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Institutional Investment Manager
LPL Financial LLC
LPL Financial LLC (CIK: 0001403438) incorporated in California, located at 4707 Executive Drive, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001403438-14-000011) filed in 2014.11.10
#
Name
Shares
Value ($)
%
Options
Notes
351 GUGGENHEIM BULLETSHARES 2015 CORPORATE BOND ETF 324,612 7,060 0.04%
352 Van Eck 299,939 7,049 0.04%
353 DOUBLELINE INCOME SOLUTIONS 323,476 7,036 0.04%
354 PHILLIPS 66 88,164 7,020 0.04%
355 Tortoise Egy Infrastruct 146,180 6,992 0.04%
356 SUNTRUST BKS INC 184,791 6,956 0.04%
357 BAXTER INTL INC 96,798 6,922 0.04%
358 ALPS ETF TR 187,662 6,906 0.04%
359 GLOBAL X FDS 268,037 6,897 0.04%
360 ISHARES TR 64,153 6,875 0.04%
361 MONDELEZ INTL INC 202,899 6,848 0.04%
362 ISHARES MSCI EAFE SMALL CAP IDX FD 142,681 6,833 0.04%
363 ISHARES TR 48,784 6,789 0.04%
364 POWERSHARES ETF TRUST 327,897 6,761 0.04%
365 BERKSHIRE HATHAWAY INC DEL 33 6,760 0.04%
366 POWERSHARES ETF TRUST 177,059 6,755 0.04%
367 US BANCORP DEL 163,439 6,745 0.04%
368 SPDR SERIES TRUST 67,935 6,555 0.04%
369 OMEGA HEALTHCARE INVS INC 190,356 6,554 0.04%
370 ISHARES TRUST US HLTHCR PR ETF 61,746 6,493 0.04%
371 WESTERN ASSET HIGH INCM FD I 723,802 6,464 0.04%
372 ISHARES INC 140,669 6,462 0.04%
373 FREEPORT-MCMORAN INC 202,559 6,458 0.04%
374 Allergan plc 35,850 6,441 0.04%
375 WISDOMTREE TR 88,445 6,427 0.04%
376 ROYAL DUTCH SHELL PLC 85,301 6,412 0.04%
377 VANGUARD SCOTTSDALE FDS 69,143 6,407 0.04%
378 VANGUARD WORLD FD 95,980 6,397 0.04%
379 CONSOLIDATED EDISON INC 112,325 6,396 0.04%
380 WISDOMTREE TR 90,957 6,393 0.04%
381 NUVEEN MUN VALUE FD INC 662,579 6,255 0.04%
382 LORILLARD 104,458 6,242 0.04%
383 ISHARES U.S. UTILITIES ETF 58,867 6,223 0.04%
384 DBX ETF TR 226,711 6,221 0.04%
385 ARES CAPITAL CORP 383,622 6,219 0.04%
386 ISHARES TR 56,098 6,218 0.04%
387 GUGGENHEIM BULLETSHARES 2016 CORPORATE BOND ETF 278,512 6,216 0.04%
388 TRANSOCEAN LTD 198,563 6,165 0.04%
389 SPDR SERIES TRUST 67,926 6,145 0.04%
390 DEVON ENERGY CORP NEW 91,074 6,108 0.04%
391 ISHARES TR 155,556 6,090 0.04%
392 ISHARES TR 44,239 6,064 0.04%
393 AMERICAN TOWER CORP NEW 64,451 6,023 0.04%
394 NORFOLK SOUTHERN CORP 55,408 6,022 0.04%
395 Spdr Ser Tr Nuveen Barcl 245,822 5,993 0.04%
396 POWERSHARES ETF TRUST II 326,312 5,978 0.04%
397 UNDER ARMOUR INC 89,993 5,973 0.04%
398 ISHARES TR 46,358 5,961 0.04%
399 ISHARES TRUST S&P 100 ETF 67,861 5,905 0.04%
400 EATON VANCE TX MNG BY WRT OP 396,722 5,883 0.04%
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