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Institutional Investment Manager
CAPTRUST FINANCIAL ADVISORS
CAPTRUST FINANCIAL ADVISORS (CIK: 0001512024) incorporated in North Carolina, located at 4208 Six Forks Road, Suite 1700, Raleigh, NC. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q2)
Original 13F HR (0001062993-15-004442) filed in 2015.08.13
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 13 1 0.00%
2 ISHARES TR 26 3 0.00%
3 ISHARES TR 30 2 0.00%
4 GLOBAL X FDS 39 2 0.00%
5 CALAMOS CONV OPPORTUNITIES & 50 1 0.00%
6 VANGUARD INTL EQUITY INDEX F 54 7 0.00%
7 MARKET VECTORS ETF TR 62 1 0.00%
8 SPDR BLOOMBERG INTERNATIONAL CORPORATE BOND ETF 70 12 0.00%
9 ISHARES TR 75 3 0.00%
10 ISHARES TR 84 11 0.00%
11 SPDR SER TR 93 5 0.00%
12 UNITED STATES OIL FUND LP 98 4 0.00%
13 VANGUARD INDEX FDS 100 3 0.00%
14 ISHARES TR 106 10 0.00%
15 POWERSHARES ETF TR II 124 14 0.00%
16 WISDOMTREE TRUST EUROPE SMCP DV ETF 150 2 0.00%
17 ALLIANCE BERNSTEIN INCOME FUND ADVISOR 180 4 0.00%
18 ISHARES TR 211 20 0.00%
19 ISHARES 20 YEAR TREASURY BOND ETF 220 18 0.00%
20 SPDR NUVEEN BARLCAYS SOHRT TER 231 4 0.00%
21 GAMCO GLOBAL GOLD NAT RES & 233 36 0.01%
22 PROSHARES TR 244 11 0.00%
23 NUVEEN PREM INCOME MUN FD 2 254 28 0.00%
24 ISHARES TR 275 30 0.00%
25 Market Vectors Gold 295 29 0.00%
26 ISHARES TR 295 6 0.00%
27 ISHARES TR 300 7 0.00%
28 VANGUARD INDEX FDS 307 18 0.00%
29 ISHARES TR 340 36 0.01%
30 ROYCE GLOBAL VALUE TR INC 344 60 0.01%
31 ISHARES 350 7 0.00%
32 PIMCO CORPORATE INCOME OPP 363 17 0.00%
33 VANGUARD INTL EQUITY INDEX F 370 5 0.00%
34 INDEXIQ ETF TR 380 12 0.00%
35 ISHARES S&P GSCI COMMODITY I 411 23 0.00%
36 ISHARES INC MSCI MLY ETF NEW 484 36 0.01%
37 ISHARES TR 500 10 0.00%
38 NUVEEN NORTH CAROLINA QLTY M 500 12 0.00%
39 WISDOMTREE TR 500 25 0.00%
40 EATON VANCE FLTING RATE INC 507 37 0.01%
41 ProShares VIX Short-Term Futures 536 24 0.00%
42 VANGUARD SPECIALIZED PORTFOL 552 45 0.01%
43 CAMBRIA ETF TR 556 47 0.01%
44 SPDR SERIES TRUST 563 62 0.01%
45 NUVEEN ENERGY MLP TOTL RTRNF 579 43 0.01%
46 VANGUARD INDEX FDS 597 220 0.03%
47 WISDOMTREE TR 600 4 0.00%
48 TCW STRATEGIC INCOME FD INC 605 8 0.00%
49 EATON VANCE ENHANCED EQUITY 640 57 0.01%
50 VANGUARD ADMIRAL FDS INC 698 23 0.00%
Page 1 of 4
Restatement filing (0001062993-15-004608) filed in 2015.08.14
#
Name
Shares
Value ($)
%
Options
Notes
51 ISHARES TR 2,266 245 0.04%
52 NUVEEN NORTH CAROLINA QLTY M 18,901 240 0.04%
53 ISHARES TR 2,609 232 0.04%
54 VANGUARD INDEX FDS 2,454 222 0.03%
55 RYDEX ETF TRUST 2,775 221 0.03%
56 SPDR NUVEEN BARLCAYS SOHRT TER 9,076 220 0.03%
57 ISHARES TR 597 220 0.03%
58 VANGUARD INTL EQUITY INDEX F 4,695 192 0.03%
59 ISHARES INC 3,980 191 0.03%
60 VANGUARD ADMIRAL FDS INC 1,731 185 0.03%
61 NUVEEN SELECT QUALITY MUN FD 12,083 160 0.03%
62 VANGUARD INTL EQUITY INDEX F 2,530 156 0.02%
63 PROSHARES TR 4,800 126 0.02%
64 ROYCE VALUE TR INC 9,050 125 0.02%
65 INDEXIQ ETF TR 4,094 121 0.02%
66 NUVEEN PREFERRED SECURITIES 14,229 121 0.02%
67 SPDR SERIES TRUST 3,112 120 0.02%
68 ISHARES TR 1,142 113 0.02%
69 PIMCO CORPORATE INCOME OPP 7,291 106 0.02%
70 WISDOMTREE TR 1,712 105 0.02%
71 ISHARES TR 947 97 0.02%
72 ISHARES TR 924 97 0.02%
73 ISHARES TR 1,000 91 0.01%
74 POWERSHARES ETF TR II 3,624 90 0.01%
75 EATON VANCE ENHANCED EQUITY 6,225 86 0.01%
76 Barings Global Short Duration 4,000 80 0.01%
77 VANGUARD WORLD FD 710 75 0.01%
78 ALPS ETF TR 4,500 70 0.01%
79 HANCOCK JOHN PFD INCOME FD I 4,184 70 0.01%
80 ISHARES TR 1,172 70 0.01%
81 ISHARES TR 563 62 0.01%
82 SPDR SER TR 2,146 62 0.01%
83 SPDR DOW JONES INDL AVRG ETF 344 60 0.01%
84 BLACKROCK INCOME TR INC 9,403 59 0.01%
85 CALAMOS CONV OPPORTUNITIES & 4,721 58 0.01%
86 ISHARES TR 640 57 0.01%
87 POWERSHARES ETF TRUST 2,261 56 0.01%
88 GUGGENHEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF 1,950 51 0.01%
89 EATON VANCE FLTING RATE INC 3,500 48 0.01%
90 VANGUARD STAR FDS 948 48 0.01%
91 VANGUARD SCOTTSDALE FDS 556 47 0.01%
92 NUVEEN CR STRATEGIES INCOME FD COM SHS 5,500 47 0.01%
93 VANGUARD BD INDEX FDS 552 45 0.01%
94 SELECT SECTOR SPDR TR 579 43 0.01%
95 EATON VANCE TAX MANAGED DIVE 3,822 43 0.01%
96 PIMCO INCOME STRATEGY FD 4,000 43 0.01%
97 TCW STRATEGIC INCOME FD INC 7,503 39 0.01%
98 ALLIANCE BERNSTEIN INCOME FUND ADVISOR 5,290 39 0.01%
99 ISHARES TR 507 37 0.01%
100 ISHARES TR 233 36 0.01%
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