE TRADED FD 698,378 14,994 0.09%
2488 KINDER MORGAN INC DEL 393,054 15,015 0.09%
2489 FIRST TR EXCHANGE TRADED FD 473,230 15,091 0.09%
2490 DUKE ENERGY CORP NEW 202,063 15,215 0.09%
2491 RYDEX ETF TRUST 183,199 15,302 0.09%
2492 CATERPILLAR INC 157,864 15,409 0.09%
2493 ABBOTT LABS 378,581 15,590 0.09%
2494 CLAYMORE EXCHANGE TRD FD TR 645,866 15,591 0.09%
2495 ENERGY TRANSFER PRTNRS L P 247,241 15,954 0.10%
2496 ISHARES TR 360,394 16,041 0.10%
2497 SPDR SERIES TRUST PRTFLO S&P500 GW ETF 178,785 16,299 0.10%
2498 HALLIBURTON CO 263,493 16,460 0.10%
2499 KIMBERLY CLARK CORP 154,925 16,538 0.10%
2500 LILLY ELI & CO 254,692 16,575 0.10%
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