| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 | 22,504 | 0 | 0.00% | ||
| 2 | PEDEVCO CORP | 14,500 | 2,000 | 0.00% | ||
| 3 | GENERAL MOLY INC | 40,233 | 10,000 | 0.00% | ||
| 4 | Ares Capital Corp | 10,000 | 10,000 | 0.00% | ||
| 5 | POLYMET MINING CORP | 14,365 | 11,000 | 0.00% | ||
| 6 | MANNKIND CORP. | 20,864 | 13,000 | 0.00% | ||
| 7 | PLURISTEM THERAPEUTICS INC | 10,000 | 14,000 | 0.00% | ||
| 8 | PSIVIDA CORP | 10,000 | 17,000 | 0.00% | ||
| 9 | Macquarie Infrastructure Corp | 25,000 | 29,000 | 0.00% | ||
| 10 | ZYNGA INC | 12,053 | 31,000 | 0.00% | ||
| 11 | YAMANA GOLD INC | 11,346 | 32,000 | 0.00% | ||
| 12 | DENBURY RESOURCES INC | 10,003 | 37,000 | 0.00% | ||
| 13 | FUSION TELECOMM INTL INC | 37,846 | 57,000 | 0.00% | ||
| 14 | AGENUS INC | 14,211 | 59,000 | 0.00% | ||
| 15 | RESEARCH FRONTIERS INC | 33,477 | 61,000 | 0.00% | ||
| 16 | LIMELIGHT NETWORKS INC COM | 27,993 | 71,000 | 0.00% | ||
| 17 | INVESTORS REAL | 10,340 | 74,000 | 0.00% | ||
| 18 | WMI HOLDINGS CORP. | 50,000 | 78,000 | 0.00% | ||
| 19 | WEATHERFORD INTL PLC | 16,178 | 81,000 | 0.00% | ||
| 20 | MFS INTERMEDIATE INCOME TRUST SH BEN INT | 18,472 | 82,000 | 0.00% | ||
| 21 | UNITED DEV FDG IV COM | 27,415 | 82,000 | 0.00% | ||
| 22 | CONFORMIS INCORPORATED | 11,056 | 90,000 | 0.00% | ||
| 23 | MFA FINANCIAL INC COM | 12,246 | 93,000 | 0.00% | ||
| 24 | SANGAMO THERAPEUTICS INCORPORATED | 32,214 | 98,000 | 0.00% | ||
| 25 | DREYFUS STRATEGIC MUNS INCORPORATED | 11,893 | 100,000 | 0.00% | ||
| 26 | Bank Of America 18 WTS | 107,680 | 103,000 | 0.00% | ||
| 27 | COMMUNITY HEALTH SYS INC NEW | 20,099 | 112,000 | 0.00% | ||
| 28 | TEMPLETON GLOBAL INCOME FD | 19,082 | 124,000 | 0.00% | ||
| 29 | BANCO BRADESCO S A | 14,855 | 129,000 | 0.00% | ||
| 30 | ICICI BANK LIMITED | 17,161 | 129,000 | 0.00% | ||
| 31 | CALAMOS STRATEGIC TOTL RETN | 12,695 | 130,000 | 0.00% | ||
| 32 | OHR PHARMACEUTICAL INC | 86,422 | 130,000 | 0.00% | ||
| 33 | FRANKLIN STREET PPTY CP | 10,475 | 136,000 | 0.00% | ||
| 34 | AMBEV SA | 28,440 | 140,000 | 0.00% | ||
| 35 | BANCO SANTANDER SA | 27,205 | 141,000 | 0.00% | ||
| 36 | AU OPTRONICS CORP | 40,077 | 142,000 | 0.00% | ||
| 37 | GOLDMAN SACHS MLP ENERGY RENAI | 20,000 | 144,000 | 0.00% | ||
| 38 | EATON VANCE LTD DURATION INC | 10,724 | 147,000 | 0.00% | ||
| 39 | CANADIAN SOLAR INC | 12,491 | 152,000 | 0.00% | ||
| 40 | APOLLO INVT CORP | 26,448 | 155,000 | 0.00% | ||
| 41 | NUVEEN TEXAS QLTY MUN INCME | 11,350 | 156,000 | 0.00% | ||
| 42 | SAN JUAN BASIN RTY TR | 23,802 | 158,000 | 0.00% | ||
| 43 | John Hancock Premium Dividend Fund | 10,146 | 159,000 | 0.00% | ||
| 44 | FIRST TR SR FLG RTE INCM FD | 11,850 | 164,000 | 0.00% | ||
| 45 | UNITED STATES OIL FUND LP | 13,964 | 164,000 | 0.00% | ||
| 46 | SOUTHWESTERN ENERGY CO | 15,562 | 168,000 | 0.00% | ||
| 47 | PIMCO MUN INCOME FD II | 13,786 | 168,000 | 0.00% | ||
| 48 | WINDSTREAM HLDGS INC | 22,871 | 168,000 | 0.00% | ||
| 49 | CREDIT SUISSE GROUP | 11,841 | 169,000 | 0.00% | ||
| 50 | ITAU UNIBANCO HLDG SA | 16,683 | 172,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001463217-17-000002, filed 2017.02.15).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
