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Institutional Investment Manager
LPL Financial LLC
LPL Financial LLC (CIK: 0001403438) incorporated in California, located at 4707 Executive Drive, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001403438-14-000011) filed in 2014.11.10
#
Name
Shares
Value ($)
%
Options
Notes
2551 DRYSHIPS INC 62,770 146 0.00%
2552 BROCADE COMMUNICATIONS SYS I 13,369 145 0.00%
2553 CAPITOL FED FINL INC 12,254 145 0.00%
2554 MFS INTERMARKET INCOME I 17,242 144 0.00%
2555 MORGAN STANLEY EMER MKTS DEB 14,931 144 0.00%
2556 PRECISION DRILLING CORP 13,844 144 0.00%
2557 MANAGED HIGH YIELD PLUS FUND INC 71,619 143 0.00%
2558 FIRST MAJESTIC SILVER CORP 18,193 142 0.00%
2559 NOVAGOLD RES INC 48,184 142 0.00%
2560 PETMED EXPRESS INC 10,495 142 0.00%
2561 EBIX INC 10,231 141 0.00%
2562 TRINA SOLAR ADR REPTG 50 ORD 12,328 141 0.00%
2563 POTBELLY CORP COM 12,285 141 0.00%
2564 ACCO BRANDS CORPORATION COM 20,726 141 0.00%
2565 NUVEEN TX ADV TOTAL RET STRGY 10,297 140 0.00%
2566 RUTHS HOSPITALITY GROUP INC COM 12,500 138 0.00%
2567 SILICON GRAPHICS INTL CORP 15,259 138 0.00%
2568 AMERICAN SOFTWARE CL A CLASS A 15,632 137 0.00%
2569 AEGON N V 16,487 135 0.00%
2570 OLD NATL BANCORP IND COM 10,486 134 0.00%
2571 EGSHARES INDIA INFRA ETF 10,510 133 0.00%
2572 Kinder Morgan Inc Del Wt Exp 052517 38,006 133 0.00%
2573 BLACKROCK LONG TERM MUN ADVA 11,733 132 0.00%
2574 VIRTUS TOTAL RETURN FD 28,175 130 0.00%
2575 Energy XXI LTD 11,831 129 0.00%
2576 KINDRED BIOSCIENCES INC 13,758 128 0.00%
2577 BELMOND LTD 11,342 128 0.00%
2578 SUMMIT HOTEL PPTYS 11,862 127 0.00%
2579 BLACKROCK CAP INVT CORP 14,761 126 0.00%
2580 KANDI TECHNOLOGIES GROUP INC 10,476 126 0.00%
2581 SANDRIDGE PERMIAN TR 12,966 125 0.00%
2582 MANITEX INTL INC 11,125 124 0.00%
2583 Wasatch Emerging Markets Small Cap 44,236 121 0.00%
2584 FX ENERGY INC 41,600 121 0.00%
2585 DEUTSCHE BK AG LDN BRH 19,700 121 0.00%
2586 REGULUS THERAPEUTICS INC 18,100 121 0.00%
2587 IXYS Corporation 11,427 119 0.00%
2588 VOYA INTL HIGH DIV EQTY INM 12,824 117 0.00%
2589 OFFICE DEPOT INC 23,071 116 0.00%
2590 BOULDER GROWTH & INCOME FUND COM 13,229 115 0.00%
2591 ADVENT CLAYMORE ENH GRW & IN 12,113 114 0.00%
2592 ADVANCED MICRO DEVICES INC 33,962 114 0.00%
2593 QUICKLOGIC CORP 39,429 114 0.00%
2594 PIMCO Low Duration 10,885 112 0.00%
2595 CAPE BANCORP INC 12,000 111 0.00%
2596 COMPUGEN LTD 12,946 111 0.00%
2597 ISHARES MSCI GLOBAL SILVER MINERS ETF 10,689 108 0.00%
2598 Sprott Focus Trust 13,758 107 0.00%
2599 COMPANHIA SIDERURGICA NACION 30,231 104 0.00%
2600 MFS INTERMEDIATE HIGH INC FD 38,278 104 0.00%
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