| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ISHARES TR | 12,800 | 1,000 | 0.00% | PRN | |
| 2 | COPSYNC INC | 30,000 | 3,000 | 0.00% | ||
| 3 | BARINGTON HILCO ACQUISITION | 50,823 | 5,000 | 0.00% | ||
| 4 | ORIGO ACQUISITION CORP | 75,000 | 8,000 | 0.00% | ||
| 5 | BARINGTON HILCO ACQUISITION | 50,823 | 8,000 | 0.00% | ||
| 6 | QUINPARIO ACQUISITION CORP 2 | 51,097 | 9,000 | 0.00% | ||
| 7 | SPDR S&P 500 ETF TR PUT | 16,000 | 12,000 | 0.00% | PRN | |
| 8 | AR CAP ACQUISITION CORP | 200,173 | 12,000 | 0.00% | ||
| 9 | ISHARES US REAL 1/20/2017 79.00 | 25,000 | 13,000 | 0.00% | ||
| 10 | ORIGO ACQUISITION CORP | 75,000 | 14,000 | 0.00% | ||
| 11 | GORES HOLDINGS INC-CW20 | 21,500 | 19,000 | 0.00% | ||
| 12 | COPSYNC INC | 30,000 | 21,000 | 0.00% | ||
| 13 | ANDINA ACQUISITION CORP II | 201,285 | 32,000 | 0.01% | ||
| 14 | TERRAPIN 3 ACQUISITION CORP | 200,000 | 36,000 | 0.01% | ||
| 15 | AROWANA INC | 400,000 | 39,000 | 0.01% | ||
| 16 | PACIFIC SPL ACQUISITION CORP | 300,000 | 40,000 | 0.01% | ||
| 17 | MEDALLION FINL CORP | 10,000 | 42,000 | 0.01% | ||
| 18 | ELECTRUM SPL ACQUISITION CORP | 151,020 | 44,000 | 0.01% | ||
| 19 | CHINA LENDING CORP | 251,050 | 50,000 | 0.01% | ||
| 20 | E-COMPASS ACQUISITION CORP | 100,000 | 55,000 | 0.01% | ||
| 21 | ANDINA ACQUISITION CORP II | 201,285 | 56,000 | 0.01% | ||
| 22 | PACIFIC SPECIAL ACQUISITION | 300,000 | 61,000 | 0.01% | ||
| 23 | AROWANA INC | 400,000 | 74,000 | 0.02% | ||
| 24 | HARMONY MERGER CORP | 200,918 | 110,000 | 0.02% | ||
| 25 | DELAWARE INVTS DIV & INCOME | 14,049 | 139,000 | 0.03% | ||
| 26 | NEW IRELAND FD INC | 13,985 | 171,000 | 0.04% | ||
| 27 | ATLANTIC ALLIANCE PARTNER CO | 20,000 | 210,000 | 0.05% | ||
| 28 | ELLSWORTH GROWTH AND INCOME FU COM | 34,123 | 279,000 | 0.06% | ||
| 29 | GDL FUND | 28,598 | 284,000 | 0.06% | ||
| 30 | GSV CAP CORP | 80,704 | 381,000 | 0.09% | ||
| 31 | JETPAY CORP | 144,207 | 388,000 | 0.09% | ||
| 32 | QUINPARIO ACQUISITION CORP 2 | 51,097 | 506,000 | 0.11% | ||
| 33 | BARINGTON HILCO ACQUISITION | 50,823 | 512,000 | 0.12% | ||
| 34 | COTY INC-CL A | 25,000 | 588,000 | 0.13% | ||
| 35 | DEUTSCHE MULTI-MKT INCOME TR | 71,219 | 609,000 | 0.14% | ||
| 36 | MORGAN STANLEY ASIA PACIFIC FD INC | 49,443 | 746,000 | 0.17% | ||
| 37 | ASIA TIGERS FD INC | 82,840 | 833,000 | 0.19% | ||
| 38 | ABERDEEN SINGAPORE FD INC | 93,379 | 875,000 | 0.20% | ||
| 39 | TECNOGLASS INC | 72,748 | 876,000 | 0.20% | ||
| 40 | EQUUS TOTAL RETURN INC | 497,162 | 925,000 | 0.21% | ||
| 41 | E COMPASS ACQUISITION CORP | 100,000 | 1,024,000 | 0.23% | ||
| 42 | ROYCE VALUE TR INC | 88,300 | 1,118,000 | 0.25% | ||
| 43 | M III ACQUISITION CORP | 165,000 | 1,617,000 | 0.36% | ||
| 44 | ANDINA ACQUISITION CORP II | 201,285 | 1,989,000 | 0.45% | ||
| 45 | CREDIT SUISSE ASSET MGMT INC | 669,142 | 2,101,000 | 0.47% | ||
| 46 | ADAMS DIVERSIFIED EQUITY FD | 166,914 | 2,195,000 | 0.49% | ||
| 47 | JPMORGAN CHINA REGION FD INC | 132,784 | 2,288,000 | 0.52% | ||
| 48 | CROSSROADS CAP INC | 1,121,032 | 2,309,000 | 0.52% | ||
| 49 | FIRSTHAND TECHNOLOGY VALUE FD COM | 315,041 | 2,473,000 | 0.56% | ||
| 50 | CENTRAL SECS CORP | 137,645 | 2,924,000 | 0.66% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001398344-16-020636, filed 2016.11.14).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
