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Institutional Investment Manager
LPL Financial LLC
LPL Financial LLC (CIK: 0001403438) incorporated in California, located at 4707 Executive Drive, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q4)
Original 13F HR (0001403438-15-000003) filed in 2015.02.13
#
Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD INDEX FDS 7,647,024 810,585 4.44%
2 SPDR SERIES TRUST 5,569,491 215,038 1.18%
3 POWERSHARES QQQ TRUST 5,077,506 524,252 2.87%
4 CUSHING MLP TOTAL RETURN FUND 5,002,990 29,518 0.16%
5 SPDR S&P 500 ETF TR 3,999,584 822,075 4.50%
6 ALPS ETF TR 3,508,091 61,461 0.34%
7 GENERAL ELECTRIC CO 3,503,771 88,540 0.48%
8 VANGUARD INTL EQUITY INDEX F 3,246,662 129,932 0.71%
9 ISHARES TR 3,224,009 127,155 0.70%
10 FS KKR CAPITAL CORP COM 3,188,875 31,666 0.17%
11 SPDR SER TR 3,115,219 90,061 0.49%
12 SELECT SECTOR SPDR TR 2,838,579 70,198 0.38%
13 VANGUARD TAX-MANAGED FDS 2,837,131 107,471 0.59%
14 ISHARES TR 2,690,792 163,708 0.90%
15 VANGUARD BD INDEX FDS 2,640,410 217,491 1.19%
16 DNP SELECT INCOME FD INC 2,626,460 27,735 0.15%
17 ISHARES TR 2,433,221 232,642 1.27%
18 POWERSHARES ETF TRUST 2,409,129 115,759 0.63%
19 RYDEX ETF TRUST 2,253,701 180,409 0.99%
20 POWERSHARES ETF TR II 2,207,884 83,811 0.46%
21 FIRST TR EXCHANGE TRADED FD 2,115,768 46,610 0.26%
22 PIMCO HIGH INCOME FD 2,080,611 23,407 0.13%
23 SELECT SECTOR SPDR TR 2,070,771 141,599 0.78%
24 APPLE INC 2,040,591 225,241 1.23%
25 POWERSHARES ETF TRUST II 2,026,237 48,690 0.27%
26 BANK AMER CORP 1,899,000 33,973 0.19%
27 AT&T INC 1,895,431 63,668 0.35%
28 SELECT SECTOR SPDR TR 1,875,453 106,113 0.58%
29 ISHARES TR 1,826,546 49,591 0.27%
30 ISHARES GOLD TRUST 1,823,524 20,861 0.11%
31 First Trust ISE Nat Ga 1,779,648 19,950 0.11%
32 ISHARES TR 1,747,679 163,880 0.90%
33 ISHARES 1,711,785 62,189 0.34%
34 VANGUARD SPECIALIZED FUNDS 1,710,241 138,803 0.76%
35 FIRST TR LRGE CP CORE ALPHA 1,600,801 73,045 0.40%
36 ISHARES TR 1,595,412 175,687 0.96%
37 ISHARES TR 1,583,551 189,425 1.04%
38 SPDR S&P MIDCAP 400 ETF TR 1,548,650 408,797 2.24%
39 WISDOMTREE TR 1,547,949 76,206 0.42%
40 ISHARES TR 1,498,593 82,902 0.45%
41 SPDR SERIES TRUST 1,493,343 82,627 0.45%
42 SELECT SECTOR SPDR TR 1,464,505 60,557 0.33%
43 ISHARES RUSSELL 1000 ETF 1,408,149 161,417 0.88%
44 ALLIANZGI CONV & INCOME FD 1,376,287 12,965 0.07%
45 ISHARES TR 1,364,982 142,504 0.78%
46 ISHARES TR 1,332,076 105,767 0.58%
47 FORD MTR CO DEL 1,308,796 20,286 0.11%
48 VERIZON COMMUNICATIONS INC 1,301,361 60,878 0.33%
49 ISHARES TR 1,233,053 178,553 0.98%
50 VANGUARD INDEX FDS 1,219,054 98,745 0.54%
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