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Institutional Investment Manager
Cambridge Investment Research Advisors, Inc.
Cambridge Investment Research Advisors, Inc. (CIK: 0001419186) incorporated in Iowa, located at 1776 Pleasant Plain Road, Fairfield, IA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q1)
Portfolio Summary: 1,604 holdings with a total value of $4,423,889,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 INVESCO SR INCOME TR 13,162 53,000 0.00%
52 XTANT MED HLDGS INC 19,400 53,000 0.00%
53 TCW STRATEGIC INCOME FD INC 10,076 53,000 0.00%
54 MICROVISION INC DEL 30,150 56,000 0.00%
55 AK STEEL HLDG CORP 13,736 57,000 0.00%
56 CREDIT SUISSE HIGH YIELD BD 25,910 58,000 0.00%
57 GERON CORP 20,705 60,000 0.00%
58 KERYX BIOPHARMACEUTICALS INCORPORATED 13,100 61,000 0.00%
59 Teekay Offshore Partners LP 10,796 61,000 0.00%
60 PENN WEST 66,464 62,000 0.00%
61 LIBERTY ALL STAR EQUITY FD 12,396 62,000 0.00%
62 WELLS FARGO GLOBAL DIVID OPP 10,308 62,000 0.00%
63 POWERSHARES ETF WILDER HILL CLEAN ENERGY PORTFOLIO 15,878 64,000 0.00%
64 PUTNAM MASTER INTER INCOME T 15,079 66,000 0.00%
65 ENCANA CORP 10,864 66,000 0.00%
66 TRANSGENOMIC INC 113,900 66,000 0.00%
67 ELDORADO GOLD CORP NEW 20,851 66,000 0.00%
68 CREDIT SUISSE AG NASSAU BRH 15,025 66,000 0.00%
69 VOYA INTL HIGH DIV EQTY INM 11,000 71,000 0.00%
70 Arrowhead Pharma Inc 14,837 72,000 0.00%
71 INVIVO THERAPEUTICS HLDGS CO 10,500 73,000 0.00%
72 HECLA MNG CO 26,250 73,000 0.00%
73 WESTERN ASSET HIGH INCOME OP 15,853 74,000 0.00%
74 SPRINT CORP 21,803 76,000 0.00%
75 Baytex Energy Corp 19,922 79,000 0.00%
76 ABERDEEN CHILE FD INC 13,370 80,000 0.00%
77 NEOGENOMICS INC 11,850 80,000 0.00%
78 MANAGED HIGH YIELD PLUS FUND INC 45,870 82,000 0.00%
79 YAMANA GOLD INC 26,935 82,000 0.00%
80 MANNKIND CORPORATION 51,036 82,000 0.00%
81 CALAMOS GBL DYN INCOME FUND COM 11,695 82,000 0.00%
82 ELLSWORTH GROWTH AND INCOME FU COM 10,811 82,000 0.00%
83 A H BELO CORP COM CL A 17,400 84,000 0.00%
84 MANITOWOC INC COM 19,641 85,000 0.00%
85 MFA FINANCIAL INC COM 12,848 88,000 0.00%
86 NOKIA CORP 15,095 89,000 0.00%
87 PUTNAM PREMIER INCOME TR 19,010 90,000 0.00%
88 CLEAN ENERGY FUELS CORPORATION COM 31,344 92,000 0.00%
89 ENERPLUS CORP 23,889 94,000 0.00%
90 OCLARO INC 17,500 95,000 0.00%
91 STMICROELECTRONICS N V 17,808 99,000 0.00%
92 ALPINE GLOBAL DYNAMIC DIVD F 11,608 99,000 0.00%
93 SEACHANGE INTERNATIONAL INCORPORATED 18,900 104,000 0.00%
94 TSAKOS ENERGY NAVIGATION LTD SHS 16,820 104,000 0.00%
95 NUVEEN FLOATING RATE INCOME 10,527 106,000 0.00%
96 WESTERN ASSET GLB PTNRS INCO 13,286 107,000 0.00%
97 DREYFUS STRATEGIC MUN BD 12,523 107,000 0.00%
98 DREYFUS HIGH YIELD STRATEGIE 34,700 109,000 0.00%
99 GLADSTONE LD CORPORATION REIT 10,897 110,000 0.00%
100 WENDYS CO 10,484 114,000 0.00%
Page 2 of 33

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001419186-16-000014, filed 2016.05.03).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.