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Institutional Investment Manager
LPL Financial LLC
LPL Financial LLC (CIK: 0001403438) incorporated in California, located at 4707 Executive Drive, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Original 13F HR (0001403438-17-000001) filed in 2017.02.13
#
Name
Shares
Value ($)
%
Options
Notes
301 SCHWAB U.S. LARGE-CAP ETF 134,480 7,211 0.05%
302 FIRST TRUST EXCH TRADED FUND 2 UTILITIES ALPH ETF 266,231 7,186 0.05%
303 SPDR SERIES TRUST 230,568 7,168 0.05%
304 PFIZER INC 217,237 7,168 0.05%
305 SPDR SER TR 147,847 7,086 0.05%
306 FIRST TRUST EXCH TRADED FUND 2 INDLS PROD DUR ETF 212,969 7,066 0.05%
307 ISHARES TR 100,986 7,029 0.05%
308 WEYERHAEUSER CO 231,095 7,016 0.05%
309 OPPENHEIMER REV WEIGHTD ETF 128,646 7,015 0.05%
310 POWERSHARES ETF TRUST II 184,434 6,999 0.05%
311 GLOBAL X FDS 464,114 6,957 0.05%
312 ISHARES MSCI ACWI EX US IDX FD 171,722 6,953 0.05%
313 VANECK VECTORS ETF TR 289,021 6,942 0.05%
314 ISHARES TR 116,262 6,933 0.05%
315 PEPSICO INC 65,858 6,891 0.05%
316 AMERIGAS PARTNERS L P 145,100 6,884 0.05%
317 PPL CORP 202,039 6,877 0.05%
318 SCHWAB U.S. MID-CAP ETF 150,348 6,823 0.05%
319 SPDR SERIES TRUST 61,613 6,808 0.05%
320 VANECK ETF TRUST 201,480 6,778 0.05%
321 UNITEDHEALTH GROUP INC 41,982 6,777 0.05%
322 COHEN STEERS REIT PFD 350,326 6,737 0.05%
323 RYDEX ETF TRUST 68,611 6,682 0.05%
324 SPDR INDEX SHS FDS 183,816 6,652 0.05%
325 WISDOMTREE TR 63,905 6,605 0.05%
326 ISHARES TR 114,242 6,605 0.05%
327 FIRST TR EXCH TRADED FD III 190,469 6,602 0.05%
328 ISHARES TR 39,712 6,600 0.05%
329 ISHARES TR 131,985 6,585 0.05%
330 ISHARES TR 129,407 6,573 0.05%
331 NUVEEN MUN VALUE FD INC 685,785 6,570 0.05%
332 FLEXSHARES TR 170,743 6,553 0.05%
333 CHUBB LIMITED 49,707 6,547 0.05%
334 LEGG MASON ETF EQUITY TR 226,021 6,470 0.05%
335 NUVEEN S&P 500 BUY-WRITE INC 499,014 6,362 0.05%
336 ISHARES TR 41,847 6,341 0.05%
337 JOHN HANCOCK EXCHANGE TRADED 217,985 6,291 0.05%
338 ABBOTT LABS 158,994 6,208 0.05%
339 VANECK VECTORS ETF TR 120,573 6,208 0.05%
340 ISHARES TR 42,850 6,183 0.05%
341 VANGUARD INDEX FDS 50,206 6,095 0.05%
342 VICTORY PORTFOLIOS II 190,757 6,026 0.05%
343 GUGGENHEIM 1:1 EXC 4/9/18 739371839 50,207 6,024 0.05%
344 VANGUARD INDEX FDS 53,663 6,020 0.05%
345 UNILEVER PLC 148,285 6,013 0.05%
346 WELLS FARGO & CO NEW 107,296 6,006 0.05%
347 ISHARES TR 131,972 5,984 0.05%
348 DIREXION ALL CAP INSIDER SENTIMENT SHARES 77,503 5,982 0.05%
349 JOHN HANCOCK EXCHANGE TRADED 203,322 5,949 0.05%
350 PIMCO STRATEGIC INCOME FD 670,006 5,936 0.05%
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