| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RAYMOND JAMES & ASSOCIATES | 995,998 | 9,014,000 | 13.27% | ||
| 2 | Karpus Management, Inc. | 775,560 | 7,019,000 | 10.34% | ||
| 3 | Gramercy Funds Management LLC | 772,109 | 6,988,000 | 10.29% | ||
| 4 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 763,862 | 6,913,000 | 10.18% | ||
| 5 | Bulldog Investors, LLP | 737,947 | 6,678,000 | 9.83% | ||
| 6 | MARINER INVESTMENT GROUP LLC | 633,327 | 5,732,000 | 8.44% | ||
| 7 | MORGAN STANLEY | 577,832 | 5,229,000 | 7.70% | ||
| 8 | GEODE CAPITAL MANAGEMENT, LLC | 285,214 | 2,581,000 | 3.80% | PRN | |
| 9 | GOLDMAN SACHS GROUP INC | 282,642 | 2,558,000 | 3.77% | ||
| 10 | Thomas J. Herzfeld Advisors, Inc. | 214,942 | 1,945,000 | 2.86% | ||
| 11 | HSBC HOLDINGS PLC | 183,770 | 1,663,000 | 2.45% | ||
| 12 | MSI Financial Services Inc | 163,288 | 1,478,000 | 2.18% | ||
| 13 | BNP PARIBAS FINANCIAL MARKETS | 150,553 | 1,362,505 | 2.01% | ||
| 14 | DALTON GREINER HARTMAN MAHER & CO | 141,095 | 1,277,000 | 1.88% | ||
| 15 | SENTINEL TRUST CO LBA | 127,798 | 1,157,000 | 1.70% | ||
| 16 | SG Americas Securities, LLC | 100,472 | 909,000 | 1.34% | ||
| 17 | WELLS FARGO & COMPANY/MN | 66,751 | 604,000 | 0.89% | ||
| 18 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 60,768 | 550,000 | 0.81% | ||
| 19 | Ancora Advisors LLC | 60,000 | 543,000 | 0.80% | ||
| 20 | ROYAL BANK OF CANADA | 58,319 | 528,000 | 0.78% | ||
| 21 | WOLVERINE ASSET MANAGEMENT LLC | 54,620 | 494,000 | 0.73% | ||
| 22 | SRH ADVISORS, LLC | 45,428 | 411,000 | 0.61% | ||
| 23 | CSS LLC/IL | 42,485 | 384,000 | 0.57% | ||
| 24 | AMERICAN INTERNATIONAL GROUP, INC. | 39,000 | 352,950 | 0.52% | ||
| 25 | TFS CAPITAL LLC | 38,871 | 352,000 | 0.52% | ||
| 26 | PNC FINANCIAL SERVICES GROUP, INC. | 25,231 | 228,000 | 0.34% | ||
| 27 | LPL Financial LLC | 18,588 | 168,000 | 0.25% | ||
| 28 | BOOTHBAY FUND MANAGEMENT, LLC | 18,480 | 167,000 | 0.25% | ||
| 29 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 15,725 | 142,000 | 0.21% | ||
| 30 | SHEPHERD KAPLAN KROCHUK, LLC | 14,260 | 129,000 | 0.19% | ||
| 31 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 11,700 | 105,000 | 0.15% | ||
| 32 | GUGGENHEIM CAPITAL LLC | 11,412 | 103,000 | 0.15% | ||
| 33 | WFG Advisors, LP | 6,463 | 58,000 | 0.09% | ||
| 34 | SIGNATUREFD, LLC | 3,000 | 27,000 | 0.04% | ||
| 35 | Creative Planning | 2,794 | 25,000 | 0.04% | ||
| 36 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,500 | 23,000 | 0.03% | ||
| 37 | NATIONAL PLANNING CORP | 1,500 | 13,200 | 0.02% | ||
| 38 | CITIGROUP INC | 168 | 2,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
