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SPDR SERIES TRUST
SPDR SERIES TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 57 Institutional holders with a total value of $84,818,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RAYMOND JAMES & ASSOCIATES 234,227 20,230,000 23.85%
2 KRILOGY FINANCIAL LLC 141,008 12,179,000 14.36%
3 STRINGER ASSET MANAGEMENT, LLC 96,642 8,347,000 9.84%
4 LADENBURG THALMANN FINANCIAL SERVICES INC. 53,850 4,650,000 5.48%
5 ENVESTNET ASSET MANAGEMENT INC 48,471 4,186,000 4.94%
6 Tradewinds Capital Management, LLC 42,582 3,678,000 4.34%
7 MORGAN STANLEY 41,288 3,566,000 4.20%
8 FAS Wealth Partners, Inc. 36,857 3,183,000 3.75%
9 LPL Financial LLC 25,609 2,186,000 2.58%
10 SCHNEIDER DOWNS WEALTH MANAGEMENT ADVISORS, LP 23,875 2,062,000 2.43%
11 AXA S.A. 23,094 1,995,000 2.35%
12 ROYAL BANK OF CANADA 21,554 1,862,000 2.20%
13 CARNICK & KUBIK GROUP, LLC 20,888 1,804,000 2.13%
14 GHP Investment Advisors, Inc. 16,402 1,417,000 1.67%
15 ASSET DEDICATION, LLC 16,249 1,402,000 1.65%
16 Janney Montgomery Scott LLC 12,678 1,095,000 1.29%
17 Argentus Capital Management, LLC 11,769 1,016,000 1.20%
18 VOYA FINANCIAL ADVISORS, INC. 11,429 977,000 1.15%
19 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 10,812 934,000 1.10%
20 Courage Miller Partners, LLC 10,613 917,000 1.08%
21 UBS Group AG 8,278 715,000 0.84%
22 INTEGRATED WEALTH MANAGEMENT 6,157 532,000 0.63%
23 Commonwealth Equity Services, Inc 6,111 528,000 0.62%
24 WELLS FARGO & COMPANY/MN 5,281 456,000 0.54%
25 Freedom Investment Management, Inc. 5,227 451,000 0.53%
26 PNC FINANCIAL SERVICES GROUP, INC. 5,014 433,000 0.51%
27 Burt Wealth Advisors 4,714 407,000 0.48%
28 Raymond James Financial Services Advisors, Inc. 4,442 384,000 0.45%
29 Cetera Advisors LLC 3,988 346,000 0.41%
30 Pure Financial Advisors, LLC 3,999 345,000 0.41%
31 B. Riley Wealth Advisors, Inc. 3,790 328,000 0.39%
32 HBK Sorce Advisory LLC 3,279 283,000 0.33%
33 IFP ADVISORS, INC 3,208 277,000 0.33%
34 ARBOR WEALTH MANAGEMENT, LLC 3,218 271,000 0.32%
35 Stratos Wealth Partners, LTD. 3,138 271,000 0.32%
36 BRONFMAN E.L. ROTHSCHILD, L.P. 2,463 213,000 0.25%
37 NEXT Financial Group, Inc 1,625 140,000 0.17%
38 Advisory Services Network, LLC 1,556 134,000 0.16%
39 MSI Financial Services Inc 1,363 118,000 0.14%
40 BANK OF AMERICA CORP /DE/ 1,231 107,000 0.13%
41 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 1,076 93,000 0.11%
42 Manchester Capital Management LLC 700 60,000 0.07%
43 Parkside Financial Bank & Trust 652 56,000 0.07%
44 BANK OF MONTREAL /CAN/ 331 29,000 0.03%
45 Avior Wealth Management, LLC 326 28,000 0.03%
46 JACKSON, GRANT INVESTMENT ADVISERS, INC. 263 23,000 0.03%
47 Vantage Investment Advisors, LLC 217 19,000 0.02%
48 Ironwood Financial, llc 225 19,000 0.02%
49 Winfield Associates, Inc. 200 17,000 0.02%
50 KANALY TRUST CO 164 14,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.