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SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 39 Institutional holders with a total value of $96,138,431.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ENVESTNET ASSET MANAGEMENT INC 288,329 28,199,000 29.33%
2 UNITED CAPITAL FINANCIAL ADVISORS, LLC 266,238 26,039,000 27.08%
3 LPL Financial LLC 67,935 6,555,000 6.82%
4 SUSQUEHANNA INTERNATIONAL GROUP, LLP 61,727 6,037,000 6.28%
5 MORGAN STANLEY 60,563 5,924,000 6.16%
6 Commonwealth Equity Services, Inc 41,522 4,061,000 4.22%
7 UBS AG 31,010 3,033,000 3.15%
8 BB&T SECURITIES, LLC 2,404 2,351,000 2.45%
9 BANK OF AMERICA CORP /DE/ 23,288 2,278,000 2.37%
10 WELLS FARGO & COMPANY/MN 16,449 1,609,000 1.67%
11 RAYMOND JAMES & ASSOCIATES 16,427 1,607,000 1.67%
12 THRIVENT FINANCIAL FOR LUTHERANS 11,271 1,095,000 1.14%
13 ATHERTON LANE ADVISERS, LLC 10,430 1,020,000 1.06%
14 SCHRODER INVESTMENT MANAGEMENT GROUP 9,945 972,651 1.01%
15 CREDIT SUISSE AG/ 9,580 937,000 0.97%
16 Placemark Investments, Inc. 8,750 856,000 0.89%
17 Freedom Investment Management, Inc. 6,063 593,000 0.62%
18 STEPHENS INC /AR/ 5,240 512,000 0.53%
19 OPTIMUM INVESTMENT ADVISORS 4,690 459,000 0.48%
20 Cambridge Investment Research Advisors, Inc. 4,633 453,000 0.47%
21 REGIONS FINANCIAL CORP 3,900 381,000 0.40%
22 Verity Asset Management, Inc. 2,470 241,000 0.25%
23 ARROW FINANCIAL CORP 2,405 235,000 0.24%
24 LINCOLN NATIONAL CORP 2,100 205,000 0.21%
25 ROYAL BANK OF CANADA 1,234 120,000 0.12%
26 Creative Planning 809 79,000 0.08%
27 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 569 56,000 0.06%
28 Capital Directions Investment Advisors, LLC 427 43,000 0.04%
29 NEW ENGLAND SECURITIES CORP /MA/ 390 38,000 0.04%
30 LADENBURG THALMANN FINANCIAL SERVICES INC. 332 32,000 0.03%
31 US BANCORP \DE\ 300 29,000 0.03%
32 MSI Financial Services Inc 248 24,000 0.02%
33 COLONY GROUP LLC 225 22,000 0.02%
34 PNC FINANCIAL SERVICES GROUP, INC. 111 11,000 0.01%
35 AMERICAN INTERNATIONAL GROUP, INC. 100 9,780 0.01%
36 SIGNATUREFD, LLC 80 8,000 0.01%
37 One Capital Management, LLC 50 5,000 0.01%
38 NEXT Financial Group, Inc 54 5,000 0.01%
39 Formidable Asset Management, LLC 40 4,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.