| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Sunesis Pharmaceuticals I | 25,570 | 14,000 | 0.00% | ||
| 2 | FORESIGHT ENERGY LP | 12,100 | 14,000 | 0.00% | ||
| 3 | CATALYST PHARMACEUTICALS INC | 13,792 | 16,000 | 0.00% | ||
| 4 | ONCOTHYREON INC COM N/C EFF 6/ | 13,385 | 17,000 | 0.00% | ||
| 5 | LAKE SHORE GOLD CORP | 11,471 | 17,000 | 0.00% | ||
| 6 | MEI PHARMA INC | 14,347 | 18,000 | 0.00% | ||
| 7 | XOMA CORP DEL | 26,447 | 20,000 | 0.00% | ||
| 8 | RENTECH INC COM NEW | 10,414 | 23,000 | 0.00% | ||
| 9 | DURECT CORP | 17,407 | 23,000 | 0.00% | ||
| 10 | EVERI HLDGS INC | 10,974 | 25,000 | 0.00% | ||
| 11 | VIVINT SOLAR INC | 10,780 | 29,000 | 0.00% | ||
| 12 | LINCOLN EDL SVCS CORP | 11,605 | 29,000 | 0.00% | ||
| 13 | MCCLATCHY CO | 27,875 | 29,000 | 0.00% | ||
| 14 | PIXELWORKS INC | 13,530 | 30,000 | 0.00% | ||
| 15 | LEE ENTERPRISES INC | 16,829 | 30,000 | 0.00% | ||
| 16 | ASANKO GOLD INC | 14,711 | 31,000 | 0.00% | ||
| 17 | PERNIX THERAPEUTICS HLDGS IN | 30,607 | 32,000 | 0.00% | ||
| 18 | PHARMATHENE INC COM | 17,741 | 34,000 | 0.00% | ||
| 19 | Gastar Exploration, Ltd. | 32,023 | 35,000 | 0.01% | ||
| 20 | WMI HOLDINGS CORP. | 16,897 | 40,000 | 0.01% | ||
| 21 | ACELRX PHARMACEUTICALS INC | 13,291 | 41,000 | 0.01% | ||
| 22 | CERULEAN PHARMA INC | 15,895 | 43,000 | 0.01% | ||
| 23 | TERRAFORM GLOBAL INC CL A | 18,880 | 45,000 | 0.01% | ||
| 24 | CELLDEX THERAPEUTICS INC NEW | 11,840 | 45,000 | 0.01% | ||
| 25 | TRANSGLOBE ENERGY CORP | 27,018 | 45,000 | 0.01% | ||
| 26 | BLACKROCK DEBT STRAT FD INC | 13,149 | 46,000 | 0.01% | ||
| 27 | OncoGenex Pharmaceuticals Inc | 68,317 | 47,000 | 0.01% | ||
| 28 | KINROSS GOLD CORP | 14,217 | 48,000 | 0.01% | ||
| 29 | WESTERN ASSET MGD HI INCM FD | 10,989 | 49,000 | 0.01% | ||
| 30 | HALLADOR ENERGY COMPANY COM | 10,783 | 49,000 | 0.01% | ||
| 31 | SUNOPTA INC | 11,091 | 49,000 | 0.01% | ||
| 32 | ArQule Inc | 32,020 | 51,000 | 0.01% | ||
| 33 | FIBROCELL SCIENCE INC | 20,807 | 52,000 | 0.01% | ||
| 34 | QLT INC | 26,444 | 53,000 | 0.01% | ||
| 35 | Sizmek Inc | 18,425 | 53,000 | 0.01% | ||
| 36 | ARENA PHARMACEUTICALS INC | 27,642 | 54,000 | 0.01% | ||
| 37 | CLEAR CHANNEL OUTDOOR HLDGS CL A | 11,764 | 55,000 | 0.01% | ||
| 38 | GOLD RESOURCE CORP | 23,446 | 55,000 | 0.01% | ||
| 39 | ENDEAVOUR SILVER CORP | 23,562 | 58,000 | 0.01% | ||
| 40 | CHIMERIX INC | 11,369 | 58,000 | 0.01% | ||
| 41 | APOLLO INVT CORP | 10,873 | 60,000 | 0.01% | ||
| 42 | NII HLDGS INC COM PAR 0.001 | 11,283 | 62,000 | 0.01% | ||
| 43 | A H BELO CORP COM CL A | 13,111 | 63,000 | 0.01% | ||
| 44 | INVESCO SR INCOME TR | 16,169 | 65,000 | 0.01% | ||
| 45 | PIONEER ENERGY SVCS CORP COM | 29,465 | 65,000 | 0.01% | ||
| 46 | STEMLINE THERAPEUTICS INC | 14,229 | 66,000 | 0.01% | ||
| 47 | VAALCO ENERGY INC | 70,820 | 67,000 | 0.01% | ||
| 48 | MEDGENICS INC | 15,663 | 69,000 | 0.01% | ||
| 49 | ABERDEEN ASIA PACIFIC INCOME | 13,924 | 70,000 | 0.01% | ||
| 50 | GAMCO NATL RES GOLD&INCM | 10,847 | 71,000 | 0.01% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001111830-16-001388, filed 2016.05.10).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
