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Institutional Investment Manager
LPL Financial LLC
LPL Financial LLC (CIK: 0001403438) incorporated in California, located at 4707 Executive Drive, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q4)
Original 13F HR (0001403438-15-000003) filed in 2015.02.13
#
Name
Shares
Value ($)
%
Options
Notes
2501 FARO TECHNOLOGIES INC COM 3,206 201 0.00%
2502 GENERAL MTRS CO 8,022 201 0.00%
2503 COLUMBIA ETF TR 4,577 201 0.00%
2504 BARCLAYS BK PLC 2,587 201 0.00%
2505 AMSURG CORP 3,655 200 0.00%
2506 GABELLI GLB SML & MD CP VAL TR 19,183 200 0.00%
2507 DELAWARE ENHANCED GBL DIV & 17,724 200 0.00%
2508 ARROW INVTS TR 18,890 198 0.00%
2509 ACCO BRANDS CORPORATION COM 21,911 197 0.00%
2510 CPFL ENERGIA S A 14,433 196 0.00%
2511 TEMPLETON RUS AND EAST EUR F 21,788 196 0.00%
2512 MAIDEN HOLDINGS LTD 15,272 195 0.00%
2513 NEW GERMANY FD INC 13,913 195 0.00%
2514 UNITED FINL BANCORP INC NEW COM 13,578 195 0.00%
2515 VISHAY INTERTECHNOLOGY INC 13,678 194 0.00%
2516 CLOUGH GLOBAL OPPORTUNITIES FD SH BEN INT 14,957 192 0.00%
2517 DENBURY RES INC COM NEW 23,657 192 0.00%
2518 CNH INDL N V 23,740 191 0.00%
2519 RPC INC 14,422 188 0.00%
2520 RUTHS HOSPITALITY GROUP INC COM 12,500 188 0.00%
2521 BLACKROCK MUNIYIELD ARIZ FD 11,389 186 0.00%
2522 Nomura Holdings Inc 32,831 186 0.00%
2523 LMP CAP & INCOME FD INC 11,092 186 0.00%
2524 MARVELL TECHNOLOGY GROUP LTD 12,852 186 0.00%
2525 HECLA MNG CO 66,506 186 0.00%
2526 OFFICE DEPOT INC 21,591 185 0.00%
2527 NEUBERGER BERMAN CA INT MUN 11,456 183 0.00%
2528 ALPHA NAT RES INC NOTE 4.875%12/1 DELETED 510,000 183 0.00%
2529 Wright Medical Group Inc 37,769 181 0.00%
2530 PARSLEY ENERGY CLA A 11,345 181 0.00%
2531 KELLY SVCS INC CL A 10,596 180 0.00%
2532 SANOFI SPOND FUNSPONSORED ADR 15,944 180 0.00%
2533 BARCLAYS BANK 14,188 178 0.00%
2534 THL CR INC 14,999 176 0.00%
2535 CLOUGH GLOBAL DIVND AND INCORPORATED FD 11,882 175 0.00%
2536 ABERDEEN ISRAEL FUND INC COM 10,470 174 0.00%
2537 VOYA EMERGING MKTS HIGH DIVI 16,761 174 0.00%
2538 NUVEEN GLOBAL EQUITY INCOME 13,255 172 0.00%
2539 MFS HIGH YIELD MUN TR 39,127 172 0.00%
2540 Breitburn Energy Partners LP 24,391 171 0.00%
2541 SWEDISH EXPT CR CORP 23,257 171 0.00%
2542 FULL CIRCLE CAP CORP 37,394 169 0.00%
2543 DRIEHAUS SELECT CREDIT FUND 18,521 169 0.00%
2544 INTEGRATED SILICON SOLUTION 10,172 169 0.00%
2545 BOULDER GROWTH & INCOME FUND COM 18,588 168 0.00%
2546 CVB FINL CORP COM 10,403 167 0.00%
2547 AVENUE INCOME CR STRATEGIES 10,969 166 0.00%
2548 ARMOUR RESIDENTIAL REIT 45,006 166 0.00%
2549 BANCO SANTANDER BRASIL S A ADS REP 1 UNIT 32,879 165 0.00%
2550 MIMEDX GROUP INC COM 14,274 165 0.00%
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