| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | FINJAN HLDGS INC | 35,000 | 40,000 | 0.00% | ||
| 2 | ARADIGM CORP | 10,953 | 43,000 | 0.00% | ||
| 3 | PENDRELL CORP | 110,800 | 56,000 | 0.01% | ||
| 4 | ON TRACK INNOVATION LTD | 200,000 | 90,000 | 0.01% | ||
| 5 | PRISM TECHNOLOGIES GROUP INC | 115,299 | 118,000 | 0.01% | ||
| 6 | DOMINION DIAMOND CORP | 14,800 | 151,000 | 0.02% | Call | |
| 7 | Echelon Corp | 28,200 | 159,000 | 0.02% | ||
| 8 | Jive Software Inc | 40,000 | 163,000 | 0.02% | Call | |
| 9 | ICAD INC | 31,554 | 163,000 | 0.02% | ||
| 10 | CF INDS HLDGS INC | 5,100 | 208,000 | 0.02% | ||
| 11 | LANTRONIX INC | 225,000 | 254,000 | 0.03% | ||
| 12 | VANDA PHARMACEUTICALS INC COM | 32,500 | 303,000 | 0.03% | ||
| 13 | PRUDENTIAL SHT DURATION HG YLD | 20,959 | 306,000 | 0.03% | ||
| 14 | TYLER TECHNOLOGIES INC | 1,800 | 314,000 | 0.03% | Call | |
| 15 | PLAINS ALL AMERN PIPELINE L | 14,000 | 323,000 | 0.03% | ||
| 16 | PROSHARES ULTRASHORT 7-10 TREASURY | 13,939 | 324,000 | 0.03% | ||
| 17 | RETROPHIN INC | 17,500 | 338,000 | 0.03% | ||
| 18 | IDENTIV INC | 171,200 | 341,000 | 0.03% | ||
| 19 | PROSHARES TR | 5,624 | 354,000 | 0.04% | ||
| 20 | SPDR SERIES TRUST | 5,988 | 360,000 | 0.04% | ||
| 21 | BELLATRIX EXPLORATION LTD | 299,350 | 362,000 | 0.04% | ||
| 22 | MACQUARIE INFRASTRUCTURE COR | 5,000 | 363,000 | 0.04% | Call | |
| 23 | MICROCHIP TECHNOLOGY | 8,200 | 382,000 | 0.04% | Call | |
| 24 | NETWORK 1 TECHNOLOGIES | 185,000 | 387,000 | 0.04% | ||
| 25 | SAGE THERAPEUTICS INC | 7,000 | 408,000 | 0.04% | ||
| 26 | DYNAVAX TECHNOLOGIES CORP | 17,000 | 411,000 | 0.04% | ||
| 27 | BROOKFIELD GLOBL LISTED INFR | 35,788 | 421,000 | 0.04% | ||
| 28 | PERRIGO CO PLC | 3,000 | 434,000 | 0.04% | ||
| 29 | VANGUARD SCOTTSDALE FDS | 7,730 | 470,000 | 0.05% | ||
| 30 | PROSHARES TR | 6,502 | 476,000 | 0.05% | ||
| 31 | IGNYTA INC COM | 40,000 | 536,000 | 0.05% | ||
| 32 | OWENS-ILLINOIS, INC. | 31,500 | 549,000 | 0.05% | ||
| 33 | ARES DYNAMIC CR ALLOCATION F | 42,250 | 564,000 | 0.06% | ||
| 34 | GLOBAL PMTS INC | 9,500 | 613,000 | 0.06% | Call | |
| 35 | CONTROL4 CORP | 85,100 | 619,000 | 0.06% | ||
| 36 | PROSHARES TR | 27,047 | 669,000 | 0.07% | ||
| 37 | HORIZON PHARMA PLC | 31,000 | 672,000 | 0.07% | ||
| 38 | WORLD PT TERMS LP | 50,481 | 676,000 | 0.07% | ||
| 39 | TORTOISE MLP FD INCORPORATED | 40,162 | 697,000 | 0.07% | ||
| 40 | CBOE HLDGS INC | 10,756 | 698,000 | 0.07% | ||
| 41 | Jive Software Inc | 174,000 | 710,000 | 0.07% | ||
| 42 | CELGENE CORP | 6,000 | 719,000 | 0.07% | ||
| 43 | ATMEL CORP | 84,600 | 728,000 | 0.07% | Call | |
| 44 | NUVEEN CR STRATEGIES INCOME FD COM SHS | 93,300 | 731,000 | 0.07% | ||
| 45 | INTERCONTINENTAL EXCHANGE IN | 3,162 | 810,000 | 0.08% | ||
| 46 | GRAY TELEVISION INC COM | 50,000 | 815,000 | 0.08% | Call | |
| 47 | PIONEER FLOATING RATE TR | 75,550 | 820,000 | 0.08% | ||
| 48 | NUVEEN FLOATING RATE INCOME | 86,677 | 888,000 | 0.09% | ||
| 49 | PIMCO ETF TR | 9,015 | 907,000 | 0.09% | ||
| 50 | BROOKFIELD PPTY PARTNERS L P | 40,597 | 943,000 | 0.09% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001481986-16-000011, filed 2016.02.16).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
