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Institutional Investment Manager
LPL Financial LLC
LPL Financial LLC (CIK: 0001403438) incorporated in California, located at 4707 Executive Drive, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q4)
Original 13F HR (0001403438-15-000003) filed in 2015.02.13
#
Name
Shares
Value ($)
%
Options
Notes
2651 ADVANCED MICRO DEVICES INC 25,451 68 0.00%
2652 FX ENERGY INC 41,600 64 0.00%
2653 CLEAN ENERGY FUELS CORPORATION COM 12,225 61 0.00%
2654 NEW GOLD INC CDA 13,805 59 0.00%
2655 Prospect Capital Corp 60,000 59 0.00%
2656 ARCH COAL INC 32,693 58 0.00%
2657 RESEARCH FRONTIERS INC 11,120 57 0.00%
2658 ZION OIL & GAS INC 41,099 56 0.00%
2659 NAM TAI PPTY INC SHS 11,700 56 0.00%
2660 LIBERTY ALL STAR GROWTH FD I 10,699 55 0.00%
2661 ARCOS DORADOS HOLDINGS INC 10,225 55 0.00%
2662 GOLDMAN SACHS GROUP INC 45,000 55 0.00%
2663 COEUR MNG INC 10,298 53 0.00%
2664 URANERZ ENERGY CORP 47,173 53 0.00%
2665 ZYNGA INC 19,532 52 0.00%
2666 PROVECTUS 63,200 51 0.00%
2667 SUNSHINE HEART INC 11,500 49 0.00%
2668 GLU MOBILE INC 12,625 49 0.00%
2669 AGENUS INC 12,003 48 0.00%
2670 KEMET CORP 10,922 46 0.00%
2671 TURQUOISE HILL RES LTD 14,920 46 0.00%
2672 GOLDMAN SACHS GROUP INC 30,000 42 0.00%
2673 LAM RESEARCH CORP SR NT CV 1.25 18 29,000 41 0.00%
2674 ALPHA NATURAL RESOURCES 24,343 41 0.00%
2675 PLUG POWER INC 11,860 36 0.00%
2676 AMPIO PHARMACEUTICALS INC 10,400 36 0.00%
2677 ENDEAVOUR SILVER CORP 16,202 35 0.00%
2678 Fairway Group Holdings Corp. 11,000 35 0.00%
2679 POLYMET MINING CORP 32,110 34 0.00%
2680 EXCO RESOURCES INC 14,915 32 0.00%
2681 UNITED STATES ANTIMONY CORP 45,100 32 0.00%
2682 URANIUM RES INC 16,080 30 0.00%
2683 Old Republic International Corp 25,000 29 0.00%
2684 WABASH NATL CORP SR NT CV3.375 18 22,000 28 0.00%
2685 IPASS INC 20,000 27 0.00%
2686 URANIUM ENERGY CORP 15,700 27 0.00%
2687 Walter Energy, Inc. 19,163 26 0.00%
2688 ASTROTECH CORP 10,200 25 0.00%
2689 CELSION CORPORATION 10,238 24 0.00%
2690 CAMAC ENERGY INC 64,652 24 0.00%
2691 BARCLAYS BANK PLC 10,325 21 0.00%
2692 NORTH ATLANTIC DRILLING LTD 11,482 19 0.00%
2693 BRISTOL MYERS SQUIBB CO DBCV 9/1 12,000 18 0.00%
2694 PEREGRINE PHARMACEUTICALS IN 13,160 18 0.00%
2695 ATHERSYS INC NEW 10,000 16 0.00%
2696 SIFY TECHNOLOGIES LTD 12,000 16 0.00%
2697 GOODRICH PETE CORP 15,000 15 0.00%
2698 Curis, Inc 10,050 15 0.00%
2699 MAGELLAN PETROLEUM CORP 15,500 14 0.00%
2700 Comstock Mining Inc 18,744 14 0.00%
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