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Institutional Investment Manager
Concert Wealth Management Inc.
Concert Wealth Management Inc. (CIK: 0001456534) incorporated in California, located at 1900 The Alameda, San Jose, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 1,063 holdings with a total value of $822,956,000.
#
Name
Shares
Value ($)
%
Options
Notes
951 ISHARES 166 9,000 0.00%
952 VANGUARD WHITEHALL FDS INC 115 9,000 0.00%
953 RYDEX ETF TRUST 100 9,000 0.00%
954 VANGUARD INDEX FDS 96 9,000 0.00%
955 ISHARES TR 102 9,000 0.00%
956 VIACOM INC NEW 200 9,000 0.00%
957 SPDR SERIES TRUST 123 8,000 0.00%
958 SPDR INDEX SHS FDS 110 7,000 0.00%
959 ISHARES TRUST CMBS ETF 141 7,000 0.00%
960 ISHARES 176 6,000 0.00%
961 POWERSHARES ETF TRUST 300 6,000 0.00%
962 RYDEX ETF TRUST 63 6,000 0.00%
963 POWERSHARES GLOBAL AGRICULTURE PORTFOLIO 250 6,000 0.00%
964 SPDR SER TR 79 6,000 0.00%
965 ALPS ETF TR 200 5,000 0.00%
966 SPDR INDEX SHS FDS 114 5,000 0.00%
967 GLOBAL X FDS 662 5,000 0.00%
968 ISHARES TR 60 5,000 0.00%
969 GALENA BIOPHARMA INC 14,961 5,000 0.00%
970 ALPS ETF TR 224 5,000 0.00%
971 ISHARES TR 115 5,000 0.00% PRN
972 ISHARES TR 82 5,000 0.00%
973 POWERSHARES ETF TRUST 200 5,000 0.00%
974 CLAYMORE EXCHANGE TRD FD TR 190 5,000 0.00%
975 POWERSHARES ETF TR II 174 4,000 0.00%
976 ISHARES MSCI GLOBAL SILVER MINERS ETF 300 4,000 0.00%
977 POWERSHARES ETF TR II 101 4,000 0.00%
978 ISHARES TR 40 4,000 0.00%
979 ISHARES TR 100 4,000 0.00%
980 CLAYMORE EXCHANGE TRD FD TR 124 4,000 0.00%
981 ISHARES MSCI MALAYSI ETF 467 4,000 0.00%
982 Columbia Emerging Mkts Consume 160 4,000 0.00%
983 ISHARES TR 100 4,000 0.00%
984 INTEL CORP JR SB CONV DB 35 3,000 4,000 0.00% PRN
985 SPDR SERIES TRUST 68 4,000 0.00%
986 POWERSHARES ETF TR II 250 3,000 0.00%
987 POWERSHARES ETF TRUST 92 3,000 0.00%
988 MICROSOFT CORP 300 3,000 0.00% Call
989 GLOBAL X FDS 239 3,000 0.00%
990 Global X ETFs/USA 326 3,000 0.00%
991 POWERSHARES ETF WILDER HILL CLEAN ENERGY PORTFOLIO 770 3,000 0.00%
992 DANAHER CORP DEL LYON 01/21 1,000 3,000 0.00% PRN
993 GILEAD SCIENCES INC 100 3,000 0.00% Call
994 ISHARES TR 124 3,000 0.00%
995 PIMCO ETF TR 61 3,000 0.00%
996 POWERSHARES ETF TRUST II 110 2,000 0.00%
997 LIONS GATE ENTERTN 500 2,000 0.00% Call
998 ISHARES 26 2,000 0.00%
999 ISHARES TR 59 2,000 0.00%
1000 WISDOMTREE TR 38 2,000 0.00%
Page 20 of 22

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-16-004576, filed 2016.10.27).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.