| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RAYMOND JAMES & ASSOCIATES | 909,115 | 8,037,000 | 12.64% | ||
| 2 | Gramercy Funds Management LLC | 805,119 | 7,117,000 | 11.19% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 763,862 | 6,753,000 | 10.62% | ||
| 4 | Bulldog Investors, LLP | 737,947 | 6,523,000 | 10.26% | ||
| 5 | MARINER INVESTMENT GROUP LLC | 646,114 | 5,712,000 | 8.98% | ||
| 6 | MORGAN STANLEY | 571,228 | 5,049,000 | 7.94% | ||
| 7 | Karpus Management, Inc. | 557,132 | 4,925,000 | 7.75% | ||
| 8 | GOLDMAN SACHS GROUP INC | 295,642 | 2,613,000 | 4.11% | ||
| 9 | GEODE CAPITAL MANAGEMENT, LLC | 283,293 | 2,504,000 | 3.94% | PRN | |
| 10 | BNP PARIBAS FINANCIAL MARKETS | 200,153 | 1,769,353 | 2.78% | ||
| 11 | HSBC HOLDINGS PLC | 183,770 | 1,625,000 | 2.56% | ||
| 12 | SENTINEL TRUST CO LBA | 169,437 | 1,498,000 | 2.36% | ||
| 13 | MSI Financial Services Inc | 151,617 | 1,340,000 | 2.11% | ||
| 14 | Thomas J. Herzfeld Advisors, Inc. | 146,752 | 1,297,000 | 2.04% | ||
| 15 | DALTON GREINER HARTMAN MAHER & CO | 141,095 | 1,247,000 | 1.96% | ||
| 16 | SG Americas Securities, LLC | 100,472 | 888,000 | 1.40% | ||
| 17 | WELLS FARGO & COMPANY/MN | 66,951 | 592,000 | 0.93% | ||
| 18 | Ancora Advisors LLC | 60,000 | 530,000 | 0.83% | ||
| 19 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 59,099 | 522,000 | 0.82% | ||
| 20 | ROYAL BANK OF CANADA | 57,119 | 505,000 | 0.79% | ||
| 21 | SRH ADVISORS, LLC | 45,428 | 402,000 | 0.63% | ||
| 22 | CSS LLC/IL | 42,485 | 376,000 | 0.59% | ||
| 23 | AMERICAN INTERNATIONAL GROUP, INC. | 39,000 | 344,760 | 0.54% | ||
| 24 | TFS CAPITAL LLC | 34,344 | 304,000 | 0.48% | ||
| 25 | WOLVERINE ASSET MANAGEMENT LLC | 27,464 | 242,000 | 0.38% | ||
| 26 | PNC FINANCIAL SERVICES GROUP, INC. | 22,981 | 203,000 | 0.32% | ||
| 27 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 15,375 | 136,000 | 0.21% | ||
| 28 | SHEPHERD KAPLAN KROCHUK, LLC | 14,260 | 126,000 | 0.20% | ||
| 29 | LPL Financial LLC | 13,229 | 115,000 | 0.18% | ||
| 30 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 12,600 | 111,000 | 0.17% | ||
| 31 | GUGGENHEIM CAPITAL LLC | 11,412 | 101,000 | 0.16% | ||
| 32 | Evercore Wealth Management, LLC | 3,000 | 27,000 | 0.04% | ||
| 33 | SIGNATUREFD, LLC | 3,000 | 27,000 | 0.04% | ||
| 34 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,500 | 22,000 | 0.03% | ||
| 35 | D.A. DAVIDSON & CO. | 400 | 3,000 | 0.00% | ||
| 36 | CITIGROUP INC | 64 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
