| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,352,216 | 17,957,000 | 14.42% | ||
| 2 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 1,215,111 | 16,137,000 | 12.96% | ||
| 3 | UBS Group AG | 981,340 | 13,032,000 | 10.47% | ||
| 4 | Karpus Management, Inc. | 620,820 | 8,244,000 | 6.62% | ||
| 5 | GUGGENHEIM CAPITAL LLC | 509,648 | 6,768,000 | 5.44% | ||
| 6 | MARINER INVESTMENT GROUP LLC | 481,197 | 6,390,000 | 5.13% | ||
| 7 | Invesco Ltd. | 468,663 | 6,224,000 | 5.00% | PRN | |
| 8 | SIT INVESTMENT ASSOCIATES INC | 465,338 | 6,180,000 | 4.96% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 383,557 | 5,093,000 | 4.09% | ||
| 10 | MORGAN STANLEY | 370,676 | 4,923,000 | 3.95% | ||
| 11 | OAK HILL ADVISORS LP | 284,100 | 3,773,000 | 3.03% | ||
| 12 | Advisors Asset Management, Inc. | 261,480 | 3,472,000 | 2.79% | ||
| 13 | COHEN & STEERS, INC. | 212,448 | 2,821,000 | 2.27% | ||
| 14 | Global Endowment Management, LP | 169,630 | 2,252,000 | 1.81% | ||
| 15 | WELLS FARGO & COMPANY/MN | 156,125 | 2,074,000 | 1.67% | ||
| 16 | AQR ARBITRAGE LLC | 104,975 | 1,394,000 | 1.12% | ||
| 17 | VAN ECK ASSOCIATES CORP | 103,772 | 1,378,000 | 1.11% | ||
| 18 | 1832 Asset Management L.P. | 100,000 | 1,326,000 | 1.06% | ||
| 19 | ROYAL BANK OF CANADA | 85,326 | 1,133,000 | 0.91% | ||
| 20 | LPL Financial LLC | 82,190 | 1,095,000 | 0.88% | ||
| 21 | PNC FINANCIAL SERVICES GROUP, INC. | 74,781 | 993,000 | 0.80% | ||
| 22 | NATIONAL PLANNING CORP | 62,140 | 842,000 | 0.68% | ||
| 23 | FIFTH THIRD BANCORP | 63,279 | 840,000 | 0.67% | ||
| 24 | FIRST TRUST ADVISORS LP | 57,165 | 759,000 | 0.61% | ||
| 25 | RAYMOND JAMES & ASSOCIATES | 53,339 | 708,000 | 0.57% | ||
| 26 | Liberty Street Advisors, Inc. | 52,072 | 692,000 | 0.56% | ||
| 27 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 50,193 | 667,000 | 0.54% | ||
| 28 | HighTower Advisors, LLC | 45,639 | 606,000 | 0.49% | ||
| 29 | Horizon Kinetics LLC | 41,609 | 553,000 | 0.44% | ||
| 30 | Concert Wealth Management Inc. | 33,557 | 446,000 | 0.36% | ||
| 31 | Creative Planning | 32,575 | 433,000 | 0.35% | ||
| 32 | RAYMOND JAMES TRUST N.A. | 27,000 | 359,000 | 0.29% | ||
| 33 | Allen Investment Management, LLC | 26,376 | 350,000 | 0.28% | ||
| 34 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 26,315 | 349,000 | 0.28% | ||
| 35 | Virtu KCG Holdings LLC | 25,251 | 335,000 | 0.27% | ||
| 36 | Tradewinds Capital Management, LLC | 24,630 | 327,000 | 0.26% | ||
| 37 | Arete Wealth Advisors, LLC | 24,547 | 326,000 | 0.26% | ||
| 38 | Capital Investment Advisors, LLC | 23,824 | 316,000 | 0.25% | ||
| 39 | Commonwealth Equity Services, Inc | 23,668 | 314,000 | 0.25% | ||
| 40 | BAIRD FINANCIAL GROUP, INC. | 21,821 | 290,000 | 0.23% | ||
| 41 | BENJAMIN F. EDWARDS & COMPANY, INC. | 20,287 | 269,000 | 0.22% | ||
| 42 | Yellowstone Partners, LLC | 19,096 | 254,000 | 0.20% | ||
| 43 | VICUS CAPITAL | 18,961 | 252,000 | 0.20% | ||
| 44 | Cambridge Investment Research Advisors, Inc. | 18,202 | 242,000 | 0.19% | ||
| 45 | DOLIVER ADVISORS, LP | 15,600 | 207,000 | 0.17% | ||
| 46 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 15,089 | 204,000 | 0.16% | ||
| 47 | WEDBUSH SECURITIES INC | 11,400 | 151,000 | 0.12% | ||
| 48 | FineMark National Bank & Trust | 6,085 | 81,000 | 0.07% | ||
| 49 | Madden Advisory Services, Inc. | 5,949 | 79,000 | 0.06% | ||
| 50 | PRELUDE CAPITAL MANAGEMENT, LLC | 5,250 | 70,000 | 0.06% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
